Network Working Group S. Vallin
Internet-Draft Stefan Vallin AB
Intended status: Standards Track M. Bjorklund
Expires: October 13, 2019 Cisco
April 11, 2019

YANG Alarm Module
draft-ietf-ccamp-alarm-module-09

Abstract

This document defines a YANG module for alarm management. It includes functions for alarm list management, alarm shelving and notifications to inform management systems. There are also operations to manage the operator state of an alarm and administrative alarm procedures. The module carefully maps to relevant alarm standards.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at https://datatracker.ietf.org/drafts/current/.

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This Internet-Draft will expire on October 13, 2019.

Copyright Notice

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Table of Contents

1. Introduction

This document defines a YANG [RFC7950] module for alarm management. The purpose is to define a standardized alarm interface for network devices that can be easily integrated into management applications. The model is also applicable as a northbound alarm interface in the management applications.

Alarm monitoring is a fundamental part of monitoring the network. Raw alarms from devices do not always tell the status of the network services or necessarily point to the root cause. However, being able to feed alarms to the alarm management application in a standardized format is a starting point for performing higher level network assurance tasks.

The design of the module is based on experience from using and implementing available alarm standards from ITU [X.733], 3GPP [ALARMIRP] and ANSI [ISA182].

1.1. Terminology and Notation

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.

The following terms are defined in [RFC7950]:

The following terms are used within this document:

Tree diagrams used in this document follow the notation defined in [RFC8340].

2. Objectives

The objectives for the design of the Alarm Module are:

3. Alarm Module Concepts

This section defines the fundamental concepts behind the data model. This section is rooted in the works of Vallin et. al [ALARMSEM].

3.1. Alarm Definition

An alarm signifies an undesirable state in a resource that requires corrective action.

There are two main things to remember from this definition:

  1. the definition focuses on leaving out events and logging information in general. Alarms should only be used for undesired states that require action.
  2. the definition also focuses on alarms as a state on a resource, not the notifications that report the state changes.

See Appendix F for information how this definition relates to other alarm standards.

3.2. Alarm Type

This document defines an alarm type with an alarm type id and an alarm type qualifier.

The alarm type id is modeled as a YANG identity. With YANG identities, new alarm types can be defined in a distributed fashion. YANG identities are hierarchical, which means that a hierarchy of alarm types can be defined.

Standards and vendors should define their own alarm type identities based on this definition.

The use of YANG identities means that all possible alarms are identified at design time. This explicit declaration of alarm types makes it easier to allow for alarm qualification reviews and preparation of alarm actions and documentation.

There are occasions where the alarm types are not known at design time. An example is a system with digital inputs that allows users to connect detectors, such as smoke detectors, to the inputs. In this case it is a configuration action that says that certain connectors are fire alarms for example.

In order to allow for dynamic addition of alarm types the alarm module allows for further qualification of the identity-based alarm type using a string. A potential drawback of this is that there is a significant risk that alarm operators will receive alarm types as a surprise. They do not know how to resolve the problem since a defined alarm procedure does not necessarily exist. To avoid this risk the system MUST publish all possible alarm types in the alarm inventory, see Section 4.2.

  import ietf-alarms {
    prefix al;
  }
  identity vendor-alarms {
    base al:alarm-type;
  }
  identity communications-alarm {
    base vendor-alarms;
  }
  identity link-alarm {
    base communications-alarm;
  }

A vendor or standards organization can define their own alarm type hierarchy. The example below shows a hierarchy based on X.733 event types:

Alarm types can be abstract. An abstract alarm type is used as a base for defining hierarchical alarm types. Concrete alarm types are used for alarm states and appear in the alarm inventory. There are two kinds of concrete alarm types:

  1. The last subordinate identity in the "alarm-type-id" hierarchy is concrete, for example: "alarm-identity.environmental-alarm.smoke". In this example "alarm-identity" and "environmental-alarm" are abstract YANG identities, whereas "smoke" is a concrete YANG identity.
  2. The YANG identity hierarchy is abstract and the concrete alarm type is defined by the dynamic alarm qualifier string, for example: "alarm-identity.environmental-alarm.external-detector" with alarm-type-qualifier "smoke".

  // Alternative 1: concrete alarm type identity
  import ietf-alarms {
    prefix al;
  }
  identity environmental-alarm {
    base al:alarm-type;
    description "Abstract alarm type";
  }
  identity smoke {
    base environmental-alarm;
    description "Concrete alarm type";
  }

  // Alternative 2: concrete alarm type qualifier
  import ietf-alarms {
    prefix al;
  }
  identity environmental-alarm {
    base al:alarm-type;
    description "Abstract alarm type";
  }
  identity external-detector {
    base environmental-alarm;
    description
      "Abstract alarm type, a run-time configuration
       procedure sets the type of alarm detected. This will
       be reported in the alarm-type-qualifier.";
  }

For example:

A server SHOULD strive to minimize the number of dynamically defined alarm types.

3.3. Identifying the Alarming Resource

It is of vital importance to be able to refer to the alarming resource. This reference must be as fine-grained as possible. If the alarming resource exists in the data tree then an instance-identifier MUST be used with the full path to the object.

When the module is used in a controller/orchestrator/manager the original device resource identification can be modified to include the device in the path. The details depend on how devices are identified, and are out of scope for this specification.

Example:

This module also allows for alternate naming of the alarming resource if it is not available in the data tree.

3.4. Identifying Alarm Instances

  list alarm {
    key "resource alarm-type-id alarm-type-qualifier";
    ...
  }

A primary goal of this alarm module is to remove any ambiguity in how alarm notifications are mapped to an update of an alarm instance. The X.733 and 3GPP documents were not clear on this point. This YANG alarm module states that the tuple (resource, alarm type identifier, alarm type qualifier) corresponds to a single alarm instance. This means that alarm notifications for the same resource and same alarm type are matched to update the same alarm instance. These three leafs are therefore used as the key in the alarm list:

3.5. Alarm Lifecycle

The alarm model clearly separates the resource alarm lifecycle from the operator and administrative lifecycles of an alarm.

A server SHOULD describe how long it retains cleared/closed alarms: until manually purged or if it has an automatic removal policy. How this is done is outside the scope of this document.

3.5.1. Resource Alarm Lifecycle

From a resource perspective, an alarm can for example have the following lifecycle: raise, change severity, change severity, clear, being raised again, etc. All of these status changes can have different alarm texts generated by the instrumentation. Two important things to note:

  1. Alarms are not deleted when they are cleared. Deleting alarms is an administrative process. The alarm module defines an action "purge-alarms" that deletes alarms.
  2. Alarms are not cleared by operators, only the underlying instrumentation can clear an alarm. Operators can close alarms.

  +--ro alarm* [resource alarm-type-id alarm-type-qualifier]
     ...
     +--ro is-cleared                 boolean
     +--ro last-changed               yang:date-and-time
     +--ro perceived-severity         severity
     +--ro alarm-text                 alarm-text
     +--ro status-change* [time] {alarm-history}?
        +--ro time                    yang:date-and-time
        +--ro perceived-severity      severity-with-clear
        +--ro alarm-text              alarm-text

The YANG tree representation below illustrates the resource oriented lifecycle:

The last status values are also represented as leafs for the alarm. Note well that the alarm severity does not include "cleared", alarm clearance is a boolean flag.

An alarm can therefore look like this: (("GigabitEthernet0/25", link-alarm,""), false, 2018-04-08T08:20:10.00Z, major, "Interface GigabitEthernet0/25 down")

3.5.2. Operator Alarm Lifecycle

  +--ro alarm* [resource alarm-type-id alarm-type-qualifier]
     ...
     +--ro operator-state-change* [time] {operator-actions}?
     |  +--ro time        yang:date-and-time
     |  +--ro operator    string
     |  +--ro state       operator-state
     |  +--ro text?       string
     +---x set-operator-state {operator-actions}?
        +---w input
           +---w state    writable-operator-state
           +---w text?    string

Operators can act upon alarms using the set-operator-state action:

The operator state for an alarm can be: "none", "ack", "shelved", and "closed". Alarm deletion (using the action "purge-alarms") can use this state as a criterion. For example, a closed alarm is an alarm where the operator has performed any required corrective actions. Closed alarms are good candidates for being purged.

3.5.3. Administrative Alarm Lifecycle

Deleting alarms from the alarm list is considered an administrative action. This is supported by the "purge-alarms" action. The "purge-alarms" action takes a filter as input. The filter selects alarms based on the operator and resource lifecycle such as "all closed cleared alarms older than a time specification". The server may also perform these operations based on other policies, but how that is done is out of scope for this document.

Purged alarms are removed from the alarm list. Note well, if the alarm resource state changes after a purge, the alarm will reappear in the alarm list.

Alarms can be compressed. Compressing an alarm deletes all entries in the alarm's "status-change" list except for the last status change. A client can perform this using the "compress-alarms" action. The server may also perform these operations based on other policies, but how that is done is out of scope for this document.

3.6. Root Cause, Impacted Resources and Related Alarms

The alarm module does not mandate any requirements for the system to support alarm correlation or root-cause and service-impact analysis. However, if such features are supported, this section describes how the results of such analysis are represented in the data model. These parts of the model are optional. The module supports three scenarios:

Root cause analysis:
An alarm can indicate candidate root cause resources, for example: a database issue alarm referring to a full disc partition.
Service impact analysis:
An alarm can refer to potential impacted resources, for example: an interface alarm referring to impacted network services
Alarm correlation:
Dependencies between alarms, several alarms can be grouped as relating to each other, for example a streaming media alarm relating to a high jitter alarm.

Different systems have varying degrees of alarm correlation and analysis capabilities, and the intent of the alarm module is to enable any capability, including none.

The general principle of this alarm module is to limit the amount of alarms. In many cases several resources are affected for a given underlying problem. A full disk will of course impact databases and applications as well. The recommendation is to have a single alarm for the underlying problem and list the affected resources in the alarm, rather than having separate alarms for each resource.

The alarm has one leaf-list to identify possible "impacted-resources" and a leaf-list to identify possible "root-cause-resources". These serves as hints only. It is up to the client application to use this information to present the overall status. Using the disk full example, a good alarm would be to use the hard disk partition as the alarming resource and add the database and applications into the "impacted-resources" leaf-list.

A system should always strive to identify the resource that can be acted upon as the "resource" leaf. The "impacted-resource" leaf-list shall be used to identify any side-effects of the alarm. The impacted resources can not be acted upon to fix the problem. The disk full example above illustrates the principle; you can not fix the underlying issue by database operations. However, you need to pay attention to the database to perform any operations that limits the impact of problem.

On some occasions the system might not be capable of detecting the root cause, the resource that can be acted upon. The instrumentation in this case only monitors the side-effect and raises an alarm to indicate a situation requiring attention. The instrumentation still might identify possible candidates for the root-cause resource. In this case the "root-cause-resource" leaf-list can be used to indicate the candidate root-cause resources. An example of this kind of alarm might be an active test tool that detects an SLA violation on a VPN connection and identifies the devices along the chain as candidate root causes.

The alarm module also supports a way to associate different alarms to each other with the "related-alarm" list. This list enables the server to inform the client that certain alarms are related to other alarms.

Note well that this module does not prescribe any dependencies or preference between the above alarm correlation mechanisms. Different systems have different capabilities and the above described mechanisms are available to support the instrumentation features.

3.7. Alarm Shelving

Alarm shelving is an important function in order for alarm management applications and operators to stop superfluous alarms. A shelved alarm implies that any alarms fulfilling these criteria are ignored (blocked/filtered). Shelved alarms appear in a dedicated shelved alarm list in order to be filtered out from the alarm list in order for the main alarm list to only contain entries of interest. Shelved alarms do not generate notifications but the shelved alarm list is updated with any alarm state changes.

Alarm shelving is optional to implement, since matching alarms against shelf criteria may have an impact on the server's processing resources.

3.8. Alarm Profiles

Alarm profiles are used to configure further information to an alarm type. This module supports configuring severity levels overriding the system default levels. This corresponds to the Alarm Assignment Profile, ASAP, functionality in M.3100 [M.3100] and M.3160 [M.3160]. Other standard or enterprise modules can augment this list with further alarm type information.

4. Alarm Data Model

The fundamental parts of the data model are the "alarm-list" with associated notifications and the "alarm-inventory" list of all possible alarm types. These MUST be implemented by a system. The rest of the data model are made conditional with the YANG features "operator-actions", "alarm-shelving", "alarm-history", "alarm-summary", "alarm-profile", and "severity-assignment".

  +--rw control
  |  +--rw max-alarm-status-changes?   union
  |  +--rw notify-status-changes?      enumeration
  |  +--rw notify-severity-level?      severity
  |  +--rw alarm-shelving {alarm-shelving}?
  |        ...
  +--ro alarm-inventory
  |  +--ro alarm-type* [alarm-type-id alarm-type-qualifier]
  |        ...
  +--ro summary {alarm-summary}?
  |  +--ro alarm-summary* [severity]
  |  |     ...
  |  +--ro shelves-active?   empty {alarm-shelving}?
  +--ro alarm-list
  |  +--ro number-of-alarms?   yang:gauge32
  |  +--ro last-changed?       yang:date-and-time
  |  +--ro alarm* [resource alarm-type-id alarm-type-qualifier]
  |  |     ...
  |  +---x purge-alarms
  |  |     ...
  |  +---x compress-alarms {alarm-history}?
  |        ...
  +--ro shelved-alarms {alarm-shelving}?
  |  +--ro number-of-shelved-alarms?      yang:gauge32
  |  +--ro shelved-alarms-last-changed?   yang:date-and-time
  |  +--ro shelved-alarm*
  |  |       [resource alarm-type-id alarm-type-qualifier]
  |  |     ...
  |  +---x purge-shelved-alarms
  |  |     ...
  |  +---x compress-shelved-alarms {alarm-history}?
  |        ...
  +--rw alarm-profile*
          [alarm-type-id alarm-type-qualifier-match resource]
          {alarm-profile}?
     +--rw alarm-type-id                        alarm-type-id
     +--rw alarm-type-qualifier-match           string
     +--rw resource                             resource-match
     +--rw description                          string
     +--rw alarm-severity-assignment-profile
             {severity-assignment}?
           ...

          

The data model has the following overall structure:

4.1. Alarm Control

The "/alarms/control/notify-status-changes" leaf controls if notifications are sent for all state changes, only raise and clear, or only notifications more severe than a configured level. This feature in combination with alarm shelving corresponds to the ITU Alarm Report Control functionality, see Appendix F.2.4.

Every alarm has a list of status changes. The length of this list is controlled by "/alarms/control/max-alarm-status-changes". When the list is full and a new entry created, the oldest entry is removed.

4.1.1. Alarm Shelving

  +--rw control
     +--rw alarm-shelving {alarm-shelving}?
        +--rw shelf* [name]
           +--rw name           string
           +--rw resource*      resource-match
           +--rw alarm-type*
           |       [alarm-type-id alarm-type-qualifier-match]
           |  +--rw alarm-type-id                 alarm-type-id
           |  +--rw alarm-type-qualifier-match    string
           +--rw description?   string

            

The shelving control tree is shown below:

Shelved alarms are shown in a dedicated shelved alarm list. Matching alarms MUST appear in the /alarms/shelved-alarms/shelved-alarm list, and non-matching /alarms MUST appear in the /alarms/alarm-list/alarm list. The server does not send any notifications for shelved alarms.

Shelving and unshelving can only be performed by editing the shelf configuration. It cannot be performed on individual alarms. The server will add an operator state indicating that the alarm was shelved/unshelved.

A leaf (/alarms/summary/shelves-active) in the alarm summary indicates if there are shelved alarms.

A system can select to not support the shelving feature.

4.2. Alarm Inventory

The alarm inventory represents all possible alarm types that may occur in the system. A management system may use this to build alarm procedures. The alarm inventory is relevant for several reasons:

Note that the mechanism whereby dynamic alarm types are added using the alarm type qualifier MUST populate this list.

The optional leaf-list "resource" in the alarm inventory enables the system to publish for which resources a given alarm type may appear.

A server MUST implement the alarm inventory in order to enable controlled alarm procedures in the client.

A server implementer may want to document the alarm inventory for off-line processing by clients. The file format defined in [I-D.ietf-netmod-yang-instance-file-format] can be used for this purpose.

  +--ro alarm-inventory
     +--ro alarm-type* [alarm-type-id alarm-type-qualifier]
        +--ro alarm-type-id           alarm-type-id
        +--ro alarm-type-qualifier    alarm-type-qualifier
        +--ro resource*               resource-match
        +--ro will-clear              boolean
        +--ro severity-levels*        severity
        +--ro description             string

            

The alarm inventory tree is shown below:

4.3. Alarm Summary

The alarm summary list summarizes alarms per severity; how many cleared, cleared and closed, and closed. It also gives an indication if there are shelved alarms.

  +--ro summary {alarm-summary}?
     +--ro alarm-summary* [severity]
     |  +--ro severity                  severity
     |  +--ro total?                    yang:gauge32
     |  +--ro not-cleared?              yang:gauge32
     |  +--ro cleared?                  yang:gauge32
     |  +--ro cleared-not-closed?       yang:gauge32
     |  |       {operator-actions}?
     |  +--ro cleared-closed?           yang:gauge32
     |  |       {operator-actions}?
     |  +--ro not-cleared-closed?       yang:gauge32
     |  |       {operator-actions}?
     |  +--ro not-cleared-not-closed?   yang:gauge32
     |          {operator-actions}?
     +--ro shelves-active?   empty {alarm-shelving}?

            

The alarm summary tree is shown below:

4.4. The Alarm List

+--ro alarm-list
   +--ro number-of-alarms?   yang:gauge32
   +--ro last-changed?       yang:date-and-time
   +--ro alarm* [resource alarm-type-id alarm-type-qualifier]
   |  +--ro resource                 resource
   |  +--ro alarm-type-id            alarm-type-id
   |  +--ro alarm-type-qualifier     alarm-type-qualifier
   |  +--ro alt-resource*            resource
   |  +--ro related-alarm*
   |  |       [resource alarm-type-id alarm-type-qualifier]
   |  |       {alarm-correlation}?
   |  |  +--ro resource
   |  |  |       -> /alarms/alarm-list/alarm/resource
   |  |  +--ro alarm-type-id           leafref
   |  |  +--ro alarm-type-qualifier    leafref
   |  +--ro impacted-resource*       resource
   |  |       {service-impact-analysis}?
   |  +--ro root-cause-resource*     resource
   |  |       {root-cause-analysis}?
   |  +--ro time-created             yang:date-and-time
   |  +--ro is-cleared               boolean
   |  +--ro last-raised              yang:date-and-time
   |  +--ro last-changed             yang:date-and-time
   |  +--ro perceived-severity       severity
   |  +--ro alarm-text               alarm-text
   |  +--ro status-change* [time] {alarm-history}?
   |  |  +--ro time                  yang:date-and-time
   |  |  +--ro perceived-severity    severity-with-clear
   |  |  +--ro alarm-text            alarm-text
   |  +--ro operator-state-change* [time] {operator-actions}?
   |  |  +--ro time        yang:date-and-time
   |  |  +--ro operator    string
   |  |  +--ro state       operator-state
   |  |  +--ro text?       string
   |  +---x set-operator-state {operator-actions}?
   |  |  +---w input
   |  |     +---w state    writable-operator-state
   |  |     +---w text?    string
   |  +---n operator-action {operator-actions}?
   |     +-- time        yang:date-and-time
   |     +-- operator    string
   |     +-- state       operator-state
   |     +-- text?       string
   +---x purge-alarms
   |  +---w input
   |  |  +---w alarm-clearance-status    enumeration
   |  |  +---w older-than!
   |  |  |  +---w (age-spec)?
   |  |  |     +--:(seconds)
   |  |  |     |  +---w seconds?   uint16
   |  |  |     +--:(minutes)
   |  |  |     |  +---w minutes?   uint16
   |  |  |     +--:(hours)
   |  |  |     |  +---w hours?     uint16
   |  |  |     +--:(days)
   |  |  |     |  +---w days?      uint16
   |  |  |     +--:(weeks)
   |  |  |        +---w weeks?     uint16
   |  |  +---w severity!
   |  |  |  +---w (sev-spec)?
   |  |  |     +--:(below)
   |  |  |     |  +---w below?   severity
   |  |  |     +--:(is)
   |  |  |     |  +---w is?      severity
   |  |  |     +--:(above)
   |  |  |        +---w above?   severity
   |  |  +---w operator-state-filter! {operator-actions}?
   |  |     +---w state?   operator-state
   |  |     +---w user?    string
   |  +--ro output
   |     +--ro purged-alarms?   uint32
   +---x compress-alarms {alarm-history}?
      +---w input
      |  +---w resource?               resource-match
      |  +---w alarm-type-id?
      |  |       -> /alarms/alarm-list/alarm/alarm-type-id
      |  +---w alarm-type-qualifier?   leafref
      +--ro output
         +--ro compressed-alarms?   uint32

            

The alarm list (/alarms/alarm-list) is a function from the tuple (resource, alarm type, alarm type qualifier) to the current composite alarm state. The composite state includes states for the resource lifecycle such as severity, clearance flag and operator states such as acknowledgment. This means that for a given resource and alarm type the alarm list shows the current states of the alarm such as acknowledged and cleared status.

Every alarm has three important states, the resource clearance state "is-cleared", the severity "perceived-severity" and the operator state available in the operator state change list.

In order to see the alarm history the resource state changes are available in the "status-change" list and the operator history is available in the "operator-state-change" list.

4.5. The Shelved Alarms List

The shelved alarm list has the same structure as the alarm list above. It shows all the alarms that matches the shelving criteria (/alarms/control/alarm-shelving).

4.6. Alarm Profiles

  +--rw alarm-profile*
          [alarm-type-id alarm-type-qualifier-match resource]
          {alarm-profile}?
     +--rw alarm-type-id                        alarm-type-id
     +--rw alarm-type-qualifier-match           string
     +--rw resource                             resource-match
     +--rw description                          string
     +--rw alarm-severity-assignment-profile
             {severity-assignment}?
        +--rw severity-levels*   severity

            

Alarm profiles (/alarms/alarm-profile) is a list of configurable alarm types. The list supports configurable alarm severity levels in the container "alarm-severity-assignment-profile". If an alarm matches the configured alarm type it MUST use the configured severity level(s) instead of the system default. This configuration MUST also be represented in the alarm inventory.

4.7. Operations

The alarm module supports the following actions to manage the alarms:

/alarms/alarm-list/purge-alarms:
Delete alarms from the "alarm-list" according to specific criteria, for example all cleared alarms older than a specific date.
/alarms/alarm-list/compress-alarms:
Compress the "status-change" list for the alarms.
/alarms/alarm-list/alarm/set-operator-state:
Change the operator state for an alarm. For example, an alarm can be acknowledged by setting the operator state to "ack".
/alarms/shelved-alarm-list/purge-shelved-alarms:
Delete alarms from the "shelved-alarm-list" according to specific criteria, for example all alarms older than a specific date.
/alarms/shelved-alarm-list/compress-shelved-alarms:
Compress the "status-change" list for the alarms.

4.8. Notifications

The alarm module supports a general notification to report alarm state changes. It carries all relevant parameters for the alarm management application.

There is also a notification to report that an operator changed the operator state on an alarm, like acknowledge.

If the alarm inventory is changed, for example a new card type is inserted, a notification will tell the management application that new alarm types are available.


            

5. Relationship to the ietf-hardware YANG module

RFC 8348 [RFC8348] defines the "ietf-hardware" YANG data model for the management of hardware. The "alarm-state" in RFC 8348 is a summary of the alarm severity levels that may be active on the specific hardware component. It does not say anything about how alarms are reported, and it doesn't provide any details of the alarms.

The mapping between the alarm YANG data model and the "alarm-state" in RFC 8348 is as follows:

resource:
Corresponds to an entry in the list "/hardware/component/"
is-cleared:
No bit set in "/hardware/component/state/alarm-state"
perceived-severity:
Corresponding bit set in "/hardware/component/state/alarm-state".
operator-state-change/state:
If the alarm is acknowledged by the operator, the bit "under-repair" is in "/hardware/component/state/alarm-state".

6. Alarm YANG Module

This YANG module references [RFC6991] and [XSD-TYPES].

<CODE BEGINS> file "ietf-alarms@2019-04-10.yang"
module ietf-alarms {
  yang-version 1.1;
  namespace "urn:ietf:params:xml:ns:yang:ietf-alarms";
  prefix al;

  import ietf-yang-types {
    prefix yang;
    reference
      "RFC 6991: Common YANG Data Types.";
  }

  organization
    "IETF CCAMP Working Group";
  contact
    "WG Web:   <http://tools.ietf.org/wg/ccamp>
     WG List:  <mailto:ccamp@ietf.org>

     Editor:   Stefan Vallin
               <mailto:stefan@wallan.se>

     Editor:   Martin Bjorklund
               <mailto:mbj@tail-f.com>";

  // RFC Ed.: replace XXXX with actual RFC number and
  // remove this note.

  description
    "This module defines an interface for managing alarms.  Main
     inputs to the module design are the 3GPP Alarm IRP, ITU-T X.733
     and ANSI/ISA-18.2 alarm standards.

     Main features of this module include:

       * Alarm list:
                 A list of all alarms.  Cleared alarms stay in
                 the list until explicitly purged.

       * Operator actions on alarms:
                 Acknowledging and closing alarms.

       * Administrative actions on alarms:
                 Purging alarms from the list according to specific
                 criteria.

       * Alarm inventory:
                 A management application can read all
                 alarm types implemented by the system.

       * Alarm shelving:
                 Shelving (blocking) alarms according
                 to specific criteria.

       * Alarm profiles:
                 A management system can attach further
                 information to alarm types, for example
                 overriding system default severity
                 levels.

     This module uses a stateful view on alarms.  An alarm is a state
     for a specific resource (note that an alarm is not a
     notification).  An alarm type is a possible alarm state for a
     resource.  For example, the tuple:

       ('link-alarm', 'GigabitEthernet0/25')

     is an alarm of type 'link-alarm' on the resource
     'GigabitEthernet0/25'.

     Alarm types are identified using YANG identities and an optional
     string-based qualifier.  The string-based qualifier allows for
     dynamic extension of the statically defined alarm types.  Alarm
     types identify a possible alarm state and not the individual
     notifications.  For example, the traditional 'link-down' and
     'link-up' notifications are two notifications referring to the
     same alarm type 'link-alarm'.

     With this design there is no ambiguity about how alarm and alarm
     clear correlation should be performed: notifications that report
     the same resource and alarm type are considered updates of the
     same alarm, e.g., clearing an active alarm or changing the
     severity of an alarm.

     The instrumentation can update 'severity' and 'alarm-text' on an
     existing alarm.  The above alarm example can therefore look
     like:

       (('link-alarm', 'GigabitEthernet0/25'),
        warning,
        'interface down while interface admin state is up')

     There is a clear separation between updates on the alarm from
     the underlying resource, like clear, and updates from an
     operator like acknowledge or closing an alarm:

       (('link-alarm', 'GigabitEthernet0/25'),
        warning,
        'interface down while interface admin state is up',
        cleared,
        closed)

     Administrative actions like removing closed alarms older than a
     given time is supported.

     This alarm module does not define how the underlying
     instrumentation detects and clears the specific alarms.  That
     belongs to the SDO or enterprise that owns that specific
     technology.

     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL
     NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',
     'MAY', and 'OPTIONAL' in this document are to be interpreted as
     described in BCP 14 (RFC 2119) (RFC 8174) when, and only when,
     they appear in all capitals, as shown here.

     Copyright (c) 2019 IETF Trust and the persons identified as
     authors of the code.  All rights reserved.

     Redistribution and use in source and binary forms, with or
     without modification, is permitted pursuant to, and subject to
     the license terms contained in, the Simplified BSD License set
     forth in Section 4.c of the IETF Trust's Legal Provisions
     Relating to IETF Documents
     (https://trustee.ietf.org/license-info).

     This version of this YANG module is part of RFC XXXX
     (https://tools.ietf.org/html/rfcXXXX); see the RFC itself for
     full legal notices.";

  // RFC Ed.: update the date below with the date of RFC publication
  // and remove this note.

  revision 2019-04-10 {
    description
      "Initial revision.";
    reference
      "RFC XXXX: YANG Alarm Module";
  }

  /*
   * Features
   */

  feature operator-actions {
    description
      "This feature indicates that the system supports operator
       states on alarms.";
  }

  feature alarm-shelving {
    description
      "This feature indicates that the system supports shelving
       (blocking) alarms.

       Alarm shelving may have an impact on server processing
       resources in order to match alarms against shelf
       criteria.";
  }

  feature alarm-history {
    description
      "This feature indicates that server maintains a history of
       state changes for each alarm.  For example, if an alarm
       toggles between cleared and active 10 times, these state
       changes are present in a separate list in the alarm.

       Keeping the alarm history may have an impact on server memory
       resources.";
  }

  feature alarm-summary {
    description
      "This feature indicates that the server summarizes the number
       of alarms per severity and operator state.";
  }

  feature alarm-profile {
    description
      "The system supports clients to configure further information
       to each alarm type.";
  }

  feature severity-assignment {
    description
      "The system supports configurable alarm severity levels.";
    reference
      "M.3160/M.3100 Alarm Severity Assignment Profile, ASAP";
  }

  feature root-cause-analysis {
    description
      "The system supports identifying candidate root-cause
       resources for an alarm, for example a disc partition
       root cause for a logger failure alarm.";
  }

  feature service-impact-analysis {
    description
      "The system supports identifying candidate impacted
       resources for an alarm. For example, an interface state change
       resulting in a link alarm which can refer to a link as being
       impacted.";
  }

  feature alarm-correlation {
    description
      "The system supports correlating/grouping alarms
       that belong together.";
  }

  /*
   * Identities
   */

  identity alarm-type-id {
    description
      "Base identity for alarm types.  A unique identification of the
       alarm, not including the resource.  Different resources can
       share alarm types.  If the resource reports the same alarm
       type, it is to be considered to be the same alarm.  The alarm
       type is a simplification of the different X.733 and 3GPP alarm
       IRP alarm correlation mechanisms and it allows for
       hierarchical extensions.

       A string-based qualifier can be used in addition to the
       identity in order to have different alarm types based on
       information not known at design-time, such as values in
       textual SNMP Notification var-binds.

       Standards and vendors can define sub-identities to clearly
       identify specific alarm types.

       This identity is abstract and MUST NOT be used for alarms.";
  }

  /*
   * Common types
   */

  typedef resource {
    type union {
      type instance-identifier {
        require-instance false;
      }
      type yang:object-identifier;
      type string;
      type yang:uuid;
    }
    description
      "This is an identification of the alarming resource, such as an
       interface.  It should be as fine-grained as possible both to
       guide the operator and to guarantee uniqueness of the alarms.

       If the alarming resource is modeled in YANG, this type will
       be an instance-identifier.

       If the resource is an SNMP object, the type will be an
       object-identifier.

       If the resource is anything else, for example a distinguished
       name or a CIM path, this type will be a string.

       If the alarming object is identified by a UUID use the uuid
       type.  Be cautious when using this type, since a UUID is hard
       to use for an operator.

       If the server supports several models, the precedence should
       be in the order as given in the union definition.";
  }

  typedef resource-match {
    type union {
      type yang:xpath1.0;
      type yang:object-identifier;
      type string;
    }
    description
      "This type is used to match resources of type 'resource'.
       Since the type 'resource' is a union of different types, the
       'resource-match' type is also a union of corresponding types.

       If the type is given as an XPath 1.0 expression, a resource of
       type 'instance-identifier' matches if the instance is part of
       the node set that is the result of evaluating the XPath 1.0
       expression.  For example, the XPath 1.0 expression:

        /ietf-interfaces:interfaces/ietf-interfaces:interface
            [ietf-interfaces:type='ianaift:ethernetCsmacd']

       would match the resource instance-identifier:

        /if:interfaces/if:interface[if:name='eth1'],

       assuming that the interface 'eth1' is of type
       'ianaift:ethernetCsmacd'.

       If the type is given as an object identifier, a resource of
       type 'object-identifier' matches if the match object
       identifier is a prefix of the resource's object identifier.
       For example, the value:

        1.3.6.1.2.1.2.2

       would match the resource object identifier:

        1.3.6.1.2.1.2.2.1.1.5

       If the type is given as an UUID or a string, it is interpreted
       as an XML Schema regular expression, which matches a resource
       of type 'yang:uuid' or 'string' if the given regular
       expression matches the resource string.

       If the type is given as an XPath expression it is evaluated
       in the following XPath context:

         o  The set of namespace declarations is the set of prefix
            and namespace pairs for all YANG modules implemented by
            the server, where the prefix is the YANG module name and
            the namespace is as defined by the 'namespace' statement
            in the YANG module.

            If a leaf of this type is encoded in XML, all namespace
            declarations in scope on the leaf element are added to
            the set of namespace declarations.  If a prefix found in
            the XML is already present in the set of namespace
            declarations, the namespace in the XML is used.

         o  The set of variable bindings is empty.

         o  The function library is the core function library
            and the functions defined in Section 10 of RFC 7950.

         o  The context node is the root node in the data tree.";
    reference
      "XML Schema Part 2: Datatypes Second Edition,
         World Wide Web Consortium Recommendation
         REC-xmlschema-2-20041028";
  }

  typedef alarm-text {
    type string;
    description
      "The string used to inform operators about the alarm.  This
       MUST contain enough information for an operator to be able to
       understand the problem and how to resolve it.  If this string
       contains structure, this format should be clearly documented
       for programs to be able to parse that information.";
  }

  typedef severity {
    type enumeration {
      enum indeterminate {
        value 2;
        description
          "Indicates that the severity level could not be
           determined.  This level SHOULD be avoided.";
      }
      enum warning {
        value 3;
        description
          "The 'warning' severity level indicates the detection of a
           potential or impending service affecting fault, before any
           significant effects have been felt.  Action should be
           taken to further diagnose (if necessary) and correct the
           problem in order to prevent it from becoming a more
           serious service affecting fault.";
      }
      enum minor {
        value 4;
        description
          "The 'minor' severity level indicates the existence of a
           non-service affecting fault condition and that corrective
           action should be taken in order to prevent a more serious
           (for example, service affecting) fault.  Such a severity
           can be reported, for example, when the detected alarm
           condition is not currently degrading the capacity of the
           resource.";
      }
      enum major {
        value 5;
        description
          "The 'major' severity level indicates that a service
           affecting condition has developed and an urgent corrective
           action is required.  Such a severity can be reported, for
           example, when there is a severe degradation in the
           capability of the resource and its full capability must be
           restored.";
      }
      enum critical {
        value 6;
        description
          "The 'critical' severity level indicates that a service
           affecting condition has occurred and an immediate
           corrective action is required.  Such a severity can be
           reported, for example, when a resource becomes totally out
           of service and its capability must be restored.";
      }
    }
    description
      "The severity level of the alarm.  Note well that value 'clear'
       is not included.  If an alarm is cleared or not is a separate
       boolean flag.";
    reference
      "ITU Recommendation X.733: Information Technology
         - Open Systems Interconnection
         - System Management: Alarm Reporting Function";
  }

  typedef severity-with-clear {
    type union {
      type enumeration {
        enum cleared {
          value 1;
          description
            "The alarm is cleared by the instrumentation.";
        }
      }
      type severity;
    }
    description
      "The severity level of the alarm including clear.  This is used
       only in notifications reporting state changes for an alarm.";
  }

  typedef writable-operator-state {
    type enumeration {
      enum none {
        value 1;
        description
          "The alarm is not being taken care of.";
      }
      enum ack {
        value 2;
        description
          "The alarm is being taken care of.  Corrective action not
           taken yet, or failed";
      }
      enum closed {
        value 3;
        description
          "Corrective action taken successfully.";
      }
    }
    description
      "Operator states on an alarm.  The 'closed' state indicates
       that an operator considers the alarm being resolved.  This is
       separate from the alarm's 'is-cleared' leaf.";
  }

  typedef operator-state {
    type union {
      type writable-operator-state;
      type enumeration {
        enum shelved {
          value 4;
          description
            "The alarm is shelved.  Alarms in /alarms/shelved-alarms/
             MUST be assigned this operator state by the server as
             the last entry in the operator-state-change list.  The
             text for that entry SHOULD include the shelf name.";
        }
        enum un-shelved {
          value 5;
          description
            "The alarm is moved back to 'alarm-list' from a shelf.
             Alarms that are moved from /alarms/shelved-alarms/ to
             /alarms/alarm-list MUST be assigned this state by the
             server as the last entry in the 'operator-state-change'
             list.  The text for that entry SHOULD include the shelf
             name.";
        }
      }
    }
    description
      "Operator states on an alarm.  The 'closed' state indicates
       that an operator considers the alarm being resolved.  This is
       separate from the alarm's 'is-cleared' leaf.";
  }

  /* Alarm type */

  typedef alarm-type-id {
    type identityref {
      base alarm-type-id;
    }
    description
      "Identifies an alarm type.  The description of the alarm type
       id MUST indicate if the alarm type is abstract or not.  An
       abstract alarm type is used as a base for other alarm type ids
       and will not be used as a value for an alarm or be present in
       the alarm inventory.";
  }

  typedef alarm-type-qualifier {
    type string;
    description
      "If an alarm type can not be fully specified at design time by
       alarm-type-id, this string qualifier is used in addition to
       fully define a unique alarm type.

       The definition of alarm qualifiers is considered being part of
       the instrumentation and out of scope for this module.  An
       empty string is used when this is part of a key.";
  }

  /*
   * Groupings
   */

  grouping common-alarm-parameters {
    description
      "Common parameters for an alarm.

       This grouping is used both in the alarm list and in the
       notification representing an alarm state change.";
    leaf resource {
      type resource;
      mandatory true;
      description
        "The alarming resource.  See also 'alt-resource'.  This could
         for example be a reference to the alarming interface";
    }
    leaf alarm-type-id {
      type alarm-type-id;
      mandatory true;
      description
        "This leaf and the leaf 'alarm-type-qualifier' together
         provides a unique identification of the alarm type.";
    }
    leaf alarm-type-qualifier {
      type alarm-type-qualifier;
      description
        "This leaf is used when the 'alarm-type-id' leaf cannot
         uniquely identify the alarm type.  Normally, this is not the
         case, and this leaf is the empty string.";
    }
    leaf-list alt-resource {
      type resource;
      description
        "Used if the alarming resource is available over other
         interfaces.  This field can contain SNMP OIDs, CIM paths or
         3GPP Distinguished names for example.";
    }
    list related-alarm {
      if-feature "alarm-correlation";
      key "resource alarm-type-id alarm-type-qualifier";
      description
        "References to related alarms.  Note that the related alarm
         might have been purged from the alarm list.";
      leaf resource {
        type leafref {
          path "/alarms/alarm-list/alarm/resource";
          require-instance false;
        }
        description
          "The alarming resource for the related alarm.";
      }
      leaf alarm-type-id {
        type leafref {
          path "/alarms/alarm-list/alarm"
             + "[resource=current()/../resource]"
             + "/alarm-type-id";
          require-instance false;
        }
        description
          "The alarm type identifier for the related alarm.";
      }
      leaf alarm-type-qualifier {
        type leafref {
          path "/alarms/alarm-list/alarm"
             + "[resource=current()/../resource]"
             + "[alarm-type-id=current()/../alarm-type-id]"
             + "/alarm-type-qualifier";
          require-instance false;
        }
        description
          "The alarm qualifier for the related alarm.";
      }
    }
    leaf-list impacted-resource {
      if-feature "service-impact-analysis";
      type resource;
      description
        "Resources that might be affected by this alarm.  If the
         system creates an alarm on a resource and also has a mapping
         to other resources that might be impacted, these resources
         can be listed in this leaf-list.  In this way the system can
         create one alarm instead of several.  For example, if an
         interface has an alarm, the 'impacted-resource' can
         reference the aggregated port channels.";
    }
    leaf-list root-cause-resource {
      if-feature "root-cause-analysis";
      type resource;
      description
        "Resources that are candidates for causing the alarm.  If the
         system has a mechanism to understand the candidate root
         causes of an alarm, this leaf-list can be used to list the
         root cause candidate resources.  In this way the system can
         create one alarm instead of several.  An example might be a
         logging system (alarm resource) that fails, the alarm can
         reference the file-system in the 'root-cause-resource'
         leaf-list.  Note that the intended use is not to also send
         an an alarm with the root-cause-resource as alarming
         resource.  The root-cause-resource leaf list is a hint and
         should not also generate an alarm for the same problem.";
    }
  }

  grouping alarm-state-change-parameters {
    description
      "Parameters for an alarm state change.

       This grouping is used both in the alarm list's status-change
       list and in the notification representing an alarm state
       change.";
    leaf time {
      type yang:date-and-time;
      mandatory true;
      description
        "The time the status of the alarm changed.  The value
         represents the time the real alarm state change appeared in
         the resource and not when it was added to the alarm
         list.  The /alarm-list/alarm/last-changed MUST be set to the
         same value.";
    }
    leaf perceived-severity {
      type severity-with-clear;
      mandatory true;
      description
        "The severity of the alarm as defined by X.733.  Note that
         this may not be the original severity since the alarm may
         have changed severity.";
      reference
        "ITU Recommendation X.733: Information Technology
           - Open Systems Interconnection
           - System Management: Alarm Reporting Function";
    }
    leaf alarm-text {
      type alarm-text;
      mandatory true;
      description
        "A user friendly text describing the alarm state change.";
      reference
        "ITU Recommendation X.733: Information Technology
           - Open Systems Interconnection
           - System Management: Alarm Reporting Function";
    }
  }

  grouping operator-parameters {
    description
      "This grouping defines parameters that can be changed by an
       operator.";
    leaf time {
      type yang:date-and-time;
      mandatory true;
      description
        "Timestamp for operator action on alarm.";
    }
    leaf operator {
      type string;
      mandatory true;
      description
        "The name of the operator that has acted on this alarm.";
    }
    leaf state {
      type operator-state;
      mandatory true;
      description
        "The operator's view of the alarm state.";
    }
    leaf text {
      type string;
      description
        "Additional optional textual information provided by the
         operator.";
    }
  }

  grouping resource-alarm-parameters {
    description
      "Alarm parameters that originates from the resource view.";
    leaf is-cleared {
      type boolean;
      mandatory true;
      description
        "Indicates the current clearance state of the alarm.  An
         alarm might toggle from active alarm to cleared alarm and
         back to active again.";
    }
    leaf last-raised {
      type yang:date-and-time;
      mandatory true;
      description
        "An alarm may change severity level and toggle between
         active and cleared during its life-time. This leaf indicates
         the last time it was last raised (is-cleared = false).";
    }
    leaf last-changed {
      type yang:date-and-time;
      mandatory true;
      description
        "A timestamp when the 'status-change' or
         'operator-state-change' list was last changed.";
    }
    leaf perceived-severity {
      type severity;
      mandatory true;
      description
        "The last severity of the alarm.

         If an alarm was raised with severity 'warning', but later
         changed to 'major', this leaf will show 'major'.";
    }
    leaf alarm-text {
      type alarm-text;
      mandatory true;
      description
        "The last reported alarm text.  This text should contain
         information for an operator to be able to understand the
         problem and how to resolve it.";
    }
    list status-change {
      if-feature "alarm-history";
      key "time";
      min-elements 1;
      description
        "A list of status change events for this alarm.

         The entry with latest time-stamp in this list MUST
         correspond to the leafs 'is-cleared', 'perceived-severity'
         and 'alarm-text' for the alarm.

         This list is ordered according to the timestamps of alarm
         state changes.  The first item corresponds to the latest
         state change.

         The following state changes creates an entry in this
         list:
         - changed severity (warning, minor, major, critical)
         - clearance status, this also updates the 'is-cleared'
           leaf
         - alarm text update";
      uses alarm-state-change-parameters;
    }
  }

  grouping filter-input {
    description
      "Grouping to specify a filter construct on alarm information.";
    leaf alarm-clearance-status {
      type enumeration {
        enum any {
          description
            "Ignore alarm clearance status.";
        }
        enum cleared {
          description
            "Filter cleared alarms.";
        }
        enum not-cleared {
          description
            "Filter not cleared alarms.";
        }
      }
      mandatory true;
      description
        "The clearance status of the alarm.";
    }
    container older-than {
      presence "Age specification";
      description
        "Matches the 'last-status-change' leaf in the alarm.";
      choice age-spec {
        description
          "Filter using date and time age.";
        case seconds {
          leaf seconds {
            type uint16;
            description
              "Age expressed in seconds.";
          }
        }
        case minutes {
          leaf minutes {
            type uint16;
            description
              "Age expressed in minutes.";
          }
        }
        case hours {
          leaf hours {
            type uint16;
            description
              "Age expressed in hours.";
          }
        }
        case days {
          leaf days {
            type uint16;
            description
              "Age expressed in days.";
          }
        }
        case weeks {
          leaf weeks {
            type uint16;
            description
              "Age expressed in weeks.";
          }
        }
      }
    }
    container severity {
      presence "Severity filter";
      choice sev-spec {
        description
          "Filter based on severity level.";
        leaf below {
          type severity;
          description
            "Severity less than this leaf.";
        }
        leaf is {
          type severity;
          description
            "Severity level equal this leaf.";
        }
        leaf above {
          type severity;
          description
            "Severity level higher than this leaf.";
        }
      }
      description
        "Filter based on severity.";
    }
    container operator-state-filter {
      if-feature "operator-actions";
      presence "Operator state filter";
      leaf state {
        type operator-state;
        description
          "Filter on operator state.";
      }
      leaf user {
        type string;
        description
          "Filter based on which operator.";
      }
      description
        "Filter based on operator state.";
    }
  }

  /*
   * The /alarms data tree
   */

  container alarms {
    description
      "The top container for this module.";
    container control {
      description
        "Configuration to control the alarm behavior.";
      leaf max-alarm-status-changes {
        type union {
          type uint16;
          type enumeration {
            enum infinite {
              description
                "The status change entries are accumulated
                 infinitely.";
            }
          }
        }
        default "32";
        description
          "The status-change entries are kept in a circular list per
           alarm.  When this number is exceeded, the oldest status
           change entry is automatically removed.  If the value is
           'infinite', the status change entries are accumulated
           infinitely.";
      }
      leaf notify-status-changes {
        type enumeration {
          enum all-state-changes {
            description
              "Send notifications for all status changes.";
          }
          enum raise-and-clear {
            description
              "Send notifications only for raise, clear, and
               re-raise.  Notifications for severity level changes or
               alarm text changes are not sent.";
          }
          enum severity-level {
            description
              "Only send notifications for alarm state changes
               crossing the level specified in
               'notify-severity-level'.  Always send clear
               notifications.";
          }
        }
        must '. != "severity-level" or ../notify-severity-level' {
          description
            "When notify-status-changes is 'severity-level', a value
             must be given for notify-severity-level.";
        }
        default "all-state-changes";
        description
          "This leaf controls the notifications sent for alarm status
           updates.  There are three options:

           1.  Notifications are sent for all updates, severity level
              changes and alarm text changes

           2.  Notifications are only sent for alarm raise and clear

           3.  Notifications are sent for status changes equal to or
              above the specified severity level.  Clear
              notifications shall always be sent. Notifications shall
              also be sent for state changes that makes an alarm less
              severe than the specified level.

           For example, in option 3, assuming the severity level is
           set to major and that the alarm has the following state
           changes:

           [(Time, severity, clear)]:
           [(T1, major, -), (T2, minor, -), (T3, warning, -),
            (T4, minor, -), (T5, major, -), (T6, critical, -),
            (T7, major.  -), (T8, major, clear)]

           In that case, notifications will be sent at times
           T1, T2, T5, T6, T7 and T8.";
      }
      leaf notify-severity-level {
        when '../notify-status-changes = "severity-level"';
        type severity;
        description
          "Only send notifications for alarm state changes crossing
           the specified level.  Always send clear notifications.";
      }
      container alarm-shelving {
        if-feature "alarm-shelving";
        description
          "The alarm-shelving/shelf list is used to shelve
           (block/filter) alarms.  The conditions in the shelf
           criteria are logically ANDed.  The first matching shelf is
           used, and an alarm is shelved only for this first match.
           Matching alarms MUST appear in the
           /alarms/shelved-alarms/shelved-alarm list, and
           non-matching /alarms MUST appear in the
           /alarms/alarm-list/alarm list.  The server does not send
           any notifications for shelved alarms.

           The server MUST maintain states (e.g., severity
           changes) for the shelved alarms.

           Alarms that match the criteria shall have an
           operator state 'shelved'.  When the shelf
           configuration removes an alarm from the shelf the server
           shall add an operator state 'un-shelved'.";
        list shelf {
          key "name";
          ordered-by user;
          leaf name {
            type string;
            description
              "An arbitrary name for the alarm shelf.";
          }
          description
            "Each entry defines the criteria for shelving alarms.
             Criteria are ANDed.  If no criteria are specified,
             all alarms will be shelved.";
          leaf-list resource {
            type resource-match;
            description
              "Shelve alarms for matching resources.";
          }
          list alarm-type {
            key "alarm-type-id alarm-type-qualifier-match";
            description
              "Any alarm matching the combined criteria of
               alarm-type-id and alarm-type-qualifier-match
               MUST be matched.";
            leaf alarm-type-id {
              type alarm-type-id;
              description
                "Shelve all alarms that have an alarm-type-id that is
                 equal to or derived from the given alarm-type-id.";
            }
            leaf alarm-type-qualifier-match {
              type string;
              description
                "An XML Schema regular expression that is used to
                 match an alarm type qualifier.  Shelve all alarms
                 that matches this regular expression for the alarm
                 type qualifier.";
              reference
                "XML Schema Part 2: Datatypes Second Edition,
                   World Wide Web Consortium Recommendation
                   REC-xmlschema-2-20041028";
            }
          }
          leaf description {
            type string;
            description
              "An optional textual description of the shelf.  This
               description should include the reason for shelving
               these alarms.";
          }
        }
      }
    }
    container alarm-inventory {
      config false;
      description
        "This alarm-inventory/alarm-type list contains all possible
         alarm types for the system.

         If the system knows for which resources a specific alarm
         type can appear, this is also identified in the inventory.
         The list also tells if each alarm type has a corresponding
         clear state.  The inventory shall only contain concrete
         alarm types.

         The alarm inventory MUST be updated by the system when new
         alarms can appear.  This can be the case when installing new
         software modules or inserting new card types.  A
         notification 'alarm-inventory-changed' is sent when the
         inventory is changed.";
      list alarm-type {
        key "alarm-type-id alarm-type-qualifier";
        description
          "An entry in this list defines a possible alarm.";
        leaf alarm-type-id {
          type alarm-type-id;
          description
            "The statically defined alarm type identifier for this
             possible alarm.";
        }
        leaf alarm-type-qualifier {
          type alarm-type-qualifier;
          description
            "The optionally dynamically defined alarm type identifier
             for this possible alarm.";
        }
        leaf-list resource {
          type resource-match;
          description
            "Optionally, specifies for which resources the alarm type
             is valid.";
        }
        leaf will-clear {
          type boolean;
          mandatory true;
          description
            "This leaf tells the operator if the alarm will be
             cleared when the correct corrective action has been
             taken.  Implementations SHOULD strive for detecting the
             cleared state for all alarm types.

             If this leaf is 'true', the operator can monitor the
             alarm until it becomes cleared after the corrective
             action has been taken.

             If this leaf is 'false', the operator needs to validate
             that the alarm is no longer active using other
             mechanisms.  Alarms can lack a corresponding clear due
             to missing instrumentation or that there is no logical
             corresponding clear state.";
        }
        leaf-list severity-levels {
          type severity;
          description
            "This leaf-list indicates the possible severity levels of
             this alarm type.  Note well that 'clear' is not part of
             the severity type.  In general, the severity level
             should be defined by the instrumentation based on
             dynamic state and not defined statically by the alarm
             type in order to provide relevant severity level based
             on dynamic state and context.  However most alarm types
             have a defined set of possible severity levels and this
             should be provided here.";
        }
        leaf description {
          type string;
          mandatory true;
          description
            "A description of the possible alarm.  It SHOULD include
             information on possible underlying root causes and
             corrective actions.";
        }
      }
    }
    container summary {
      if-feature "alarm-summary";
      config false;
      description
        "This container gives a summary of number of alarms.";
      list alarm-summary {
        key "severity";
        description
          "A global summary of all alarms in the system.  The summary
           does not include shelved alarms.";
        leaf severity {
          type severity;
          description
            "Alarm summary for this severity level.";
        }
        leaf total {
          type yang:gauge32;
          description
            "Total number of alarms of this severity level.";
        }
        leaf not-cleared {
          type yang:gauge32;
          description
            "Total number of alarms of this severity level
             that are not cleared.";
        }
        leaf cleared {
          type yang:gauge32;
          description
            "For this severity level, the number of alarms that are
             cleared.";
        }
        leaf cleared-not-closed {
          if-feature "operator-actions";
          type yang:gauge32;
          description
            "For this severity level, the number of alarms that are
             cleared but not closed.";
        }
        leaf cleared-closed {
          if-feature "operator-actions";
          type yang:gauge32;
          description
            "For this severity level, the number of alarms that are
             cleared and closed.";
        }
        leaf not-cleared-closed {
          if-feature "operator-actions";
          type yang:gauge32;
          description
            "For this severity level, the number of alarms that are
             not cleared but closed.";
        }
        leaf not-cleared-not-closed {
          if-feature "operator-actions";
          type yang:gauge32;
          description
            "For this severity level, the number of alarms that are
             not cleared and not closed.";
        }
      }
      leaf shelves-active {
        if-feature "alarm-shelving";
        type empty;
        description
          "This is a hint to the operator that there are active
           alarm shelves.  This leaf MUST exist if the
           /alarms/shelved-alarms/number-of-shelved-alarms is > 0.";
      }
    }
    container alarm-list {
      config false;
      description
        "The alarms in the system.";
      leaf number-of-alarms {
        type yang:gauge32;
        description
          "This object shows the total number of
           alarms in the system, i.e., the total number
           of entries in the alarm list.";
      }
      leaf last-changed {
        type yang:date-and-time;
        description
          "A timestamp when the alarm list was last
           changed.  The value can be used by a manager to
           initiate an alarm resynchronization procedure.";
      }
      list alarm {
        key "resource alarm-type-id alarm-type-qualifier";
        description
          "The list of alarms.  Each entry in the list holds one
           alarm for a given alarm type and resource.  An alarm can
           be updated from the underlying resource or by the user.
           The following leafs are maintained by the resource:
           is-cleared, last-change, perceived-severity, and
           alarm-text.  An operator can change: operator-state and
           operator-text.

           Entries appear in the alarm list the first time an alarm
           becomes active for a given alarm-type and resource.
           Entries do not get deleted when the alarm is cleared.
           Clear status is represented as a boolean flag.

           Alarm entries are removed, purged, from the list by an
           explicit purge action.  For example, purge all alarms that
           are cleared and in closed operator-state that are older
           than 24 hours.  Purged alarms are removed from the alarm
           list.  If the alarm resource state changes after a purge,
           the alarm will reappear in the alarm list.

           Systems may also remove alarms based on locally configured
           policies which is out of scope for this module.";
        uses common-alarm-parameters;
        leaf time-created {
          type yang:date-and-time;
          mandatory true;
          description
            "The time-stamp when this alarm entry was created.  This
             represents the first time the alarm appeared, it can
             also represent that the alarm re-appeared after a purge.
             Further state-changes of the same alarm does not change
             this leaf, these changes will update the 'last-changed'
             leaf.";
        }
        uses resource-alarm-parameters;
        list operator-state-change {
          if-feature "operator-actions";
          key "time";
          description
            "This list is used by operators to indicate the state of
             human intervention on an alarm.  For example, if an
             operator has seen an alarm, the operator can add a new
             item to this list indicating that the alarm is
             acknowledged.";
          uses operator-parameters;
        }
        action set-operator-state {
          if-feature "operator-actions";
          description
            "This is a means for the operator to indicate the level
             of human intervention on an alarm.";
          input {
            leaf state {
              type writable-operator-state;
              mandatory true;
              description
                "Set this operator state.";
            }
            leaf text {
              type string;
              description
                "Additional optional textual information.";
            }
          }
        }
        notification operator-action {
          if-feature "operator-actions";
          description
            "This notification is used to report that an operator
             acted upon an alarm.";
          uses operator-parameters;
        }
      }
      action purge-alarms {
        description
          "This operation requests the server to delete entries from
           the alarm list according to the supplied criteria.

           Typically this operation is used to delete alarms that are
           in closed operator state and older than a specified time.

           The number of purged alarms is returned as an output
           parameter.";
        input {
          uses filter-input;
        }
        output {
          leaf purged-alarms {
            type uint32;
            description
              "Number of purged alarms.";
          }
        }
      }
      action compress-alarms {
        if-feature "alarm-history";
        description
          "This operation requests the server to compress entries in
           the alarm list by removing all but the latest
           'status-change' entry for all matching alarms.  Conditions
           in the input are logically ANDed.  If no input condition
           is given, all alarms are compressed.";
        input {
          leaf resource {
            type resource-match;
            description
              "Compress the alarms matching this resource.";
          }
          leaf alarm-type-id {
            type leafref {
              path "/alarms/alarm-list/alarm/alarm-type-id";
              require-instance false;
            }
            description
              "Compress alarms with this alarm-type-id.";
          }
          leaf alarm-type-qualifier {
            type leafref {
              path "/alarms/alarm-list/alarm/alarm-type-qualifier";
              require-instance false;
            }
            description
              "Compress the alarms with this alarm-type-qualifier.";
          }
        }
        output {
          leaf compressed-alarms {
            type uint32;
            description
              "Number of compressed alarm entries.";
          }
        }
      }
    }
    container shelved-alarms {
      if-feature "alarm-shelving";
      config false;
      description
        "The shelved alarms.  Alarms appear here if they match the
         criteria in /alarms/control/alarm-shelving.  This list does
         not generate any notifications.  The list represents alarms
         that are considered not relevant by the operator.  Alarms in
         this list have an operator-state of 'shelved'.  This can not
         be changed.";
      leaf number-of-shelved-alarms {
        type yang:gauge32;
        description
          "This object shows the total number of currently
           alarms, i.e., the total number of entries
           in the alarm list.";
      }
      leaf shelved-alarms-last-changed {
        type yang:date-and-time;
        description
          "A timestamp when the shelved alarm list was last changed.
           The value can be used by a manager to initiate an alarm
           resynchronization procedure.";
      }
      list shelved-alarm {
        key "resource alarm-type-id alarm-type-qualifier";
        description
          "The list of shelved alarms.  Shelved alarms can only be
           updated from the underlying resource, no operator actions
           are supported.";
        uses common-alarm-parameters;
        leaf shelf-name {
          type leafref {
            path "/alarms/control/alarm-shelving/shelf/name";
            require-instance false;
          }
          description
            "The name of the shelf.";
        }
        uses resource-alarm-parameters;
        list operator-state-change {
          if-feature "operator-actions";
          key "time";
          description
            "This list is used by operators to indicate the state of
             human intervention on an alarm.  For shelved alarms, the
             system has set the list item in the list to 'shelved'.";
          uses operator-parameters;
        }
      }
      action purge-shelved-alarms {
        description
          "This operation requests the server to delete entries from
           the shelved alarms list according to the supplied
           criteria.

           In the shelved alarm list it makes sense to delete alarms
           that are not relevant anymore.

           The number of purged alarms is returned as an output
           parameter.";
        input {
          uses filter-input;
        }
        output {
          leaf purged-alarms {
            type uint32;
            description
              "Number of purged alarms.";
          }
        }
      }
      action compress-shelved-alarms {
        if-feature "alarm-history";
        description
          "This operation requests the server to compress entries in
           the shelved alarm list by removing all but the latest
           'status-change' entry for all matching shelved alarms.
           Conditions in the input are logically ANDed.  If no input
           condition is given, all alarms are compressed.";
        input {
          leaf resource {
            type leafref {
              path "/alarms/shelved-alarms/shelved-alarm/resource";
              require-instance false;
            }
            description
              "Compress the alarms with this resource.";
          }
          leaf alarm-type-id {
            type leafref {
              path "/alarms/shelved-alarms/shelved-alarm"
                 + "/alarm-type-id";
              require-instance false;
            }
            description
              "Compress alarms with this alarm-type-id.";
          }
          leaf alarm-type-qualifier {
            type leafref {
              path "/alarms/shelved-alarms/shelved-alarm"
                 + "/alarm-type-qualifier";
              require-instance false;
            }
            description
              "Compress the alarms with this alarm-type-qualifier.";
          }
        }
        output {
          leaf compressed-alarms {
            type uint32;
            description
              "Number of compressed alarm entries.";
          }
        }
      }
    }
    list alarm-profile {
      if-feature "alarm-profile";
      key "alarm-type-id alarm-type-qualifier-match resource";
      ordered-by user;
      description
        "This list is used to assign further information or
         configuration for each alarm type.  This module supports a
         mechanism where the client can override the system default
         alarm severity levels.  The alarm-profile is also a useful
         augmentation point for specific additions to alarm types.";
      leaf alarm-type-id {
        type alarm-type-id;
        description
          "The alarm type identifier to match.";
      }
      leaf alarm-type-qualifier-match {
        type string;
        description
          "An XML Schema regular expression that is used to match the
           alarm type qualifier.";
        reference
          "XML Schema Part 2: Datatypes Second Edition,
             World Wide Web Consortium Recommendation
             REC-xmlschema-2-20041028";
      }
      leaf resource {
        type resource-match;
        description
          "Specifies which resources to match.";
      }
      leaf description {
        type string;
        mandatory true;
        description
          "A description of the alarm profile.";
      }
      container alarm-severity-assignment-profile {
        if-feature "severity-assignment";
        description
          "The client can override the system default severity
           level.";
        reference
          "ITU M.3100, ITU M.3160
           - Generic Network Information Model, Alarm Severity
             Assignment Profile";
        leaf-list severity-levels {
          type severity;
          ordered-by user;
          description
            "Specifies the configured severity level(s) for the
             matching alarm.  If the alarm has several severity
             levels the leaf-list shall be given in rising severity
             order.  The original M3100/M3160 ASAP function only
             allows for a one-to-one mapping between alarm type and
             severity but since the IETF alarm module supports
             stateful alarms the mapping must allow for several
             severity levels.

             Assume a high-utilization alarm type with two thresholds
             with the system default severity levels of threshold1 =
             warning and threshold2 = minor.  Setting this leaf-list
             to (minor, major) will assign the severity levels
             threshold1 = minor and threshold2 = major";
        }
      }
    }
  }

  /*
   * Notifications
   */

  notification alarm-notification {
    description
      "This notification is used to report a state change for an
       alarm.  The same notification is used for reporting a newly
       raised alarm, a cleared alarm or changing the text and/or
       severity of an existing alarm.";
    uses common-alarm-parameters;
    uses alarm-state-change-parameters;
  }

  notification alarm-inventory-changed {
    description
      "This notification is used to report that the list of possible
       alarms has changed.  This can happen when for example if a new
       software module is installed, or a new physical card is
       inserted.";
  }
}

<CODE ENDS>
          

7. X.733 Extensions

Many alarm systems are based on the X.733, [X.733], and X.736 [X.736] alarm standards. This module augments the alarm inventory, the alarm lists and the alarm notification with X.733 and X.736 parameters.

The module also supports a feature whereby the alarm manager can configure the mapping from alarm types to X.733 "event-type" and "probable-cause" parameters. This might be needed when the default mapping provided by the system is in conflict with other management systems or not considered correct.

Note that the IETF Alarm Module term "resource" is synonymous to the ITU term "managed object".

8. The X.733 Mapping Module

This YANG module references [X.721], [X.733] and [X.736].

<CODE BEGINS> file "ietf-alarms-x733@2019-03-21.yang"
module ietf-alarms-x733 {
  yang-version 1.1;
  namespace "urn:ietf:params:xml:ns:yang:ietf-alarms-x733";
  prefix x733;

  import ietf-alarms {
    prefix al;
  }
  import ietf-yang-types {
    prefix yang;
    reference
      "RFC 6991: Common YANG Data Types";
  }

  organization
    "IETF CCAMP Working Group";
  contact
    "WG Web:   <http://tools.ietf.org/wg/ccamp>
     WG List:  <mailto:ccamp@ietf.org>

     Editor:   Stefan Vallin
               <mailto:stefan@wallan.se>

     Editor:   Martin Bjorklund
               <mailto:mbj@tail-f.com>";
  description
    "This module augments the ietf-alarms module with X.733 alarm
     parameters.

     The following structures are augmented with X.733 event type
     and probable cause:

      1) alarms/alarm-inventory: all possible alarm types
      2) alarms/alarm-list: every alarm in the system
      3) alarm-notification: notifications indicating alarm state
         changes
      4) alarms/shelved-alarms

     The module also optionally allows the alarm management system
     to configure the mapping from the IETF Alarm module alarm keys
     to the ITU tuple (event-type, probable-cause).

     The mapping does not include a corresponding X.733 specific
     problem value. The recommendation is to use the
     'alarm-type-qualifier' leaf which serves the same purpose.

     The module uses an integer and a corresponding string for
     probable cause instead of a globally defined enumeration, in
     order to be able to manage conflicting enumeration definitions.
     A single globally defined enumeration is challenging to
     maintain.

     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL
     NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',
     'MAY', and 'OPTIONAL' in this document are to be interpreted as
     described in BCP 14 (RFC 2119) (RFC 8174) when, and only when,
     they appear in all capitals, as shown here.

     Copyright (c) 2019 IETF Trust and the persons identified as
     authors of the code.  All rights reserved.

     Redistribution and use in source and binary forms, with or
     without modification, is permitted pursuant to, and subject to
     the license terms contained in, the Simplified BSD License set
     forth in Section 4.c of the IETF Trust's Legal Provisions
     Relating to IETF Documents
     (https://trustee.ietf.org/license-info).

     This version of this YANG module is part of RFC XXXX
     (https://tools.ietf.org/html/rfcXXXX); see the RFC itself for
     full legal notices.";
  reference
    "ITU Recommendation X.733: Information Technology
       - Open Systems Interconnection
       - System Management: Alarm Reporting Function";

  revision 2019-03-21 {
    description
      "Initial revision.";
    reference
      "RFC XXXX: YANG Alarm Module";
  }

  /*
   * Features
   */

  feature configure-x733-mapping {
    description
      "The system supports configurable X733 mapping from
       the IETF alarm module alarm-type to X733 event-type
       and probable-cause.";
  }

  /*
   * Typedefs
   */

  typedef event-type {
    type enumeration {
      enum other {
        value 1;
        description
          "None of the below.";
      }
      enum communications-alarm {
        value 2;
        description
          "An alarm of this type is principally associated with the
           procedures and/or processes required to convey
           information from one point to another.";
      }
      enum quality-of-service-alarm {
        value 3;
        description
          "An alarm of this type is principally associated with a
           degradation in the quality of a service.";
      }
      enum processing-error-alarm {
        value 4;
        description
          "An alarm of this type is principally associated with a
           software or processing fault.";
      }
      enum equipment-alarm {
        value 5;
        description
          "An alarm of this type is principally associated with an
           equipment fault.";
      }
      enum environmental-alarm {
        value 6;
        description
          "An alarm of this type is principally associated with a
           condition relating to an enclosure in which the equipment
           resides.";
      }
      enum integrity-violation {
        value 7;
        description
          "An indication that information may have been illegally
           modified, inserted or deleted.";
      }
      enum operational-violation {
        value 8;
        description
          "An indication that the provision of the requested service
           was not possible due to the unavailability, malfunction or
           incorrect invocation of the service.";
      }
      enum physical-violation {
        value 9;
        description
          "An indication that a physical resource has been violated
           in a way that suggests a security attack.";
      }
      enum security-service-or-mechanism-violation {
        value 10;
        description
          "An indication that a security attack has been detected by
           a security service or mechanism.";
      }
      enum time-domain-violation {
        value 11;
        description
          "An indication that an event has occurred at an unexpected
           or prohibited time.";
      }
    }
    description
      "The event types as defined by X.733 and X.736.";
    reference
      "ITU Recommendation X.733: Information Technology
         - Open Systems Interconnection
         - System Management: Alarm Reporting Function
       ITU Recommendation X.736: Information Technology
         - Open Systems Interconnection
         - System Management: Security Alarm Reporting Function";
  }

  typedef trend {
    type enumeration {
      enum less-severe {
        description
          "There is at least one outstanding alarm of a
           severity higher (more severe) than that in the
           current alarm.";
      }
      enum no-change {
        description
          "The Perceived severity reported in the current
           alarm is the same as the highest (most severe)
           of any of the outstanding alarms";
      }
      enum more-severe {
        description
          "The Perceived severity in the current alarm is
           higher (more severe) than that reported in any
           of the outstanding alarms.";
      }
    }
    description
      "This type is used to describe the
       severity trend of the alarming resource";
    reference
      "ITU Recommendation X.721: Information Technology
          - Open Systems Interconnection
          - Structure of management information:
            Definition of management information
       Module Attribute-ASN1Module";
  }

  typedef value-type {
    type union {
      type int64;
      type uint64;
      type decimal64 {
        fraction-digits 2;
      }
    }
    description
      "A generic union type to match ITU choice of integer
       and real.";
  }

  /*
   * Groupings
   */

  grouping x733-alarm-parameters {
    description
      "Common X.733 parameters for alarms.";
    leaf event-type {
      type event-type;
      description
        "The X.733/X.736 event type for this alarm.";
    }
    leaf probable-cause {
      type uint32;
      description
        "The X.733 probable cause for this alarm.";
    }
    leaf probable-cause-string {
      type string;
      description
        "The user friendly string matching
         the probable cause integer value. The string
         SHOULD match the X.733 enumeration. For example,
         value 27 is 'localNodeTransmissionError'.";
    }
    container threshold-information {
      description
        "This parameter shall be present when the alarm
         is a result of crossing a threshold. ";
      leaf triggered-threshold {
        type string;
        description
          "The identifier of the threshold attribute that
           caused the notification.";
      }
      leaf observed-value {
        type value-type;
        description
          "The value of the gauge or counter which crossed
           the threshold. This may be different from the
           threshold value if, for example, the gauge may
           only take on discrete values.";
      }
      choice threshold-level {
        description
          "In the case of a gauge the threshold level specifies
           a pair of threshold values, the first being the value
           of the crossed threshold and the second, its corresponding
           hysteresis; in the case of a counter the threshold level
           specifies only the threshold value.";
        case up {
          leaf up-high {
            type value-type;
            description
              "The going up threshold for rising the alarm.";
          }
          leaf up-low {
            type value-type;
            description
              "The threshold level for clearing the alarm.
               This is used for hysteresis functions for gauges.";
          }
        }
        case down {
          leaf down-low {
            type value-type;
            description
              "The going down threshold for rising the alarm.";
          }
          leaf down-high {
            type value-type;
            description
              "The threshold level for clearing the alarm.
               This is used for hysteresis functions for gauges.";
          }
        }
      }
      leaf arm-time {
        type yang:date-and-time;
        description
          "For a gauge threshold, the time at which the threshold
           was last re-armed, namely the time after the previous
           threshold crossing at which the hysteresis value of the
           threshold was exceeded thus again permitting generation
           of notifications when the threshold is crossed.
           For a counter threshold, the later of the time at which
           the threshold offset was last applied, or the time at
           which the counter was last initialized (for resettable
           counters).";
      }
    }
    list monitored-attributes {
      uses attribute;
      key "id";
      description
        "The Monitored attributes parameter, when present, defines
         one or more attributes of the resource and their
         corresponding values at the time of the alarm.";
    }
    leaf-list proposed-repair-actions {
      type string;
      description
        "This parameter, when present, is used if the cause is
         known and the system being managed can suggest one or
         more solutions (such as switch in standby equipment,
         retry, replace media).";
    }
    leaf trend-indication {
      type trend;
      description
        "This parameter specifies the current
         severity trend of the resource. If present it
         indicates that there are one or more alarms
         ('outstanding alarms') which have not been cleared,
         and pertain to the same resource as that to which
         this alarm ('current alarm') pertains.
         The possible values are:

           more-severe: The Perceived severity in the current
             alarm is higher (more severe) than that reported in
             any of the outstanding alarms.

           no-change: The Perceived severity reported in the
             current alarm is the same as the highest (most severe)
             of any of the outstanding alarms.

           less-severe: There is at least one outstanding alarm
             of a severity higher (more severe) than that in the
             current alarm.";
    }
    leaf backedup-status {
      type boolean;
      description
        "This parameter, when present, specifies whether or not
         the object emitting the alarm has been backed-up, and
         services provided to the user have, therefore, not been
         disrupted. The use of this field in conjunction with the
         severity field provides information in an independent form
         to qualify the seriousness of the alarm and the ability of
         the system as a whole to continue to provide services.
         If the value of this parameter is true, it indicates that
         the object emitting the alarm has been backed-up; if false,
         the object has not been backed-up.";
    }
    leaf backup-object {
      type al:resource;
      description
        "This parameter shall be present when the Backed-up status
         parameter is present and has the value true. This parameter
         specifies the managed object instance that is providing
         back-up services for the managed object about which the
         notification pertains. This parameter is useful,
         for example, when the back-up object is from a pool of
         objects any of which may be dynamically allocated to
         replace a faulty object.";
    }
    list additional-information {
      key "identifier";
      description
        "This parameter allows the inclusion of a
         set of additional information in the alarm. It is
         a series of data structures each of which contains three
         items of information: an identifier, a significance
         indicator, and the problem information.";
      leaf identifier {
        type string;
        description
          "Identifies the data-type of the information parameter.";
      }
      leaf significant {
        type boolean;
        description
          "Set to true if the receiving system must be able to
           parse the contents of the information subparameter
           for the event report to be fully understood.";
      }
      leaf information {
        type string;
        description
          "Additional information about the alarm.";
      }
    }
    leaf security-alarm-detector {
      type al:resource;
      description
        "This parameter identifies the detector of the security
         alarm.";
    }
    leaf service-user {
      type al:resource;
      description
        "This parameter identifies the service-user whose request
         for service led to the generation of the security alarm.";
    }
    leaf service-provider {
      type al:resource;
      description
        "This parameter identifies the intended service-provider
         of the service that led to the generation of the security
         alarm.";
    }
    reference
      "ITU Recommendation X.733: Information Technology
         - Open Systems Interconnection
         - System Management: Alarm Reporting Function
       ITU Recommendation X.736: Information Technology
         - Open Systems Interconnection
         - System Management: Security Alarm Reporting Function";
  }

  grouping x733-alarm-definition-parameters {
    description
      "Common X.733 parameters for alarm definitions.
       This grouping is used to define those alarm
       attributes that can be mapped from the alarm-type
       mechanism in the ietf-alarm module.";
    leaf event-type {
      type event-type;
      description
        "The alarm type has this X.733/X.736 event type.";
    }
    leaf probable-cause {
      type uint32;
      description
        "The alarm type has this X.733 probable cause value.
         This module defines probable cause as an integer
         and not as an enumeration.  The reason being that the
         primary use of probable cause is in the management
         application if it is based on the X.733 standard.
         However, most management applications have their own
         defined enum definitions and merging enums from
         different systems might create conflicts.  By using
         a configurable uint32 the system can be configured
         to match the enum values in the management application.";
    }
    leaf probable-cause-string {
      type string;
      description
        "This string can be used to give a user friendly string
         to the probable cause value.";
    }
  }

  grouping attribute {
    description
      "A grouping to match the ITU generic reference to
       an attribute.";
    leaf id {
      type al:resource;
      description
        "The resource representing the attribute.";
    }
    leaf value {
      type string;
      description
        "The value represented as a string since it could
         be of any type.";
    }
    reference
      "ITU Recommendation X.721: Information Technology
          - Open Systems Interconnection
          - Structure of management information:
            Definition of management information
       Module Attribute-ASN1Module";
  }

  /*
   * Add X.733 parameters to the alarm definitions, alarms,
   * and notification.
   */

  augment "/al:alarms/al:alarm-inventory/al:alarm-type" {
    description
      "Augment X.733 mapping information to the alarm inventory.";
    uses x733-alarm-definition-parameters;
  }

  /*
   * Add X.733 configurable mapping.
   */

  augment "/al:alarms/al:control" {
    description
      "Add X.733 mapping capabilities. ";
    list x733-mapping {
      if-feature "configure-x733-mapping";
      key "alarm-type-id alarm-type-qualifier-match";
      description
        "This list allows a management application to control the
         X.733 mapping for all alarm types in the system. Any entry
         in this list will allow the alarm manager to over-ride the
         default X.733 mapping in the system and the final mapping
         will be shown in the alarm inventory.";
      leaf alarm-type-id {
        type al:alarm-type-id;
        description
          "Map the alarm type with this alarm type identifier.";
      }
      leaf alarm-type-qualifier-match {
        type string;
        description
          "A W3C regular expression that is used when mapping an
           alarm type and alarm-type-qualifier to X.733 parameters.";
      }
      uses x733-alarm-definition-parameters;
    }
  }

  augment "/al:alarms/al:alarm-list/al:alarm" {
    description
      "Augment X.733 information to the alarm.";
    uses x733-alarm-parameters;
  }

  augment "/al:alarms/al:shelved-alarms/al:shelved-alarm" {
    description
      "Augment X.733 information to the alarm.";
    uses x733-alarm-parameters;
  }

  augment "/al:alarm-notification" {
    description
      "Augment X.733 information to the alarm notification.";
    uses x733-alarm-parameters;
  }
}

<CODE ENDS>
          

9. IANA Considerations

This document registers two URIs in the IETF XML registry [RFC3688]. Following the format in RFC 3688, the following registrations are requested to be made.

    URI: urn:ietf:params:xml:ns:yang:ietf-alarms
    Registrant Contact: The IESG.
    XML: N/A, the requested URI is an XML namespace.

    URI: urn:ietf:params:xml:ns:yang:ietf-alarms-x733
    Registrant Contact: The IESG.
    XML: N/A, the requested URI is an XML namespace.

This document registers two YANG modules in the YANG Module Names registry [RFC6020].

    name:        ietf-alarms
    namespace:   urn:ietf:params:xml:ns:yang:ietf-alarms
    prefix:      al
    reference:   RFC XXXX

    name:        ietf-alarms-x733
    namespace:   urn:ietf:params:xml:ns:yang:ietf-alarms-x733
    prefix:      x733
    reference:   RFC XXXX

10. Security Considerations

The YANG module specified in this document defines a schema for data that is designed to be accessed via network management protocols such as NETCONF [RFC6241] or RESTCONF [RFC8040]. The lowest NETCONF layer is the secure transport layer, and the mandatory-to-implement secure transport is Secure Shell (SSH) [RFC6242]. The lowest RESTCONF layer is HTTPS, and the mandatory-to-implement secure transport is TLS [RFC8446].

The Network Configuration Access Control model (NACM) [RFC8341] provides the means to restrict access for particular NETCONF or RESTCONF users to a preconfigured subset of all available NETCONF or RESTCONF protocol operations and content.

The list of alarms itself may be potentially sensitive from a security perspective, in that it potentially gives an attacker an authoritative picture of the (broken) state of the network.

There are a number of data nodes defined in this YANG module that are writable/creatable/deletable (i.e., config true, which is the default). These data nodes may be considered sensitive or vulnerable in some network environments. Write operations (e.g., edit-config) to these data nodes without proper protection can have a negative effect on network operations. These are the subtrees and data nodes and their sensitivity/vulnerability:

/alarms/control/notify-status-changes:
This leaf controls whether an alarm should notify based on various state changes. Unauthorized access to this leaf could have a negative impact on operational procedures relying on fine-grained alarm state change reporting
/alarms/control/alarm-shelving/shelf:
This list controls the shelving (blocking) of alarms. Unauthorized access to this list could jeopardize the alarm management procedures since these alarms will not be notified and not be part of the alarm list.
/alarms/control/alarm-profile/alarm-severity-assignment-profile:
This list controls the severity levels of an alarm. Unauthorized access to this could for example downgrade the severity of an alarm and thereby have a negative impact on the alarm monitoring process.

Some of the operations in this YANG module may be considered sensitive or vulnerable in some network environments. It is thus important to control access to these operations. These are the operations and their sensitivity/vulnerability:

/alarms/alarm-list/purge-alarms:
This action deletes alarms from the alarm list. Unauthorized use of this action could jeopardize the alarm management procedures since the deleted alarms may be vital for the alarm management application.
/alarms/alarm-list/alarm/set-operator-state:
This action can be used by the operator to indicate the level of human intervention on an alarm. Unauthorized use of this action could result in alarms being ignored by operators.

11. Acknowledgements

The authors wish to thank Viktor Leijon and Johan Nordlander for their valuable input on forming the alarm model.

The authors also wish to thank Nick Hancock, Joey Boyd, Tom Petch and Balazs Lengyel for their extensive reviews and contributions to this document.

12. References

12.1. Normative References

[M.3100] International Telecommunications Union, "Generic Network Information Model", ITU-T Recommendation M.3100, 2005.
[M.3160] International Telecommunications Union, "Generic, protocol-neutral management information model", ITU-T Recommendation M.3100, 2008.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997.
[RFC3688] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688, DOI 10.17487/RFC3688, January 2004.
[RFC6020] Bjorklund, M., "YANG - A Data Modeling Language for the Network Configuration Protocol (NETCONF)", RFC 6020, DOI 10.17487/RFC6020, October 2010.
[RFC6241] Enns, R., Bjorklund, M., Schoenwaelder, J. and A. Bierman, "Network Configuration Protocol (NETCONF)", RFC 6241, DOI 10.17487/RFC6241, June 2011.
[RFC6242] Wasserman, M., "Using the NETCONF Protocol over Secure Shell (SSH)", RFC 6242, DOI 10.17487/RFC6242, June 2011.
[RFC6991] Schoenwaelder, J., "Common YANG Data Types", RFC 6991, DOI 10.17487/RFC6991, July 2013.
[RFC7950] Bjorklund, M., "The YANG 1.1 Data Modeling Language", RFC 7950, DOI 10.17487/RFC7950, August 2016.
[RFC8040] Bierman, A., Bjorklund, M. and K. Watsen, "RESTCONF Protocol", RFC 8040, DOI 10.17487/RFC8040, January 2017.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, May 2017.
[RFC8341] Bierman, A. and M. Bjorklund, "Network Configuration Access Control Model", STD 91, RFC 8341, DOI 10.17487/RFC8341, March 2018.
[RFC8348] Bierman, A., Bjorklund, M., Dong, J. and D. Romascanu, "A YANG Data Model for Hardware Management", RFC 8348, DOI 10.17487/RFC8348, March 2018.
[RFC8446] Rescorla, E., "The Transport Layer Security (TLS) Protocol Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018.
[X.721] International Telecommunications Union, "Information Technology - Open Systems Interconnection - Structure of management information: Definition of management information", ITU-T Recommendation X.721, 1992.
[X.733] International Telecommunications Union, "Information Technology - Open Systems Interconnection - Systems Management: Alarm Reporting Function", ITU-T Recommendation X.733, 1992.
[XSD-TYPES] Malhotra, A. and P. Biron, "XML Schema Part 2: Datatypes Second Edition", World Wide Web Consortium Recommendation REC-xmlschema-2-20041028, October 2004.

12.2. Informative References

[ALARMIRP] 3GPP, "Telecommunication management; Fault Management; Part 2: Alarm Integration Reference Point (IRP): Information Service (IS)", 3GPP TS 32.111-2 3.4.0, March 2005.
[ALARMSEM] Wallin, S., Leijon, V., Nordlander, J. and N. Bystedt, "The semantics of alarm definitions: enabling systematic reasoning about alarms. International Journal of Network Management, Volume 22, Issue 3, John Wiley and Sons, Ltd, http://dx.doi.org/10.1002/nem.800", March 2012.
[EEMUA] EEMUA Publication No. 191 Engineering Equipment and Materials Users Association, London, 2 edition., "Alarm Systems: A Guide to Design, Management and Procurement.", 2007.
[G.7710] ITU-T, "SERIES G: TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS Data over Transport – Generic aspects – Transport network control aspects. Common equipment management function requirements", 2012.
[I-D.ietf-netmod-yang-instance-file-format] Lengyel, B. and B. Claise, "YANG Instance Data File Format", Internet-Draft draft-ietf-netmod-yang-instance-file-format-02, February 2019.
[ISA182] International Society of Automation,ISA, "ANSI/ISA-18.2-2009 Management of Alarm Systems for the Process Industries", 2009.
[RFC3877] Chisholm, S. and D. Romascanu, "Alarm Management Information Base (MIB)", RFC 3877, DOI 10.17487/RFC3877, September 2004.
[RFC8340] Bjorklund, M. and L. Berger, "YANG Tree Diagrams", BCP 215, RFC 8340, DOI 10.17487/RFC8340, March 2018.
[X.736] International Telecommunications Union, "Information Technology - Open Systems Interconnection - Systems Management: Security alarm reporting function", ITU-T Recommendation X.736, 1992.

Appendix A. Vendor-specific Alarm Types Example

module example-xyz-alarms {
  namespace "urn:example:xyz-alarms";
  prefix xyz-al;

  import ietf-alarms {
    prefix al;
  }

  identity xyz-alarms {
    base al:alarm-type-id;
  }

  identity communications-alarm {
    base xyz-alarms;
  }
  identity quality-of-service-alarm {
    base xyz-alarms;
  }
  identity processing-error-alarm {
    base xyz-alarms;
  }
  identity equipment-alarm {
    base xyz-alarms;
  }
  identity environmental-alarm {
    base xyz-alarms;
  }

  // communications alarms
  identity link-alarm {
    base communications-alarm;
  }

  // QoS alarms
  identity high-jitter-alarm {
    base quality-of-service-alarm;
  }
}

        

This example shows how to define alarm types in a vendor-specific module. In this case the vendor "xyz" has chosen to define top level identities according to X.733 event types.

Appendix B. Alarm Inventory Example

<alarms xmlns="urn:ietf:params:xml:ns:yang:ietf-alarms"
        xmlns:xyz-al="urn:example:xyz-alarms"
        xmlns:dev="urn:example:device">
  <alarm-inventory>
    <alarm-type>
      <alarm-type-id>xyz-al:link-alarm</alarm-type-id>
      <alarm-type-qualifier/>
      <resource>
        /dev:interfaces/dev:interface
      </resource>
      <will-clear>true</will-clear>
      <description>
        Link failure, operational state down but admin state up
      </description>
    </alarm-type>
    <alarm-type>
      <alarm-type-id>xyz-al:environmental-alarm</alarm-type-id>
      <alarm-type-qualifier>smoke-alarm</alarm-type-qualifier>
      <will-clear>true</will-clear>
      <description>
        Connected smoke detector to digital input
      </description>
    </alarm-type>
  </alarm-inventory>
</alarms>

        

This shows an alarm inventory, it shows one alarm type defined only with the identifier, and another dynamically configured. In the latter case a digital input has been connected to a smoke-detector, therefore the "alarm-type-qualifier" is set to "smoke-detector" and the "alarm-type-id" to "environmental-alarm".

Appendix C. Alarm List Example

<alarms xmlns="urn:ietf:params:xml:ns:yang:ietf-alarms"
        xmlns:xyz-al="urn:example:xyz-alarms"
        xmlns:dev="urn:example:device">
  <alarm-list>
    <number-of-alarms>1</number-of-alarms>
    <last-changed>2018-04-08T08:39:50.00Z</last-changed>
    <alarm>
      <resource>
        /dev:interfaces/dev:interface[name='FastEthernet1/0']
      </resource>
      <alarm-type-id>xyz-al:link-alarm</alarm-type-id>
      <alarm-type-qualifier></alarm-type-qualifier>
      <time-created>2018-04-08T08:20:10.00Z</time-created>
      <is-cleared>false</is-cleared>
      <alt-resource>1.3.6.1.2.1.2.2.1.1.17</alt-resource>
      <last-raised>2018-04-08T08:39:40.00Z</last-raised>
      <last-changed>2018-04-08T08:39:50.00Z</last-changed>
      <perceived-severity>major</perceived-severity>
      <alarm-text>
        Link operationally down but administratively up
      </alarm-text>
      <status-change>
        <time>2018-04-08T08:39:40.00Z</time>
        <perceived-severity>major</perceived-severity>
        <alarm-text>
          Link operationally down but administratively up
        </alarm-text>
      </status-change>
      <status-change>
        <time>2018-04-08T08:30:00.00Z</time>
        <perceived-severity>cleared</perceived-severity>
        <alarm-text>
          Link operationally up and administratively up
        </alarm-text>
      </status-change>
      <status-change>
        <time>2018-04-08T08:20:10.00Z</time>
        <perceived-severity>major</perceived-severity>
        <alarm-text>
          Link operationally down but administratively up
        </alarm-text>
      </status-change>
      <operator-state-change>
        <time>2018-04-08T08:39:50.00Z</time>
        <state>ack</state>
        <operator>joe</operator>
        <text>Will investigate, ticket TR764999</text>
      </operator-state-change>
    </alarm>
  </alarm-list>
</alarms>

        

In this example we show an alarm that has toggled [major, clear, major]. An operator has acknowledged the alarm.

Appendix D. Alarm Shelving Example

<alarms xmlns="urn:ietf:params:xml:ns:yang:ietf-alarms"
        xmlns:xyz-al="urn:example:xyz-alarms"
        xmlns:dev="urn:example:device">
  <control>
    <alarm-shelving>
      <shelf>
        <name>FE10</name>
        <resource>
          /dev:interfaces/dev:interface[name='FastEthernet1/0']
        </resource>
      </shelf>
      <shelf>
        <name>detectortest</name>
        <alarm-type>
          <alarm-type-id>
            xyz-al:environmental-alarm
          </alarm-type-id>
          <alarm-type-qualifier-match>
            smoke-alarm
          </alarm-type-qualifier-match>
        </alarm-type>
      </shelf>
    </alarm-shelving>
  </control>
</alarms>

        

This example shows how to shelf alarms. We shelf alarms related to the smoke-detectors since they are being installed and tested. We also shelf all alarms from FastEthernet1/0.

Appendix E. X.733 Mapping Example

<alarms xmlns="urn:ietf:params:xml:ns:yang:ietf-alarms"
        xmlns:xyz-al="urn:example:xyz-alarms">
  <control>
    <x733-mapping
       xmlns="urn:ietf:params:xml:ns:yang:ietf-alarms-x733">
      <alarm-type-id>xyz-al:environmental-alarm</alarm-type-id>
      <alarm-type-qualifier-match>
        smoke-alarm
      </alarm-type-qualifier-match>
      <event-type>quality-of-service-alarm</event-type>
      <probable-cause>777</probable-cause>
    </x733-mapping>
  </control>
</alarms>

        

This example shows how to map a dynamic alarm type (alarm-type-id=environmental-alarm, alarm-type-qualifier=smoke-alarm) to the corresponding X.733 "event-type" and "probable-cause" parameters.

Appendix F. Relationship to other alarm standards

This section briefly describes how this alarm module relates to other relevant standards.

F.1. Alarm definition

The table below summarizes relevant definitions of the term "alarm" in other alarm standards.

Definition of alarm in standards
Standard Definition Comment
X.733 [X.733] error: A deviation of a system from normal operation. fault: The physical or algorithmic cause of a malfunction. Faults manifest themselves as errors. alarm: A notification, of the form defined by this function, of a specific event. An alarm may or may not represent an error. The X.733 alarm definition is focused on the notification as such and not the state. X.733 defines an alarm as a deviation from normal condition, but without the requirement that it needs corrective actions.
G.7710 [G.7710] Alarms are indications that are automatically generated by a device as a result of the declaration of a failure. The G.7710 definition is close to the original X.733 definition.
Alarm MIB [RFC3877] Alarm: Persistent indication of a fault. Fault: Lasting error or warning condition. Error: A deviation of a system from normal operation. RFC 3877 defines the term alarm referring back to "a deviation from normal operation". The Alarm YANG model adds the requirement that it should require a corrective action and should be undesired, not only a deviation from normal. The alarm MIB is state oriented in the same way as the Alarm YANG, it focuses on the "lasting condition", not the individual notifications.
ISA [ISA182] Alarm: An audible and/or visible means of indicating to the operator an equipment malfunction, process deviation or abnormal condition requiring a response. The ISA standard adds an important requirement to the "deviation from normal condition state": requiring a response.
EEMUA [EEMUA] An alarm is an event to which an operator must knowingly react,respond, and acknowledge – not simply acknowledge and ignore. This is the foundation for the definition of alarm in this document. It focuses on the core criteria that an action is really needed.
3GPP Alarm IRP [ALARMIRP] 3GPP v15: An alarm signifies an undesired condition of a resource (e.g. device, link) for which an operator action is required. It emphasizes a key requirement that operators [...] should not be informed about an undesired condition unless it requires operator action. 3GPP v12: alarm: abnormal network entity condition, which categorizes an event as a fault. fault: a deviation of a system from normal operation, which may result in the loss of operational capabilities [...] The latest 3GPP Alarm IRP version uses literally the same alarm definition as this alarm module. It is worth noting that earlier versions used a definition not requiring an operator action and the more broad definition of deviation from normal condition. The earlier version also defined an alarm as a special case of "event".

The evolution of the definition of alarm moves from focused on events reporting a deviation from normal operation towards a definition to a undesired *state* which *requires an operator action*.

F.2. Data model

This section describes how this YANG alarm module relates to other standard data models. Note well that we cover other data models for alarm interfaces. Not other standards such as SDO specific alarms for example.

F.2.1. X.733

X.733 has acted as a base for several alarm data models over the year. The YANG alarm module differs in the following ways:

F.2.2. RFC 3877, the Alarm MIB

The MIB in RFC 3877 takes a different approach, rather than defining a concrete data model for alarms, it defines a model to map existing SNMP managed objects and notifications into alarm states and alarm notifications. This was necessary since MIBs were already defined with both managed objects and notifications indicating alarms, for example linkUp and linkDown notifications in combination with ifAdminState and ifOperState. So RFC 3877 can not really be compared to the alarm YANG module in that sense.

The Alarm MIB maps existing MIB definitions into alarms, alarmModelTable. The upside of that is that a SNMP Manager can at runtime read the possible alarm types. This corresponds to the alarmInventory in the alarm YANG module.

F.2.3. 3GPP Alarm IRP

The 3GPP Alarm IRP is an evolution of X.733. Main differences between the alarm YANG module and 3GPP are:

F.2.4. G.7710

G.7710 is different than the previous referenced alarm standards. It does not define a data model for alarm reporting. It defines common equipment management function requirements including alarm instrumentation. The scope is transport networks.

The requirements in G.7710 corresponds to features in the alarm YANG module in the following way:

Appendix G. Alarm Usability Requirements

This section defines usability requirements for alarms. Alarm usability is important for an alarm interface. A data model will help in defining the format but if the actual alarms are of low value we have not gained the goal of alarm management.

Common alarm problems and the cause of the problems are summarized in Table 2. This summary is adopted to networking based on the ISA [ISA182] and EEMUA [EEMUA] standards.

Alarm Problems and Causes
Problem Cause How this module address the cause
Alarms are generated but they are ignored by the operator. “Nuisance” alarms (chattering alarms and fleeting alarms), faulty hardware, redundant alarms, cascading alarms, incorrect alarm settings, alarms have not been rationalized, the alarms represent log information rather than true alarms. Strict definition of alarms requiring corrective response. Alarm requirements in Table 3.
When alarms occur, operators do not know how to respond. Insufficient alarm response procedures and not well defined alarm types. The alarm inventory lists all alarm types and corrective actions. Alarm requirements in Table 3.
The alarm display is full of alarms, even when there is nothing wrong. Nuisance alarms, stale alarms, alarms from equipment not in service. The alarm definition and alarm shelving.
During a failure, operators are flooded with so many alarms that they do not know which ones are the most important. Incorrect prioritization of alarms. Not using advanced alarm techniques (e.g. state-based alarming). State-based alarm model, alarm rate requirements in Table 4 and Table 5

Based upon the above problems EEMUA gives the following definition of a good alarm:

Definition of a Good Alarm
Characteristic Explanation
Relevant Not spurious or of low operational value.
Unique Not duplicating another alarm.
Timely Not long before any response is needed or too late to do anything.
Prioritized Indicating the importance that the operator deals with the problem.
Understandable Having a message which is clear and easy to understand.
Diagnostic Identifying the problem that has occurred.
Advisory Indicative of the action to be taken.
Focusing Drawing attention to the most important issues.

Vendors SHOULD rationalize all alarms according to above. Another crucial requirement is acceptable alarm notification rates. Vendors SHOULD make sure that they do not exceed the recommendations from EEMUA below:

Acceptable Alarm Rates, Steady State
Long Term Alarm Rate in Steady Operation Acceptability
More than one per minute Very likely to be unacceptable.
One per 2 minutes Likely to be over-demanding.
One per 5 minutes Manageable.
Less than one per 10 minutes Very likely to be acceptable.
Acceptable Alarm Rates, Burst
Number of alarms displayed in 10 minutes following a major network problem Acceptability
More than 100 Definitely excessive and very likely to lead to the operator to abandon the use of the alarm system.
20-100 Hard to cope with.
Under 10 Should be manageable - but may be difficult if several of the alarms require a complex operator response.

The numbers in Table 4 and Table 5 are the sum of all alarms for a network being managed from one alarm console. So every individual system or NMS contributes to these numbers.

Vendors SHOULD make sure that the following rules are used in designing the alarm interface:

  1. Rationalize the alarms in the system to ensure that every alarm is necessary, has a purpose, and follows the cardinal rule – that it requires an operator response. Adheres to the rules of Table 3
  2. Audit the quality of the alarms. Talk with the operators about how well the alarm information support them. Do they know what to do in the event of an alarm? Are they able to quickly diagnose the problem and determine the corrective action? Does the alarm text adhere to the requirements in Table 3?
  3. Analyze and benchmark the performance of the system and compare it to the recommended metrics in Table 4 and Table 5. Start by identifying nuisance alarms, standing alarms at normal state and startup.

Authors' Addresses

Stefan Vallin Stefan Vallin AB EMail: stefan@wallan.se
Martin Bjorklund Cisco EMail: mbj@tail-f.com