NETCONF J. Lindblad
Internet-Draft Cisco Systems
Intended status: Standards Track 22 October 2021
Expires: 25 April 2022
Transaction ID Mechanism for NETCONF
draft-lindblad-netconf-transaction-id-01
Abstract
NETCONF clients and servers often need to have a synchronized view of
the server's configuration data stores. The volume of configuration
data in a server may be very large, while data store changes
typically are small when observed at typical client resynchronization
intervals.
Rereading the entire data store and analyzing the response for
changes is an inefficient mechanism for synchronization. This
document specifies an extension to NETCONF that allows clients and
servers to keep synchronized with a much smaller data exchange and
without any need for servers to store information about the clients.
Discussion Venues
This note is to be removed before publishing as an RFC.
Source for this draft and an issue tracker can be found at
https://github.com/janlindblad/netconf-transaction-id.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at https://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on 25 April 2022.
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Copyright Notice
Copyright (c) 2021 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents (https://trustee.ietf.org/
license-info) in effect on the date of publication of this document.
Please review these documents carefully, as they describe your rights
and restrictions with respect to this document. Code Components
extracted from this document must include Simplified BSD License text
as described in Section 4.e of the Trust Legal Provisions and are
provided without warranty as described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Conventions and Definitions . . . . . . . . . . . . . . . . . 3
3. NETCONF Transaction id Extension . . . . . . . . . . . . . . 3
3.1. General Principles . . . . . . . . . . . . . . . . . . . 4
3.2. Conditional Transactions . . . . . . . . . . . . . . . . 5
3.3. Other NETCONF Operations . . . . . . . . . . . . . . . . 6
4. ETag Transaction id Mechanism . . . . . . . . . . . . . . . . 6
4.1. ETag attribute . . . . . . . . . . . . . . . . . . . . . 6
4.2. Configuration Retreival . . . . . . . . . . . . . . . . . 7
4.2.1. Initial Configuration Response . . . . . . . . . . . 7
4.2.2. Configuration Response Pruning . . . . . . . . . . . 9
4.3. Configuration Update . . . . . . . . . . . . . . . . . . 11
4.3.1. Conditional Configuration Update . . . . . . . . . . 14
4.4. ETags with Other NETCONF Operations . . . . . . . . . . . 16
5. YANG Modules . . . . . . . . . . . . . . . . . . . . . . . . 17
6. Security Considerations . . . . . . . . . . . . . . . . . . . 20
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 20
8. Changes . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
8.1. Major changes in -01 since -00 . . . . . . . . . . . . . 21
9. Normative References . . . . . . . . . . . . . . . . . . . . 22
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . 22
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 22
1. Introduction
When a NETCONF client connects with a NETCONF server, a frequently
occurring use case is for the client to find out if the configuration
has changed since it was last connected. Such changes could occur
for example if another NETCONF client has made changes, or another
system or operator made changes through other means than NETCONF.
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One way of detecting a change for a client would be to retrieve the
entire configuration from the server, then compare the result with a
previously stored copy at the client side. This approach is not
popular with most NETCONF users, however, since it would often be
very expensive in terms of communications and computation cost.
Furthermore, even if the configuration is reported to be unchanged,
that will not guarantee that the configuration remains unchanged when
a client sends a subsequent change request, a few moments later.
Evidence of a transaction id feature being demanded by clients is
that several server implementors have built proprietary and mutually
incompatible mechanisms for obtaining a transaction id from a NETCONF
server.
RESTCONF, RFC 8040 (https://tools.ietf.org/html/rfc8040), defines a
mechanism for detecting changes in configuration subtrees based on
Entity-tags (ETags). In conjunction with this, RESTCONF provides a
way to make configuration changes conditional on the server
confiuguration being untouched by others. This mechanism leverages
RFC 7232 (https://tools.ietf.org/html/rfc7232) "Hypertext Transfer
Protocol (HTTP/1.1): Conditional Requests".
This document defines similar functionality for NETCONF, RFC 6241
(https://tools.ietf.org/html/rfc6241).
2. Conventions and Definitions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in BCP
14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
3. NETCONF Transaction id Extension
This document describes a NETCONF extension which modifies the
behavior of get-config, get-data, edit-config, edit-data, discard-
changes, copy-config, delete-config and commit such that clients are
able to conditionally retrieve and update the configuration in a
NETCONF server. NETCONF servers that support this extension MUST
announce the capability
"urn:ietf:params:netconf:capability:txid:1.0".
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Several low level mechanisms could be defined to fulfill the
requirements for efficient client-server transaction id
synchronization. This document defines only one mechanism, but
additional mechanisms could be added in future versions of this
document, or in separate documents.
The common use cases for such mecahnisms are briefly discussed here.
Initial configuration retrieval When the client initially connects
to a server, it may be interested to acquire a current view of
(parts of) the server's configuration.
In order to be able to efficiently detect changes later, it may
also be interested to store meta level transaction id information
about subtrees of the configuration.
Subsequent configuration retrieval When a client needs to reread
(parts of) the server's configuration, it may be interested to
leverage the transaction id meta data it has stored by requesting
the server to prune the response so that it does not repeat
configuration data that the client is already aware of.
Configuration update with transaction id return When a client issues
a transaction towards a server, it may be interested to also learn
the new transaction id meta data the server has stored for the
updated parts of the configuration.
Configuration update with transaction id specification When a client
issues a transaction towards a server, it may be interested to
also specify the new transaction id meta data that the server
stores for the updated parts of the configuration.
Conditional configuration update When a client issues a transaction
towards a server, it may specify transaction id data for the
transaction in order to allow the server to verify that the client
is up to date with any changes in the parts of the configuration
that it is concerned with. If the transaction id information in
the server is different than the client expected, the server
rejects the transaction with a specific error message.
3.1. General Principles
All transaction id mechanisms SHALL maintain a transaction id value
for each configuration datastore supported by the server. Some
transaction id mechanisms will also maintain transaction id values
for elements deeper in the YANG data tree. The elements for which
the server maintains transaction ids are collectively referred to as
the "versioned elements".
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The server returning transaction id values for the versioned elements
MUST ensure the transaction id values are changed every time there
has been a configuration change at or below the element associated
with the value. This means any update of a config true element will
result in a new transaction id value for all ancestor versioned
elements, up to and including the datastore root itself.
This also means a server MUST update the transaction id value for any
elements that change as a result of a configuration change,
regardless of source, even if the changed elements are not explicitly
part of the change payload. An example of this is dependent data
under YANG RFC 7950 (https://tools.ietf.org/html/rfc7950) when- or
choice-statements.
The server MUST NOT change the transaction id value of a versioned
element unless a child element of that element has been changed. The
server MUST NOT change any transaction id values due to changes in
config false data.
3.2. Conditional Transactions
Conditional transactions are useful when a client is interested to
make a configuration change, being sure that the server configuration
has not changed since the client last inspected it.
By supplying the latest transaction id values known to the client in
its change requests (edit-config etc.), it can request the server to
reject the transaction in case any relevant changes have occurred at
the server that the client is not yet aware of.
This allows a client to reliably compute and send confiuguration
changes to a server without either acquiring a global datastore lock
for a potentially extended period of time, or risk that a change from
another client disrupts the intent in the time window between a read
(get-config etc.) and write (edit-config etc.) operation.
If the server rejects the transaction because the configuration
transaction id value differs from the client's expectation, the
server MUST return an rpc-error with the following values:
error-tag: operation-failed
error-type: protocol
error-severity: error
Additionally, the error-info tag SHOULD contain an sx:structure
containing relevant details about the mismatching transaction ids.
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3.3. Other NETCONF Operations
discard-changes The discard-changes operation resets the candidate
datastore to the contents of the running datastore. The server
MUST ensure the transaction id values in the candidate datastore
get the same values as in the running datastore when this
operation runs.
copy-config The copy-config operation can be used to copy contents
between datastores. The server MUST ensure the transaction id
values retain the same values as in the soruce datastore.
If copy-config is used to copy from a file, URL or other source
that is not a datastore, the server MUST ensure the transaction id
values are changed.
delete-config The server MUST ensure the datastore transaction id
value is changed.
commit At commit, with regards to the transaction id values, the
server MUST treat the contents of the candidate datastore as if
any transaction id value provided by the client when updating the
candidate was provided in a single edit-config towards the running
datastore. If the transaction is rejected due to transaction id
value mismatch, an rpc-error as described in section Conditional
Transactions (Section 3.2) MUST be sent.
4. ETag Transaction id Mechanism
4.1. ETag attribute
Central to the ETag configuration retrieval and update mechanism
described in the following sections is a meta data XML attribute
called "etag". The etag attribute is defined in the namespace
"urn:ietf:params:xml:ns:netconf:txid:1.0".
Servers MUST maintain a top-level etag value for each configuration
datastore they implement. Servers SHOULD maintain etag values for
YANG containers that hold configuration for different subsystems.
Servers MAY maintain etag values for any YANG container or list
element they implement.
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The etag attribute values are opaque UTF-8 strings chosen freely,
except that the etag string must not contain space, backslash or
double quotes. The point of this restriction is to make it easy to
reuse implementations that adhere to section 2.3.1 in RFC 7232
(https://tools.ietf.org/html/rfc7232). The probability SHOULD be
made very low that an etag value that has been used historically by a
server is used again by that server.
The detailed rules for when to update the etag value are described in
section Configuration Update (Section 4.3). These rules are chosen
to be consistent with the ETag mechanism in RESTCONF, RFC 8040
(https://tools.ietf.org/html/rfc8040), specifically sections 3.4.1.2,
3.4.1.3 and 3.5.2.
4.2. Configuration Retreival
Clients MAY request the server to return etag attribute values in the
response by adding one or more etag attributes in get-config or get-
data requests.
The etag attribute may be added directly on the get-config or get-
data requests, in which case it pertains to the entire datastore. A
client MAY also add etag attributes to zero or more individual
elements in the get-config or get-data filter, in which case it
pertains to the subtree rooted at that element.
For each element that the client requests etag attributes, the server
MUST return etags for all versioned elements at or below that point
that are part of the server's respone. ETags are returned as
attributes on the element they pertain to. The datastore root etag
value is returned on the top-level data tag in the response.
If the client is requesting an etag value for an element that is not
among the server's versioned elements, then the server MUST return
the etag attribute on the closest ancestor that is a versioned
element, and all children of that ancestor. The datastore root is
always a versioned element.
4.2.1. Initial Configuration Response
When the client adds etag attributes to a get-config or get-data
request, it should specify the last known etag values it has seen for
the elements it is asking about. Initially, the client will not know
any etag value and should use "?".
To retrieve etag attributes across the entire NETCONF server
configuration, a client might send:
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To retrieve etag attributes for a specific interface using an xpath
filter, a client might send:
To retrieve etag attributes for "ietf-interfaces", but not for
"nacm", a client might send:
When a NETCONF server receives a get-config or get-data request
containing txid:etag attributes with the value "?", it MUST return
etag attributes for all versioned elements below this point included
in the reply.
If the server considers the container "interfaces" and the list
"interface" elements to be versioned elements, the server's response
to the request above might look like:
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GigabitEthernet-0/0Management Interfaceianaift:ethernetCsmacdtrueGigabitEthernet-0/1Upward Interfaceianaift:ethernetCsmacdtrueadminsakurajoe
4.2.2. Configuration Response Pruning
A NETCONF client that already knows some etag values MAY request that
the configuration retrieval request is pruned with respect to the
client's prior knowledge.
To retrieve only changes for "ietf-interfaces" that do not have the
last known etag value "abc12345678", but include the entire
configuration for "nacm", regardless of etags, a client might send:
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When a NETCONF server receives a get-config or get-data request
containing an element with a client specified etag attribute, there
are several different cases:
* The element is not a versioned element, i.e. the server does not
maintain an etag value for this element. In this case, the server
MUST look up the closest ancestor that is a versioned element, and
proceed as if the client had specified the etag value for that
element.
* The element is a versioned element, and the client specified etag
attribute value is different than the server's etag value for this
element. In this case the server MUST return the contents as it
would otherwise have done, adding the etag attributes of all child
versioned elements to the response. In case the client has
specified etag attributes for some child elements, then these
cases MUST be re-evaluated for those elements.
* The element is a versioned element, and the client specified etag
attribute value matches the server's etag value. In this case the
server MUST return the element decorated with an etag attribute
with the value "=", and child elements pruned.
For list elements, pruning child elements means that key elements
MUST be included in the response, and other child elements MUST NOT
be included. For containers, child elements MUST NOT be included.
For example, assuming the NETCONF server configuration is the same as
in the previous rpc-reply example, the server's response to request
above might look like:
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GigabitEthernet-0/0Management Interfaceianaift:ethernetCsmacdtrueGigabitEthernet-0/1adminsakurajoe
4.3. Configuration Update
Whenever the configuration on a server changes for any reason, the
server MUST update the etag value for all versioned elements that
have children that changed.
If the change is due to a NETCONF client edit-config or edit-data
request that includes the ietf-netconf-txid:with-etag presence
container, the server MUST return the etag value of the targeted
datastore as an attribute on the XML ok tag in the rpc-reply.
The server MUST NOT change the etag value of a versioned element
unless a child element of that element has been changed. The server
MUST NOT change any etag values due to changes in config false data.
How the server selects a new etag value to use for the changed
elements is described in section ETag attribute (Section 4.1).
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For example, if a client wishes to update the interface description
for interface "GigabitEthernet-0/1" to "Downward Interface", it might
send:
test-then-setGigabitEthernet-0/1Downward Interface
The server would update the description leaf in the candidate
datastore, and return an rpc-reply as follows:
A subsequent get-config request for "ietf-interfaces", with
txid:etag="?" might then return:
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GigabitEthernet-0/0Management Interfaceianaift:ethernetCsmacdtrueGigabitEthernet-0/1Downward Interfaceianaift:ethernetCsmacdtrue
In case the server at this point received a configuration change from
another source, such as a CLI operator, adding an MTU value for the
interface "GigabitEthernet-0/0", a subsequent get-config request for
"ietf-interfaces", with txid:etag="?" might then return:
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4.3.1. Conditional Configuration Update
When a NETCONF client sends an edit-config or edit-data request to a
NETCONF server that implements this specification, the client MAY
specify expected etag values on the versioned elements touched by the
transaction.
If such an etag value differs from the etag value stored on the
server, the server MUST reject the transaction and return an rpc-
error as specified in section Conditional Transactions (Section 3.2).
Additionally, the error-info tag MUST contain an sx:structure etag-
value-mismatch-error-info as defined in the module ietf-netconf-txid,
with mismatch-path set to the instance identifier value identifying
one of the versioned elements that had an etag value mismatch, and
mismatch-etag-value set to the server's current value of the etag
attribute for that versioned element.
For example, if a client wishes to delete the interface
"GigabitEthernet-0/1" if and only if its configuration has not been
altered since this client last synchronized its configuration with
the server (at which point it received the etag "ghi55550101"),
regardless of any possible changes to other interfaces, it might
send:
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test-then-setGigabitEthernet-0/1
If interface "GigabitEthernet-0/1" has the etag value "ghi55550101",
as expected by the client, the transaction goes through, and the
server responds something like:
A subsequent get-config request for "ietf-interfaces", with
txid:etag="?" might then return:
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GigabitEthernet-0/0Management Interfaceianaift:ethernetCsmacdtrue
In case interface "GigabitEthernet-0/1" did not have the expected
etag value "ghi55550101", the server rejects the transaction, and
might send:
message-id="1">
protocoloperation-failederror
/if:interfaces/if:interface[if:name="GigabitEthernet-0/0"]
cli22223333
4.4. ETags with Other NETCONF Operations
The following NETCONF Operations also need some special
considerations.
discard-changes The server MUST ensure the etag attributes in the
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candidate datastore get the same values as in the running
datastore when this operation runs.
copy-config The server MUST ensure the etag attributes retain the
same values as in the soruce datastore.
If copy-config is used to copy from a source that is not a
datastore, the server MUST ensure etags are given new values.
delete-config The server MUST ensure the datastore etag is given a
new value.
commit At commit, with regards to the etag values, the server MUST
treat the contents of the candidate datastore as if any etag
attributes provided by the client were provided in a single edit-
config towards the running datastore. If the commit is rejected
due to etag mismatch, the rpc-error message specified in section
Conditional Configuration Update (Section 4.3.1) MUST be sent.
The client MAY request that the new etag value is returned as an
attribute on the ok response for a successful commit. The client
requests this by adding with-etag to the commit operation.
For example, a client might send:
xmlns:ietf-netconf-txid=
"urn:ietf:params:xml:ns:yang:ietf-netconf-txid"
Assuming the server accepted the transaction, it might respond:
5. YANG Modules
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module ietf-netconf-txid {
yang-version 1.1;
namespace
'urn:ietf:params:xml:ns:yang:ietf-netconf-txid';
prefix ietf-netconf-txid;
import ietf-netconf {
prefix nc;
}
import ietf-netconf-nmda {
prefix ncds;
}
import ietf-yang-structure-ext {
prefix sx;
}
organization
"IETF NETCONF (Network Configuration) Working Group";
contact
"WG Web:
WG List:
Author: Jan Lindblad
";
description
"NETCONF Transaction ID aware operations for NMDA.
Copyright (c) 2021 IETF Trust and the persons identified as
the document authors. All rights reserved.
Redistribution and use in source and binary forms, with or
without modification, is permitted pursuant to, and subject
to the license terms contained in, the Simplified BSD License
set forth in Section 4.c of the IETF Trust's Legal Provisions
Relating to IETF Documents
(http://trustee.ietf.org/license-info).
This version of this YANG module is part of RFC XXXX; see
the RFC itself for full legal notices.";
revision 2021-11-01 {
description
"Initial revision";
reference
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"RFC XXXX: Xxxxxxxxx";
}
typedef etag-t {
type string {
pattern ".* .*" {
modifier invert-match;
}
pattern ".*\".*" {
modifier invert-match;
}
pattern ".*\\.*" {
modifier invert-match;
}
}
description
"Unique Entity-tag value representing a specific transaction.
Could be any string that does not contain spaces, double
quotes or backslash. The values '?' and '=' have special
meaning.";
}
grouping transaction-id-grouping {
container with-etag {
presence
"Indicates that the client requests the server to include a
txid:etag transaction id in the rpc-reply";
}
description
"Grouping for transaction id mechanisms, to be augmented into
rpcs that modify configuration data stores.";
}
augment /nc:edit-config/nc:input {
uses transaction-id-grouping;
description
"Injects the transaction id mechanisms into the
edit-config operation";
}
augment /nc:commit/nc:input {
uses transaction-id-grouping;
description
"Injects the transaction id mechanisms into the
commit operation";
}
augment /ncds:edit-data/ncds:input {
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uses transaction-id-grouping;
description
"Injects the transaction id mechanisms into the
edit-data operation";
sx:structure etag-value-mismatch-error-info {
container etag-value-mismatch-error-info {
description
"This error is returned by a NETCONF server when a client
sends a configuration change request, with the additonal
condition that the server aborts the transaction if the
server's configuration has changed from what the client
expects, and the configuration is found not to actually
not match the client's expectation.";
leaf mismatch-path {
type instance-identifier;
description
"Indicates the YANG path to the element with a mismatching
etag value.";
}
leaf mismatch-etag-value {
type etag-t;
description
"Indicates server's value of the etag attribute for one
mismatching element.";
}
}
}
}
6. Security Considerations
TODO Security
7. IANA Considerations
This document registers the following capability identifier URN in
the 'Network Configuration Protocol (NETCONF) Capability URNs'
registry:
urn:ietf:params:netconf:capability:txid:1.0
This document registers two XML namespace URNs in the 'IETF XML
registry', following the format defined in RFC 3688
(https://tools.ietf.org/html/rfc3688).
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URI: urn:ietf:params:xml:ns:netconf:txid:1.0
URI: urn:ietf:params:xml:ns:yang:ietf-netconf-txid
Registrant Contact: The NETCONF WG of the IETF.
XML: N/A, the requested URIs are XML namespaces.
This document registers one module name in the 'YANG Module Names'
registry, defined in RFC 6020 (https://tools.ietf.org/html/rfc6020).
name: ietf-netconf-txid
prefix: ietf-netconf-txid
namespace: urn:ietf:params:xml:ns:yang:ietf-netconf-txid
RFC: XXXX
8. Changes
8.1. Major changes in -01 since -00
* Updated the text on numerous points in order to answer questions
that appeared on the mailing list.
* Changed the document structure into a general transaction id part
and one etag specific part.
* Renamed entag attribute to etag, prefix to txid, namespace to
urn:ietf:params:xml:ns:yang:ietf-netconf-txid.
* Set capability string to
urn:ietf:params:netconf:capability:txid:1.0
* Changed YANG module name, namespace and prefix to match names
above.
* Harmonized/slightly adjusted etag value space with RFC 7232 and
RFC 8040.
* Removed all text discussing etag values provided by the client
(although this is still an interesting idea, if you ask the
author)
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* Clarified the etag attribute mechanism, especially when it comes
to matching against non-versioned elements, its cascading upwards
in the tree and secondary effects from when- and choice-
statements.
* Added a mechanism for returning the server assigned etag value in
get-config and get-data.
* Added section describing how the NETCONF discard-changes, copy-
config, delete-config and commit operations work with respect to
etags.
* Added IANA Considerations section.
* Removed all comments about open questions.
9. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, .
Acknowledgments
The author wishes to thank Benoit Claise for making this work happen,
and the following individuals, who all provided helpful comments: Per
Andersson, Kent Watsen, Andy Bierman, Robert Wilton, Qiufang Ma.
Author's Address
Jan Lindblad
Cisco Systems
Email: jlindbla@cisco.com
Lindblad Expires 25 April 2022 [Page 22]