Network Working Group J. Montoya
Internet-Draft May 05, 2020
Intended status: Informational
Expires: November 6, 2020

Profiled Hypertext Application Language
draft-montoya-phtal-01

Abstract

This document defines PHTAL, a generic representation format for hypertext applications guided by REST constraints. PHTAL could be compared to HTML without any graphical objectives.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

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This Internet-Draft will expire on November 6, 2020.

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Table of Contents

1. Introduction

This document defines PHTAL, a generic representation format for hypertext applications guided by REST constraints. PHTAL could be compared to HTML without any graphical objectives.

This document registers two media-type identifiers with the IANA: application/phtal+json and application/phtal+xml. This registration is for community review and will be submitted to the IESG for review, approval, and registration with IANA.

1.1. Definitions and Terminology

1.1.1. Terminology and Conformance Language

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “NOT RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.

1.1.2. General

Representational State Transfer, or REST, is an architectural style for distributed hypermedia systems. Introduced and first defined in 2000 in Chapter 5, REST, of the doctoral dissertation “Architectural Styles and the Design of Network-based Software Architecture” by Roy Fielding.

Hypermedia, or hypertext, is defined by the presence of application control information embedded within, or as a layer above, the presentation of information. Hypermedia allows for a virtually unbound network of resources while also guiding users through an application as they navigate said relationships.

A resource is the intended conceptual target of a hypertext reference.

Representational state indicates the current state of a requested resource, the desired state for a requested resource, or the value of some other resource, such as a representation of the input data within a client’s query form, or a representation of some error condition for a response.

A hyperlink or link, is the representation of a virtual uni-directional relationship between the context resource represented by the document in which the link is found, and another resource. A link consists of a hypertext reference, a hypermedia relationship identifier, and communication protocol information.

A hypertext reference or href, is the target’s Uniform Resource Identifier.

A hyperlink relationship, also known as a link relation, identifies the semantics behind a hyperlink.

Application state is the state of the user’s application of computing to a given task, controlled and stored by the user agent and can be composed of representations from multiple servers.

1.2. Motivation

The essential trade-off that REST makes when compared to an architectural style like RPC is dynamic modifiability over efficiency. Dynamic modifiability is the degree to which an application can be changed without stopping and restarting the entire system. This is what REST promises through the Uniform Interface, and optionally Code-On-Demand, constraints.

Guided by these constraints PHTAL introduces generic but comprehensive hypertext markup to enable application authors to create evolvable and extensible applications, while spending most of their descriptive efforts in defining application-specific representations.

2. PHTAL Document

2.1. Document description

2.1.1. Format

All field names in the specification are case sensitive. This includes all fields that are used as keys in a map, except where explicitly noted that keys are case insensitive.

The schema exposes two types of fields: Fixed fields, which have a declared name, and Patterned fields, which declare a regex pattern for the field name.

Patterned fields MUST have unique names within the containing object.

2.1.2. Schema

In the descriptions that will follow, if a field is not explicitly REQUIRED or described with a MUST or SHALL, it can be considered OPTIONAL.

Machine readable mappings to XML and JSON are provided through the appropriate schemas at http://www.phtal.org/xsd/phtal.xsd and http://www.phtal.org/json-schema/phtal.json, respectively.

2.2. Hypermedia as the engine of application state

The Uniform Interface constraint dictates that hypermedia must be the engine of application state. This means that the state of the application and its potential transitions are dictated by the presence of hyperlinks and by the navigation of those links by an user (human or automated). In order for users to traverse a selected relationship they depend on the server to provide communication protocol instructions.

When servers provide control information at run-time instead of at deploy-time, they retain control of their implementation space and enable dynamic evolvability; they can change their implementation without having to restart or deploy clients. Applications servers are free to change their URI structure, they are free rearrange resources into different servers, they are free introduce new links that provide new features in existing representations, nothing will break already deployed components as long as links are not broken.

2.2.1. Document root

The in-band elements defined by PHTAL aim to provide just what’s necessary for agents to evaluate the hyperlinks provided and invoke the necessary operation to get the agent to the next application state.

2.2.1.1. Fixed Fields

Name Type Description
links Map[string, [Link Object]] The links element is a map where the keys are hypermedia relationship identifiers and the values are single or multiple Link elements. The relationship identifier MUST be a IANA registered relation type or an URI that when dereferenced resolves to an XREL document.
operations Map[string, [Operation Object]] A map where the key is a protocol identifier and the value is a collection of Operation elements.

The operations element MAY be included as part of an HTTP GET response body, or as the response body to an HTTP OPTIONS, for example.

2.2.1.2. Examples

JSON Representation Example

{
  "name": [
    {
      "use": "official",
      "family": "Chalmers",
      "given": [
        "Peter",
        "James"
      ]
    }
  ],
  "_links": {
    "https://api-docs.myclinic.com/fhir/rel/encounter": [{
      "href": "http://fhir.myclinic.com/Encounter/1234",
      "operation": {
        "HTTP": {
          "method": "GET",
          "produces": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Encounter\",
                      application/phtal+xml;profile=\"http://hl7.org/fhir/encounter.xsd\""
        }
      }
    }]
  },
  "_operations": {
    "HTTP": [{
      "method": "PUT",
      "consumes": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Encounter\",
                  application/phtal+xml;profile=\"http://hl7.org/fhir/encounter.xsd\""
      "produces": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/OperationOutcome\",
                  application/phtal+xml;profile=\"http://hl7.org/fhir/operationoutcome.xsd\""
    }]
  }
}

XML Representation Example

<Patient xmlns="http://hl7.org/fhir" xmlns:phtal="http://www.phtal.org">
  <id value="example"/>
  <name>
    <use value="official"/>
    <family value="Chalmers"/>
    <given value="Peter"/>
    <given value="James"/>
  </name>
  <phtal:link rel="https://api-docs.myclinic.com/fhir/rel/encounter">
    <phtal:href>http://fhir.myclinic.com/Encounter/1234</phtal:href>
    <phtal:operation protocol="HTTP">
      <phtal:method>GET</phtal:method>
      <phtal:produces>application/phtal+json;profile="http://hl7.org/fhir/json-schema/Encounter",
                    application/phtal+xml;profile="http://hl7.org/fhir/encounter.xsd"
      </phtal:produces>
    </phtal:operation>
  </phtal:link>
  <phtal:operation protocol="HTTP">
    <phtal:method>PUT</phtal:method>
    <phtal:consumes>application/phtal+json;profile="http://hl7.org/fhir/json-schema/Encounter",
                  application/phtal+xml;profile="http://hl7.org/fhir/encounter.xsd"
    </phtal:consumes>
    <phtal:produces>application/phtal+json;profile="http://hl7.org/fhir/json-schema/OperationOutcome",
                  application/phtal+xml;profile="http://hl7.org/fhir/operationoutcome.xsd"
    </phtal:produces>
  </phtal:operation>
</Patient>

2.2.2. Link Object

2.2.2.1. Fixed Fields

Name Type Description
href string REQUIRED The link’s target resource. The href property MUST be a URI or a URI Template.
uriParameters Map[string, string] A map where the keys are the names of the variables in the href property when it is an URI Template, and the values are URIs that resolve to a document that appropriately describes the format and semantics of the variables, e.g.: a DTD, XSD, JSON Schema, RAML Data Type, OpenAPI schema, etc.
operation Map[string, Operation Object] The protocol specific operation for traversing this link. There SHOULD NOT be two operations for the same protocol.
partial Partial Object A partial representation of the target resource.

When the operation element is not present the client SHOULD assume that the required operation is an HTTP GET.

2.2.2.2. Examples

JSON Representation Example

{
  "href": "http://fhir.myclinic.com/Patient/{id}/{?_pretty,_elements}",
  "uriParameters": {
    "id": "https://api-docs.myclinic.com/fhir/patientId.raml",
    "_pretty": "https://api-docs.myclinic.com/fhir/parameters/_pretty.raml",
    "_elements": "https://api-docs.myclinic.com/fhir/parameters/_elements.raml"
  },
  "operation": {
    "HTTP": {
      "method": "GET",
      "produces": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Encounter\",
                application/phtal+xml;profile=\"http://hl7.org/fhir/encounter.xsd\""
    }
  }
}

XML Representation Example

<phtal:link rel="https://api-docs.myclinic.com/fhir/rel/encounter">
  <phtal:href>http://fhir.myclinic.com/Patient/{id}/{?_pretty,_elements}</phtal:href>
  <phtal:uriParameter profile="https://api-docs.myclinic.com/fhir/patientId.raml">id</phtal:uriParameter>
  <phtal:uriParameter profile="https://api-docs.myclinic.com/fhir/parameters/_pretty.raml">_pretty</phtal:uriParameter>
  <phtal:uriParameter profile="https://api-docs.myclinic.com/fhir/parameters/_elements.raml">_elements</phtal:uriParameter>
  <phtal:operation protocol="HTTP">
    <phtal:method>GET</phtal:method>
    <phtal:produces>application/phtal+json;profile="http://hl7.org/fhir/json-schema/Encounter",
                  application/phtal+xml;profile="http://hl7.org/fhir/encounter.xsd"
    </phtal:produces>
  </phtal:instructions>
</phtal:link>

2.2.3. Operation Object

The most important element that PHTAL representations provide is the operation element. This element instructs the agent on how to interact with a resource through a particular communication protocol. This allows the server to control its own URI space and the clients to be undisrupted when URI changes are made or new representation or protocol support is added.

Identifying protocol specific instructions allows servers to separate communication protocols from resource identification. This is consistent with the URI specification and allows PHTAL to support arbitrary protocols.

2.2.3.1. Fixed Fields

Name Type Description
method string Instructs the agent what protocol specific method to use when interacting with the identified resource. The default value is whatever protocol specific method results in information retrieval, eg. HTTP GET.
produces string Indicates to the client what media types the server supports as response content to following the current link. It MUST be a media range and parameters according to Section 5.3.2 ‘Accept’ of the HTTP Specification.
consumes string Indicates to the client what media types the server supports as request content to following the current link. It MUST be a media range and parameters according to Section 5.3.2 ‘Accept’ of the HTTP Specification.
requestContent boolean Indicates to the client whether a request content is required or not for the following the current link. The default value is false.
onInvoke EventAttribute Script function which is to be executed when this operation is invoked.

The quality weight parameters MAY be used in the consumes and produces properties to indicate to the client which media types are preferred, possibly allowing the client to know when a known media type has been superseded and a new one is preferred.

2.2.3.2. Examples

JSON Representation Example

{
  "method": "POST",
  "consumes": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Appointment\"",
  "produces": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/OperationOutcome\"",
  "requestContent": true,
  "onInvoke": "..."
}

XML Representation Example

<phtal:operation protocol="HTTP" onInvoke="...">
    <phtal:consumes>application/phtal+xml;profile="http://hl7.org/fhir/appointment.xsd"
    </phtal:consumes>
    <phtal:produces>application/phtal+xml;profile="http://hl7.org/fhir/operationoutcome.xsd"
    </phtal:produces>
    <phtal:requestContent>true</phtal:requestContent>
</phtal:operation>

2.2.4. HTTP Operation Object

The HTTP Operation element is an extension of the Operation element specifically for interactions using the HTTP protocol.

2.2.4.1. Added Properties

Name Type Description
security [Security Object] An array of Security elements, the operation can be authenticated by any of the specified security schemes.
headers Map[string, string] A map where the keys are the names of the HTTP headers to be sent and the values are URIs that resolve to a document that appropriately describes the format and semantics of the variables, e.g.: a DTD, XSD, JSON Schema, RAML Data Type, OpenAPI schema, etc.

2.2.4.2. Examples

JSON Representation Example

{
  "method": "POST",
  "consumes": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Appointment\"",
  "produces": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/OperationOutcome\"",
  "requestContent": true,
  "security": {
    "https://api-docs.myclinic.com/fhir/security/basicAuth": [],
    "https://api-docs.myclinic.com/fhir/security/oauth2.0": [
      "appointment:write"
    ]
  },
  "headers": {
    "trace-id": "https://api-docs.myclinic.com/fhir/traceId.raml"
  }
}

XML Representation Example

<phtal:operation protocol="HTTP">
    <phtal:consumes>application/phtal+xml;profile="http://hl7.org/fhir/appointment.xsd"
    </phtal:consumes>
    <phtal:produces>application/phtal+xml;profile="http://hl7.org/fhir/operationoutcome.xsd"
    </phtal:produces>
    <phtal:requestContent>true</phtal:requestContent>
    <phtal:security scheme="https://api-docs.myclinic.com/fhir/security/basicAuth">
      <phtal:scope>appointment:write</phtal:scope>
    </phtal:security>
    <phtal:security scheme="https://api-docs.myclinic.com/fhir/security/oauth2.0"/>
</phtal:operation>

2.2.5. Security Object

2.2.5.1. Patterned Fields

Field Pattern Type Description
{name} [string] Each name MUST resolve to an OpenAPI 3.1 Spec Security Scheme declaration. If the security scheme is of type “oauth2” or “openIdConnect”, then the value is a list of scope names required for the execution. For other security scheme types, the array MUST be empty

2.2.6. Partial Object

Partial representation of the linked resource.

2.2.6.1. Fixed Fields

Name Type Description
type string Identifies the media type that describes the partial representation.
data Any The actual partial representation content.

Partial content SHOULD NOT be considered full representations even if their contents happen to be complete. It is RECOMMENDED partial representations provide just enough information for agents to be able to discern which link they want to follow and SHOULD NOT be used as mechanism to batch interactions.

In the case of XML it is the content of the partial element, in JSON it is the value of a data property.

2.2.6.2. Examples

JSON Representation Example

{
  "type": "application/phtal+json;profile=\"http://hl7.org/fhir/json-schema/Encounter\"",
  "data": {
    "status": "in-progress",
    "class": {
      "system": "http://terminology.hl7.org/CodeSystem/v3-ActCode",
      "code": "IMP",
      "display": "inpatient encounter"
    }
  }
}

XML Representation Example

<phtal:partial profile="application/phtal+xml;profile=\"http://hl7.org/fhir/json-schema/Encounter\"">
  <Encounter xmlns="http://hl7.org/fhir">
    <status value="in-progress"/>
      <class>
          <system value="http://terminology.hl7.org/CodeSystem/v3-ActCode"/>
          <code value="IMP"/>
          <display value="inpatient encounter"/>
      </class>
  </Encounter>
</phtal:partial>

2.3. Self-descriptive messages

The Uniform Interface constraint also dictates that messages must be self-descriptive. This is achieved by message metadata, of which content type metadata is a vital part. The purpose of content type metadata in web interactions is not only to indicate representation format or schema, but the sender’s preferred interpretation of that format, an application-specific format.

By making use of media type parameters, PHTAL representations allow participants to retain the ability to signal their preferred interpretation of a message. Message authors only have to identify the document that defines the application-specific format of their representation and attach it to an otherwise generic PHTAL representation.

When web participants identify an application-specific format in metadata they promote visibility and evolvability. Intermediaries (i.e., proxies and gateways) are able to accurately and more efficiently perform significant functions such as encapsulating legacy services, and enhancing client functionality.

2.3.1. Linking to a profile

To indicate their preferred interpretation of a PHTAL representation, the sender SHOULD include a “profile” media type parameter. The profile parameter SHOULD be a dereferenceable URI that resolves to a document that describes the format and semantics of the resource representation, e.g.: a DTD, XSD, JSON Schema, RAML Data Type, OpenAPI schema, etc..

For example consider the following interactions:

POST http://www.example.com/some-identifier
Content-Type: application/json
Accept: application/json
200 OK
Content-Type: application/json

This interaction can only be accurately interpreted to mean that the client requested http://www.example.com/some-identifier to process an application/json request and it successfully responded with an application/json response. application/json offers intermediaries no semantic information about the content of the message besides how it’s (de)serialized.

POST http://www.example.com/some-identifier
Content-Type: application/phtal+json;profile="http://hl7.org/fhir/json-schema/Appointment"
Accept: application/phtal+json;profile="http://hl7.org/fhir/json-schema/OperationOutcome"
200 OK
Content-Type: application/phtal+json;profile="http://hl7.org/fhir/json-schema/OperationOutcome"```

In contrast, this second interaction is perfectly clear. The client requested http://www.example.com/some-identifier to process a clinical Appointment request and it successfully responded with an OperationOutcome response that details the results of the processing. Intermediaries are able to parse and manipulate the message, perhaps defaulting values of the appointment request, or adding and/or removing links from the response, or maybe redirecting the message to different resources based on the profile information.

2.4. Code-On-Demand

In order to further promote modifiability of a system REST defines code-on-demand as an optional constraint. An optional constraint would observe desired behavior where supported, but with the understanding that it may not be the general case. Code-on-demand is a style of code mobility in which the processing logic is moved from the server into the client, thus providing dynamic extensibility; functionality can be added to a deployed component without impacting the rest of the system.

Ultimately, application servers may prefer if legacy clients could adapt to new representations or communication protocols instead of having to support overloaded versions of a feature. At the cost of visibility, code-on-demand allows application servers to re-program a deployed component to support new features, thus freeing the server from the responsibility of maintaining backwards compatibility.

It’s worthy to mention other advantages of code-on-demand outside of modifiability. Scalability of the server is improved, since it can off-load work to the client. User-perceived performance and efficiency are enhanced when the code can adapt its actions to the client’s environment and interact with the user locally rather than through remote interactions.

Very similar to HTML’s script element PHTAL provides ways to embed code into its representations.

2.4.1. Script Object

A script element is equivalent to the script element in HTML and thus is the place for scripts (e.g., ECMAScript). Any functions defined within any script element have a “global” scope across the entire current document.

TODO: Consider what to include about DOM and Events.

2.4.1.1. Fixed Fields

Name Type Description
type string REQUIRED Identifies the media type that describes the script content.
source string An URI that references the script’s content.
data string The actual contents of the script. It is mutually exclusive with the source property.

2.4.1.2. Examples

JSON Representation Example

{
  "_scripts": [{
      "type": "text/javascript",
      "source": "http://fhir.myclinic.com/scripts/patientScript"
    },
    {
      "type": "text/javascript",
      "data": "..."
    }]
}

XML Representation Example

<Patient xmlns="http://hl7.org/fhir" xmlns:phtal="http://www.phtal.org">
  <phtal:script type="text/javascript" src="http://fhir.myclinic.com/scripts/patientScript"/>
  <phtal:script type="text/javascript">
    <![CDATA[
      function foo(evt) {
        ...
      }
    ]\]>
  </phtal:script>
</Patient>

3. IANA Considerations

This specification establishes two media types: ‘application/phtal+xml’ and ‘application/phtal+json’

3.1. application/phtal+xml

Type name: application

Subtype name: phtal+xml

Required parameters: none

Optional parameters:

Encoding considerations:

Security considerations:

Interoperability considerations: none

Fragment identifier considerations:

Published specification: This Document

Applications that use this media type: Various

Additional information:

Person to contact for further information:

Intended usage: Common

Author/change controller: Jose Montoya

3.2. application/phtal+json

Type name: application

Subtype name: phtal+json

Required parameters: none

Optional parameters:

Encoding considerations: binary

Security considerations:

Interoperability considerations: none

Fragment identifier considerations: none

Published specification: This Document

Applications that use this media type: Various

Additional information:

Person to contact for further information:

Intended usage: Common

Author/change controller: Jose Montoya

4. References

4.1. Normative References

[I-D.draft-montoya-xrel-01] Montoya, J., "Extended Link Relationships", Internet-Draft draft-montoya-xrel-01, October 2019.
[OAS] OpenAPI Initiative, a Linux Foundation Collaborative Project, "OpenAPI Specification", n.d..
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997.
[RFC3986] Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform Resource Identifier (URI): Generic Syntax", STD 66, RFC 3986, DOI 10.17487/RFC3986, January 2005.
[RFC6570] Gregorio, J., Fielding, R., Hadley, M., Nottingham, M. and D. Orchard, "URI Template", RFC 6570, DOI 10.17487/RFC6570, March 2012.
[RFC6838] Freed, N., Klensin, J. and T. Hansen, "Media Type Specifications and Registration Procedures", BCP 13, RFC 6838, DOI 10.17487/RFC6838, January 2013.
[RFC7231] Fielding, R. and J. Reschke, "Hypertext Transfer Protocol (HTTP/1.1): Semantics and Content", RFC 7231, DOI 10.17487/RFC7231, June 2014.
[RFC7303] Thompson, H. and C. Lilley, "XML Media Types", RFC 7303, DOI 10.17487/RFC7303, July 2014.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, May 2017.
[RFC8259] Bray, T., "The JavaScript Object Notation (JSON) Data Interchange Format", STD 90, RFC 8259, DOI 10.17487/RFC8259, December 2017.

4.2. Informative References

[I-D.draft-handrews-json-schema-hyperschema-01] Andrews, H. and A. Wright, "JSON Hyper-Schema: A Vocabulary for Hypermedia Annotation of JSON", Internet-Draft draft-handrews-json-schema-hyperschema-01, January 2018.
[I-D.draft-kelly-json-hal-08] Kelly, M., "JSON Hypertext Application Language", Internet-Draft draft-kelly-json-hal-08, May 2016.
[REST] Fielding, R., "Architectural Styles and the Design of Network-based Software Architectures", Ph.D. Dissertation, University of California, Irvine, 2000.
[W3C.hydra] Lanthaler, M., "A Vocabulary for Hypermedia-Driven Web APIs", 2018.
[W3C.TAG.role-media-types] Fielding, R. and I. Jacobs, "Role of Internet Media Types", 2001.

Appendix A. Acknowledgments

Thanks to Mike Kelly, Henry Andrews, Marcus Lanthaler, Mike Amundsen, Stu Charlton, and Jeff Michaud for their contributions in this space even if not directly related to PHTAL.

Appendix B. Frequently Asked Questions

B.1. How can I submit comments or feedback to the editors?

The issues list for this draft can be found at https://github.com/phtal-org/internet-draft-phtal/issues. For additional information, see https://phtal-org.github.io/internet-draft-phtal/.

To provide feedback, use this issue tracker, the communication methods listed on the homepage, or email the document editors.

Author's Address

Jose Montoya EMail: jam01@protonmail.com