Internet DRAFT - draft-ietf-eppext-tmch-func-spec
draft-ietf-eppext-tmch-func-spec
Internet Engineering Task Force G. Lozano
Internet-Draft ICANN
Intended status: Standards Track March 21, 2016
Expires: September 22, 2016
ICANN TMCH functional specifications
draft-ietf-eppext-tmch-func-spec-01
Abstract
This document describes the requirements, the architecture and the
interfaces between the ICANN Trademark Clearinghouse (TMCH) and
Domain Name Registries as well as between the ICANN TMCH and Domain
Name Registrars for the provisioning and management of domain names
during Sunrise and Trademark Claims Periods.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
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This Internet-Draft will expire on September 22, 2016.
Copyright Notice
Copyright (c) 2016 IETF Trust and the persons identified as the
document authors. All rights reserved.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4
3. Glossary . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4. Architecture . . . . . . . . . . . . . . . . . . . . . . . . 9
4.1. Sunrise Period . . . . . . . . . . . . . . . . . . . . . 9
4.2. Trademark Claims Period . . . . . . . . . . . . . . . . . 10
4.3. Interfaces . . . . . . . . . . . . . . . . . . . . . . . 10
4.3.1. hv . . . . . . . . . . . . . . . . . . . . . . . . . 10
4.3.2. vd . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.3. dy . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.4. tr . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.5. ry . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.6. dr . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.7. yd . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3.8. dv . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.3.9. vh . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.3.10. vs . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.3.11. sy . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.3.12. sr . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.3.13. vc . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.3.14. cy . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.3.15. cr . . . . . . . . . . . . . . . . . . . . . . . . . 13
5. Process Descriptions . . . . . . . . . . . . . . . . . . . . 13
5.1. Bootstrapping . . . . . . . . . . . . . . . . . . . . . . 13
5.1.1. Bootstrapping for Registries . . . . . . . . . . . . 13
5.1.1.1. Credentials . . . . . . . . . . . . . . . . . . . 13
5.1.1.2. IP Addresses for Access Control . . . . . . . . . 14
5.1.1.3. ICANN TMCH Trust Anchor . . . . . . . . . . . . . 14
5.1.1.4. TMDB PGP Key . . . . . . . . . . . . . . . . . . 14
5.1.2. Bootstrapping for Registrars . . . . . . . . . . . . 15
5.1.2.1. Credentials . . . . . . . . . . . . . . . . . . . 15
5.1.2.2. IP Addresses for Access Control . . . . . . . . . 15
5.1.2.3. ICANN TMCH Trust Anchor . . . . . . . . . . . . . 15
5.1.2.4. TMDB PGP Key . . . . . . . . . . . . . . . . . . 15
5.2. Sunrise Period . . . . . . . . . . . . . . . . . . . . . 16
5.2.1. Domain Name registration . . . . . . . . . . . . . . 16
5.2.2. Sunrise Domain Name registration by Registries . . . 17
5.2.3. TMDB Sunrise Services for Registries . . . . . . . . 18
5.2.3.1. SMD Revocation List . . . . . . . . . . . . . . . 18
5.2.3.2. TMV Certificate Revocation List (CRL) . . . . . . 18
5.2.3.3. Notice of Registered Domain Names (NORN) . . . . 19
5.2.4. Sunrise Domain Name registration by Registrars . . . 22
5.2.5. TMDB Sunrise Services for Registrars . . . . . . . . 22
5.3. Trademark Claims Period . . . . . . . . . . . . . . . . . 23
5.3.1. Domain Registration . . . . . . . . . . . . . . . . . 23
5.3.2. Trademark Claims Domain Name registration by
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Registries . . . . . . . . . . . . . . . . . . . . . 24
5.3.3. TMBD Trademark Claims Services for Registries . . . . 25
5.3.3.1. Domain Name Label (DNL) List . . . . . . . . . . 25
5.3.3.2. Notice of Registered Domain Names (NORN) . . . . 26
5.3.4. Trademark Claims Domain Name registration by
Registrars . . . . . . . . . . . . . . . . . . . . . 26
5.3.5. TMBD Trademark Claims Services for Registrars . . . . 27
5.3.5.1. Claims Notice Information Service (CNIS) . . . . 27
5.4. Qualified Launch Program (QLP) Period . . . . . . . . . . 28
5.4.1. Domain Registration . . . . . . . . . . . . . . . . . 28
5.4.2. TMBD QLP Services for Registries . . . . . . . . . . 30
5.4.2.1. Sunrise List (SURL) . . . . . . . . . . . . . . . 30
6. Data Format Descriptions . . . . . . . . . . . . . . . . . . 30
6.1. Domain Name Label (DNL) List . . . . . . . . . . . . . . 30
6.2. SMD Revocation List . . . . . . . . . . . . . . . . . . . 32
6.3. List of Registered Domain Names (LORDN) file . . . . . . 34
6.3.1. LORDN Log file . . . . . . . . . . . . . . . . . . . 39
6.3.1.1. LORDN Log Result Codes . . . . . . . . . . . . . 41
6.4. Signed Mark Data (SMD) File . . . . . . . . . . . . . . . 45
6.5. Trademark Claims Notice (TCN) . . . . . . . . . . . . . . 46
6.6. Sunrise List (SURL) . . . . . . . . . . . . . . . . . . . 53
7. Formal Syntax . . . . . . . . . . . . . . . . . . . . . . . . 54
7.1. Trademark Claims Notice (TCN) . . . . . . . . . . . . . . 54
8. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 57
9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 57
10. Security Considerations . . . . . . . . . . . . . . . . . . . 57
11. References . . . . . . . . . . . . . . . . . . . . . . . . . 58
11.1. Normative References . . . . . . . . . . . . . . . . . . 58
11.2. Informative References . . . . . . . . . . . . . . . . . 58
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 60
1. Introduction
Domain Name Registries (DNRs) may operate in special modes for
certain periods of time enabling trademark holders to protect their
rights during the introduction of a Top Level Domain (TLD).
Along with the introduction of new generic TLDs (gTLD), two special
modes came into effect:
o Sunrise Period, the Sunrise Period allows trademark holders an
advance opportunity to register domain names corresponding to
their marks before names are generally available to the public.
o Trademark Claims Period, the Trademark Claims Period follows the
Sunrise Period and runs for at least the first 90 days of an
initial operating period of general registration. During the
Trademark Claims Period, anyone attempting to register a domain
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name matching a mark that is recorded in the ICANN Trademark
Clearinghouse (TMCH) will receive a notification displaying the
relevant mark information.
This document describes the requirements, the architecture and the
interfaces between the ICANN TMCH and Domain Name Registries (called
Registries in the rest of the document) as well as between the ICANN
TMCH and Domain Name Registrars (called Registrars in the rest of the
document) for the provisioning and management of domain names during
the Sunrise and Trademark Claims Periods.
For any date and/or time indications, Coordinated Universal Time
(UTC) applies.
2. Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
XML is case sensitive. Unless stated otherwise, XML specifications
and examples provided in this document MUST be interpreted in the
character case presented in order to develop a conforming
implementation.
"tmNotice-1.0" is used as an abbreviation for
"urn:ietf:params:xml:ns:tmNotice-1.0". The XML namespace prefix
"tmNotice" is used, but implementations MUST NOT depend on it and
instead employ a proper namespace-aware XML parser and serializer to
interpret and output the XML documents.
3. Glossary
In the following section, the most common terms are briefly
explained:
o Backend Registry Operator: Entity that manages (a part of) the
technical infrastructure for a Registry Operator. The Registry
Operator may also be the Backend Registry Operator.
o CA: Certificate Authority, see [RFC5280].
o CNIS, Claims Notice Information Service: This service provides
Trademark Claims Notices (TCN) to Registrars.
o CRC32, Cyclic Redundancy Check: algorithm used in the ISO 3309
standard and in section 8.1.1.6.2 of ITU-T recommendation V.42.
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o CRL: Certificate Revocation List, see [RFC5280].
o CSV: Comma-Separated Values, see [RFC4180]
o Date and time, datetime: Date and time are specified following the
standard "Date and Time on the Internet specification", see
[RFC3339].
o DN, Domain Name, domain name: see definition of Domain name in
[RFC7719].
o DNROID, DN Repository Object IDentifier: an identifier assigned by
the Registry to each DN object that unequivocally identifies said
DN object. For example, if a new DN object is created for a name
that existed in the past, the DN objects will have different
DNROIDs.
o DNL, Domain Name Label, see definition of Label in [RFC7719].
o DNL List: A list of DNLs that are covered by a PRM.
o DNS: Domain Name System, see [RFC7719].
o Effective allocation: A DN is considered effectively allocated
when the DN object for the DN has been created in the SRS of the
Registry and has been assigned to the effective user. A DN object
in status "pendingCreate" or any other status that precedes the
first time a DN is assigned to an end-user is not considered an
effective allocation. A DN object created internally by the
Registry for subsequent delegation to another Registrant is not
considered an effective allocation.
o EPP: The Extensible Provisioning Protocol, see definition of EPP
in [RFC7719].
o FQDN: Fully-Qualified Domain Name, see definition of FQDN in
[RFC7719].
o HTTP: Hypertext Transfer Protocol, see [RFC2616]
o HTTPS: HTTP over TLS (Transport Layer Security), [RFC2818].
o IDN: Internationalized Domain Name, see definition of IDN in
[RFC7719].
o Lookup Key: A random string of up to 51 chars from the set [a-zA-
Z0-9/] to be used as the lookup key by Registrars to obtain the
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TCN using the CNIS. Lookup Keys are unique and are related to one
DNL only.
o LORDN, List of Registered Domain Names: This is the list of
effectively allocated DNs matching a DNL of a PRM. Registries
will upload this list to the TMDB (during the NORDN process).
o NORDN, Notification of Registered Domain Names: The process by
which Registries upload their recent LORDN to the TMDB.
o PGP: Pretty Good Privacy, see [RFC4880]
o PKI: Public Key Infrastructure, see [RFC5280].
o PRM, Pre-registered mark: Mark that has been pre-registered with
the ICANN TMCH.
o QLP Period, Qualified Launch Program Period: During this optional
period, a special process applies to DNs matching the Sunrise List
(SURL) and/or the DNL List, to ensure that TMHs are informed of a
DN matching their PRM.
o Registrant: see definition of Registrant in [RFC7719].
o Registrar, Domain Name Registrar: see definition of Registrar in
[RFC7719].
o Registry, Domain Name Registry, Registry Operator: see definition
of Registry in [RFC7719]. A Registry Operator is the contracting
party with ICANN for the TLD.
o SMD, Signed Mark Data: A cryptographically signed token issued by
the TMV to the TMH to be used in the Sunrise Period to apply for a
DN that matches a DNL of a PRM; see also
[I-D.ietf-eppext-tmch-smd]. An SMD generated by an ICANN-approved
trademark validator (TMV) contains both the signed token and the
TMV's PKIX certificate.
o SMD File: A file containing the SMD (see above) and some human
readable data. The latter is usually ignored in the processing of
the SMD File. See also Section 6.4.
o SMD Revocation List: The SMD Revocation List is used by Registries
(and optionally by Registrars) during the Sunrise Period to ensure
that an SMD is still valid (i.e. not revoked). The SMD Revocation
List has a similar function as CRLs used in PKI.
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o SRS: Shared Registration System, see also
[ICANN-GTLD-AGB-20120604].
o SURL, Sunrise List: The list of DNLs that are covered by a PRM and
eligible for Sunrise.
o Sunrise Period: During this period DNs matching a DNL of a PRM can
be exclusively obtained by the respective TMHs. For DNs matching
a PRM, a special process applies to ensure that TMHs are informed
on the effective allocation of a DN matching their PRM.
o TLD: Top-Level Domain Name, see definition of TLD in [RFC7719].
o ICANN TMCH: a central repository for information to be
authenticated, stored, and disseminated, pertaining to the rights
of TMHs. The ICANN TMCH is split into two functions TMV and TMDB
(see below). There could be several entities performing the TMV
function, but only one entity performing the TMDB function.
o ICANN TMCH-CA: The Certificate Authority (CA) for the ICANN TMCH.
This CA is operated by ICANN. The public key for this CA is the
trust anchor used to validate the identity of each TMV.
o TMDB, Trademark Clearinghouse Database: Serves as a database of
the ICANN TMCH to provide information to the gTLD Registries and
Registrars to support Sunrise or Trademark Claims services. There
is only one TMDB in the ICANN TMCH that concentrates the
information about the "verified" Trademark records from the TMVs.
o TMH, Trademark Holder: The person or organization owning rights on
a mark.
o TMV, Trademark Validator, Trademark validation organization: An
entity authorized by ICANN to authenticate and validate
registrations in the TMDB ensuring the marks qualify as registered
or are court-validated marks or marks that are protected by
statute or treaty. This entity would also be asked to ensure that
proof of use of marks is provided, which can be demonstrated by
furnishing a signed declaration and one specimen of current use.
o Trademark, mark: Marks are used to claim exclusive properties of
products or services. A mark is typically a name, word, phrase,
logo, symbol, design, image, or a combination of these elements.
For the scope of this document only textual marks are relevant.
o Trademark Claims, Claims: Provides information to enhance the
understanding of the Trademark rights being claimed by the TMH.
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o TCN, Trademark Claims Notice, Claims Notice, Trademark Notice: A
Trademark Claims Notice consist of one or more Trademark Claims
and are provided to prospective Registrants of DNs.
o TCNID, Trademark Claims Notice Identifier: An element of the
Trademark Claims Notice (see above), identifying said TCN. The
Trademark Claims Notice Identifier is specified in the element
<tmNotice:id>.
o Trademark Claims Period: During this period, a special process
applies to DNs matching the DNL List, to ensure that TMHs are
informed of a DN matching their PRM. For DNs matching the DNL
List, Registrars show a TCN to prospective Registrants that has to
be acknowledged before effective allocation of the DN.
o UTC: Coordinated Universal Time, as maintained by the Bureau
International des Poids et Mesures (BIPM); see also [RFC3339].
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4. Architecture
4.1. Sunrise Period
Architecture of the Sunrise Period
SMD hand over (out-of-band)
..............................................
: :
: .'''''''''''''''''''. :
: . ICANN TMCH . :
: ..................... :
v . . :
.------------. . .-------------. . hv .-----.
| Registrant | . | TMV |<---------->| TMH |
'------------' . '-------------' . vh '-----'
| . | ^ \ .
| . | | \.
tr | . vs | | dv \
| . | vd | .\
v . v v . \
.-----------. sr . .---------. . \
.->| Registrar |<..........| | . \
: '-----------' . | | . \
: | sy . | T | . \
: ry | .------------| M | . vc \
: | | . | D | . \
: v v . | B | . v
: .-----------. . yd | | . .---------------.
: | Registry |---------->| | . | ICANN TMCH-CA |
: '-----------' . '---------' . '---------------'
: ^ . . | :
: | ''''''''''''''''''' | :
: | cy | :
: cr '-----------------------------------------' :
:......................................................:
Figure 1
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4.2. Trademark Claims Period
Architecture of the Trademark Claims Period
.''''''''''''''.
. ICANN TMCH .
................
. .
.------------. . .-------. . hv .-----.
| Registrant | . | TMV |<----------->| TMH |
'------------' . '-------' . vh '-----'
| . ^ .
| . | dv .
tr | . vd | .
v . v .
.-----------. dr . .-------. .
| Registrar |<--------| | .
'-----------' . | T | .
ry | . | M | .
v . | D | .
.----------. dy . | B | .
| Registry |<------->| | .
'----------' yd . '-------' .
. .
''''''''''''''
Figure 2
4.3. Interfaces
In the sub-sections below follows a short description of each
interface to provide an overview of the architecture. More detailed
descriptions of the relevant interfaces follow further below
(Section 5).
4.3.1. hv
The TMH registers a mark with a TMV via the hv interface.
After the successful registration of the mark, the TMV makes
available a SMD File (see also Section 6.4) to the TMH to be used
during the Sunrise Period.
The specifics of the hv interface are beyond the scope of this
document.
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4.3.2. vd
After successful mark registration, the TMV ensures the TMDB inserts
the corresponding DNLs and mark information into the database via the
vd interface.
The specifics of the vd interface are beyond the scope of this
document.
4.3.3. dy
During the Trademark Claims Period the Registry fetches the latest
DNL List from the TMDB via the dy interface at regular intervals.
The protocol used on the dy interface is HTTPS.
Not relevant during the Sunrise Period.
4.3.4. tr
The Registrant communicates with the Registrar via the tr interface.
The specifics of the tr interface are beyond the scope of this
document.
4.3.5. ry
The Registrar communicate with the Registry via the ry interface.
The ry interfaces is typically implemented in EPP.
4.3.6. dr
During the Trademark Claims Period, the Registrar fetches the TCN
from the TMDB (to be displayed to the Registrant via the tr
interface) via the dr interface. The protocol used for fetching the
TCN is HTTPS.
Not relevant during the Sunrise Period.
4.3.7. yd
During the Sunrise Period the Registry notifies the TMDB via the yd
interface of all DNs effectively allocated.
During the Trademark Claims Period, the Registry notifies the TMDB
via the yd interface of all DNs effectively allocated that matched an
entry in the Registry previously downloaded DNL List during the
creation of the DN.
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The protocol used on the yd interface is HTTPS.
4.3.8. dv
The TMDB notifies via the dv interface to the TMV of all DNs
effectively allocated that match a mark registered by that TMV.
The specifics of the dv interface are beyond the scope of this
document.
4.3.9. vh
The TMV notifies the TMH via the vh interface after a DN has been
effectively allocated that matches a PRM of this TMH.
The specifics of the vh interface are beyond the scope of this
document.
4.3.10. vs
The TMV requests to add a revoked SMD to the SMD Revocation List at
the TMDB.
The specifics of the vs interface are beyond the scope of this
document.
Not relevant during the Trademark Claims Period.
4.3.11. sy
During the Sunrise Period the Registry fetches the most recent SMD
Revocation List from the TMDB via the sy interface in regular
intervals. The protocol used on the sy interface is HTTPS.
Not relevant during the Trademark Claims Period.
4.3.12. sr
During the Sunrise Period the Registrar may fetch the most recent SMD
Revocation List from the TMDB via the sr interface. The protocol
used on the sr interface is the same as on the sy interface (s.
above), i.e. HTTPS.
Not relevant during the Trademark Claims Period.
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4.3.13. vc
The TMV registers its public key, and requests to revoke an existing
key, with the ICANN TMCH-CA over the vc interface.
The specifics of the vc interface are beyond the scope of this
document, but it involves personal communication between the
operators of the TMV and the operators of the ICANN TMCH-CA.
Not relevant during the Trademark Claims Period.
4.3.14. cy
During the Sunrise Period the Registry fetches the most recent TMV
CRL file from the ICANN TMCH-CA via the cy interface at regular
intervals. The TMV CRL is used for validation of TMV certificates.
The protocol used on the cy interface is HTTPS.
Not relevant during the Trademark Claims Period.
4.3.15. cr
During the Sunrise Period the Registrar optionally fetches the most
recent TMV CRL file from the ICANN TMCH-CA via the cr interface at
regular intervals. The TMV CRL is used for validation of TMV
certificates. The protocol used on the cr interface is HTTPS.
Not relevant during the Trademark Claims Period.
5. Process Descriptions
5.1. Bootstrapping
5.1.1. Bootstrapping for Registries
5.1.1.1. Credentials
Each Registry Operator will receive authentication credentials from
the TMDB to be used:
o During the Sunrise Period to fetch the SMD Revocation List from
the TMBD via the sy interface (Section 4.3.11).
o During the Trademark Claims Period to fetch the DNL List from the
TMDB via the dy interface (Section 4.3.3).
o During the NORDN process to notify the LORDN to the TMDB via the
yd interface (Section 4.3.7).
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Note: credentials are created per TLD and provided to the Registry
Operator.
5.1.1.2. IP Addresses for Access Control
Each Registry Operator MUST provide to the TMDB all IP addresses that
will be used to:
o Fetch the SMD Revocation List via the sy interface
(Section 4.3.11).
o Fetch the DNL List from the TMDB via the dy interface
(Section 4.3.3).
o Upload the LORDN to the TMDB via the yd interface (Section 4.3.7).
This access restriction MAY be applied by the TMDB in addition to
HTTP Basic access authentication (for credentials to be used, see
Section 5.1.1.1).
The TMDB MAY limit the number of IP addresses to be accepted per
Registry Operator.
5.1.1.3. ICANN TMCH Trust Anchor
Each Registry Operator MUST fetch the PKIX certificate ([RFC5280]) of
the ICANN TMCH-CA (Trust Anchor) from < https://ca.icann.org/
tmch.crt > to be used:
o During the Sunrise Period to validate the TMV certificates and the
TMV CRL.
5.1.1.4. TMDB PGP Key
The TMDB MUST provide each Registry Operator with the public portion
of the PGP Key used by TMDB, to be used:
o During the Sunrise Period to perform integrity checking of the SMD
Revocation List fetched from the TMDB via the sy interface
(Section 4.3.11).
o During the Trademark Claims Period to perform integrity checking
of the DNL List fetched from the TMDB via the dy interface
(Section 4.3.3).
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5.1.2. Bootstrapping for Registrars
5.1.2.1. Credentials
Each ICANN-accredited Registrar will receive authentication
credentials from the TMDB to be used:
o During the Sunrise Period to (optionally) fetch the SMD Revocation
List from the TMDB via the sr interface (Section 4.3.12).
o During the Trademark Claims Period to fetch TCNs from the TMDB via
the dr interface (Section 4.3.6).
5.1.2.2. IP Addresses for Access Control
Each Registrar MUST provide to the TMDB all IP addresses, which will
be used to:
o Fetch the SMD Revocation List via the sr interface
(Section 4.3.12).
o Fetch TCNs via the dr interface (Section 4.3.6).
This access restriction MAY be applied by the TMDB in addition to
HTTP Basic access authentication (for credentials to be used, see
Section 5.1.2.1).
The TMDB MAY limit the number of IP addresses to be accepted per
Registrar.
5.1.2.3. ICANN TMCH Trust Anchor
Registrars MAY fetch the PKIX certificate of the ICANN TMCH-CA (Trust
Anchor) from < https://ca.icann.org/tmch.crt > to be used:
o During the Sunrise Period to (optionally) validate the TMV
certificates and TMV CRL.
5.1.2.4. TMDB PGP Key
Registrars MUST receive the public portion of the PGP Key used by
TMDB from the TMDB administrator to be used:
o During the Sunrise Period to (optionally) perform integrity
checking of the SMD Revocation List fetched from the TMDB via the
sr interface (Section 4.3.12).
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5.2. Sunrise Period
5.2.1. Domain Name registration
Domain Name registration during the Sunrise Period
.------------. .-----------. .----------.
| Registrant | | Registrar | | Registry |
'------------' '-----------' '----------'
| | |
| Request DN | |
| registration | |
| (with SMD) | |
|---------------->| Check DN availability |
| |---------------------------->|
| | |
| | DN unavailable .-------------.
| DN unavailable |<--------------------( DN available? )
|<----------------| no '-------------'
| | | yes
| | DN available |
| |<----------------------------|
| | |
| | Request DN registration |
| | (with SMD) |
| |---------------------------->|
| | |
| | .------------------------------.
| | | DN registration validation / |
| | | SMD validation |
| | '------------------------------'
| | |
| Registration |.-----------. Error .----------------------.
| error || TRY AGAIN |<-----( Validation successful? )
|<----------------|| / ABORT | no '----------------------'
| |'-----------' | yes
| | |
| | DN registered |
| DN registered |<----------------------------|
|<----------------| |
| | |
Figure 3
Note: the figure depicted above represents a synchronous DN
registration workflow (usually called first come first served).
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5.2.2. Sunrise Domain Name registration by Registries
Registries MUST perform a minimum set of checks for verifying each DN
registration during the Sunrise Period upon reception of a
registration request over the ry interface (Section 4.3.5). If any
of these checks fails the Registry MUST abort the registration. Each
of these checks MUST be performed before the DN is effectively
allocated.
In case of asynchronous registrations (e.g. auctions), the minimum
set of checks MAY be performed when creating the intermediate object
(e.g. a DN application) used for DN registration. If the minimum set
of checks is performed when creating the intermediate object (e.g. a
DN application) a Registry MAY effective allocate the DN without
performing the minimum set of checks again.
Performing the minimum set of checks Registries MUST verify that:
1. An SMD has been received from the Registrar along with the DN
registration.
2. The certificate of the TMV has been correctly signed by the ICANN
TMCH-CA. (The certificate of the TMV is contained within the
SMD.)
3. The datetime when the validation is done is within the validity
period of the TMV certificate.
4. The certificate of the TMV is not listed in the TMV CRL file
specified in the CRL distribution point of the TMV certificate.
5. The signature of the SMD (signed with the TMV certificate) is
valid.
6. The datetime when the validation is done is within the validity
period of the SMD based on <smd:notBefore> and <smd:notAfter>
elements.
7. The SMD has not been revoked, i.e., is not contained in the SMD
Revocation List.
8. The leftmost DNL (A-label in case of IDNs) of the DN being
effectively allocated matches one of the labels (<mark:label>)
elements in the SMD.
These procedure apply to all DN effective allocations at the second
level as well as to all other levels subordinate to the TLD that the
Registry accepts registrations for.
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5.2.3. TMDB Sunrise Services for Registries
5.2.3.1. SMD Revocation List
A new SMD Revocation List MUST be published by the TMDB twice a day,
by 00:00:00 and 12:00:00 UTC.
Registries MUST refresh the latest version of the SMD Revocation List
at least once every 24 hours.
Note: the SMD Revocation List will be the same regardless of the TLD.
If a Backend Registry Operator manages the infrastructure of several
TLDs, the Backend Registry Operator could refresh the SMD Revocation
List once every 24 hours, the SMD Revocation List could be used for
all the TLDs managed by the Backend Registry Operator.
Update of the SMD Revocation List
.----------. .------.
| Registry | | TMDB |
'----------' '------'
| |
.----------------. |
| Periodically, | |
| at least | |
| every 24 hours | |
'----------------' |
| |
|----------------------------------------------------->|
| Download the latest SMD Revocation List |
|<-----------------------------------------------------|
| |
| |
Figure 4
5.2.3.2. TMV Certificate Revocation List (CRL)
Registries MUST refresh their local copy of the TMV CRL file at least
every 24 hours using the CRL distribution point specified in the TMV
certificate.
Operationally, the TMV CRL file and CRL distribution point is the
same for all TMVs and (at publication of this document) located at <
http://crl.icann.org/tmch.crl >.
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Note: the TMV CRL file will be the same regardless of the TLD. If a
Backend Registry Operator manages the infrastructure of several TLDs,
the Backend Registry Operator could refresh the TMV CRL file once
every 24 hours, the TMV CRL file could be used for all the TLDs
managed by the Backend Registry Operator.
Update of the TMV CRL file
.----------. .---------------.
| Registry | | ICANN TMCH-CA |
'----------' '---------------'
| |
.----------------. |
| Periodically, | |
| at least | |
| every 24 hours | |
'----------------' |
| |
|-------------------------------------------->|
| Download the latest TMV CRL file |
|<--------------------------------------------|
| |
| |
Figure 5
5.2.3.3. Notice of Registered Domain Names (NORN)
The Registry MUST send a LORDN file containing DNs effectively
allocated to the TMDB (over the yd interface, Section 4.3.7).
The effective allocation of a DN MUST be reported by the Registry to
the TMDB within 26 hours of the effective allocation of such DN.
The Registry MUST create and upload a LORDN file in case there are
effective allocations in the SRS, that have not been successfully
reported to the TMDB in a previous LORDN file.
Based on the timers used by TMVs and the TMDB, the RECOMMENDED
maximum frequency to upload LORDN files from the Registries to the
TMDB is every 3 hours.
It is RECOMMENDED that Registries try to upload at least two LORDN
files per day to the TMDB with enough time in between, in order to
have time to fix problems reported in the LORDN file.
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The Registry SHOULD upload a LORDN file only when the previous LORDN
file has been processed by the TMDB and the related LORDN Log file
has been downloaded and processed by the Registry.
The Registry MUST upload LORDN files for DNs effectively allocated
during the Sunrise or Trademark Claims Period (same applies to DNs
effectively allocated using applications created during the Sunrise
or Trademark Claims Period in case of using asynchronous
registrations).
The yd interface (Section 4.3.7) MUST support at least one (1) and
MAY support up to ten (10) concurrent connections from each IP
address registered by a Registry Operator to access the service.
The TMDB MUST process each uploaded LORDN file and make the related
log file available for Registry download within 30 minutes of the
finalization of the upload.
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Notification of Registered Domain Name
.----------. .------. .-----. .-----.
| Registry | | TMDB | | TMV | | TMH |
'----------' '------' '-----' '-----'
| | | |
.------------------. | | |
| Periodically | | | |
| upload LORDN | | | |
| file | | | |
'------------------' | | |
| | | |
.--------->| Upload LORDN | | |
| |-------------------->| | |
| | | | |
| | .-------------------------. | |
| | | Verify each domain name | | |
| | | in the uploaded file | | |
| | | (within 30') | | |
| | '-------------------------' | |
| | | ._____.| |
| | Download Log file | | END || |
| |<--------------------| '-----'| |
| | | ^ | |
| .-----------------. .---------------. | | |
| | Check whether | / everything fine \ no | | |
| | Log file | ( (i.e. no errors )---' | |
| | contains errors | \ in Log file )? / | |
| '-----------------' '---------------' | |
| | | yes | |
| .---------------. | | |
| / everything fine \ yes | | |
|( (i.e. no errors )-----. | Notify TMVs | |
| \ in Log file )? / | | on the LORDN | |
| '---------------' | | pre-registered | |
| | no v | with said TMV | |
| .----------------. .------. |--------------->| |
'-| Correct Errors | | DONE | | | |
'----------------' '------' | | Notify each |
| | | affected TMH |
| | |-------------->|
| | | |
Figure 6
The format used for the LORDN is described in Section 6.3
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5.2.4. Sunrise Domain Name registration by Registrars
Registrars MAY choose to perform the checks for verifying DN
registrations as performed by the Registries (see Section 5.2.2)
before sending the command to register a DN.
5.2.5. TMDB Sunrise Services for Registrars
The processes described in Section 5.2.3.1 and Section 5.2.3.2 are
also available for Registrars to optionally validate the SMDs
received.
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5.3. Trademark Claims Period
5.3.1. Domain Registration
Domain Name registration during the Trademark Claims Period
.------------. .-----------. .----------. .------.
| Registrant | | Registrar | | Registry | | TMDB |
'------------' '-----------' '----------' '------'
| Request DN | | |
| registration | | |
|--------------->| Check DN availability | |
| |--------------------------->| |
| | DN unavailable .-------------. |
| DN unavailable |<-------------------( DN available? ) |
|<---------------| no '-------------' |
| | DN available | yes |
| |<---------------------------| |
| | Request Lookup key | |
| |--------------------------->| |
| |.__________. .---------. |
| || CONTINUE | / Does DN \ |
| || NORMALLY |<--------( match DNL ) |
| |'----------' no \ of PRM? / |
| | '---------' |
| | Lookup key | yes |
| |<----------------------------' |
| | |
.-----. | | Request TCN |
|ABORT| | Display |---------------------------------------->|
'-----' | Claims | Return TCN |
^ | Notice |<----------------------------------------|
| no |<---------------| |
| .------. yes | |
'-( Ack? )----------->| Register DN (with TCNID) | |
'------' |--------------------------->| |
| Registration | Error .----------------------. |
| error |<-------------( Validation successful? ) |
|<---------------| no '----------------------' |
| | | yes |
| | DN registered | |
| DN registered |<---------------------------| |
|<---------------| | |
Figure 7
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Note: the figure depicted above represents a synchronous DN
registration workflow (usually called first come first served).
5.3.2. Trademark Claims Domain Name registration by Registries
During the Trademark Claims Period, Registries perform two main
functions:
o Registries MUST provide Registrars (over the ry interface,
Section 4.3.5) the Lookup Key used to retrieve the TCNs for DNs
that match the DNL List.
o Registries MUST provide the Lookup Key only when queried about a
specific DN.
o For each DN matching a DNL of a PRM, Registries MUST perform a
minimum set of checks for verifying DN registrations during the
Trademark Claims Period upon reception of a registration request
over the ry interface (Section 4.3.5). If any of these checks
fails the Registry MUST abort the registration. Each of these
checks MUST be performed before the DN is effectively allocated.
o In case of asynchronous registrations (e.g. auctions), the minimum
set of checks MAY be performed when creating the intermediate
object (e.g. a DN application) used for DN effective allocation.
If the minimum set of checks is performed when creating the
intermediate object (e.g. a DN application) a Registry MAY
effective allocate the DN without performing the minimum set of
checks again.
o Performing the minimum set of checks Registries MUST verify that:
1. The TCNID (<tmNotice:id>), expiration datetime
(<tmNotice:notAfter>) and acceptance datetime of the TCN, have
been received from the Registrar along with the DN
registration.
If the three elements mentioned above are not provided by
the Registrar for a DN matching a DNL of a PRM, but the DNL
was inserted (or re-inserted) for the first time into DNL
List less than 24 hours ago, the registration MAY continue
without this data and the tests listed below are not
required to be performed.
2. The TCN has not expired (according to the expiration datetime
sent by the Registrar).
3. The acceptance datetime is no more than 48 hours in the past.
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4. Using the leftmost DNL (A-label in the case of IDNs) of the DN
being registered, the expiration datetime provided by the
Registrar, and the TMDB Notice Identifier extracted from the
TCNID provided by the Registrar compute the TCN Checksum.
Verify that the computed TCN Checksum match the TCN Checksum
present in the TCNID.
These procedures apply to all DN registrations at the second level as
well as to all other levels subordinate to the TLD that the Registry
accepts registrations for.
5.3.3. TMBD Trademark Claims Services for Registries
5.3.3.1. Domain Name Label (DNL) List
A new DNL List MUST be published by the TMDB twice a day, by 00:00:00
and 12:00:00 UTC.
Registries MUST refresh the latest version of the DNL List at least
once every 24 hours.
Update of the DNL List
.----------. .------.
| Registry | | TMDB |
'----------' '------'
| |
.----------------. |
| Periodically, | |
| at least | |
| every 24 hours | |
'----------------' |
| |
|-------------------------------->|
| Download the latest DNL List |
|<--------------------------------|
| |
| |
Figure 8
Note: the DNL List will be the same regardless of the TLD. If a
Backend Registry Operator manages the infrastructure of several TLDs,
the Backend Registry Operator could refresh the DNL List once every
24 hours, the DNL List could be used for all the TLDs managed by the
Backend Registry Operator.
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5.3.3.2. Notice of Registered Domain Names (NORN)
The NORDN process during the Trademark Claims Period is almost the
same as during Sunrise Period as defined in Section 5.2.3.3 with the
difference that only registrations subject to a Trademark Claim
(i.e., at registration time the name appeared in the current DNL List
downloaded by the Registry Operator) are included in the LORDN.
5.3.4. Trademark Claims Domain Name registration by Registrars
For each DN matching a DNL of a PRM, Registrars MUST perform the
following steps:
1. Use the Lookup Key received from the Registry to obtain the TCN
from the TMDB using the dr interface (Section 4.3.6) Registrars
MUST only query for the Lookup Key of a DN that is available for
registration.
2. Present the TCN to the Registrant as described in Exhibit A,
[RPM-Requirements].
3. Ask Registrant for acknowledgement, i.e. the Registrant MUST
consent with the TCN, before any further processing. (The
transmission of a TCNID to the Registry over the ry interface,
Section 4.3.5 implies that the Registrant has expressed his/her
consent with the TCN.)
4. Perform the minimum set of checks for verifying DN registrations.
If any of these checks fails the Registrar MUST abort the DN
registration. Each of these checks MUST be performed before the
registration is sent to the Registry. Performing the minimum set
of checks Registrars MUST verify that:
1. The datetime when the validation is done is within the TCN
validity based on the <tmNotice:notBefore> and
<tmNotice:notAfter> elements.
2. The leftmost DNL (A-label in case of IDNs) of the DN being
effectively allocated matches the label (<tmNotice:label>)
element in the TCN.
3. The Registrant has acknowledged (expressed his/her consent
with) the TCN.
5. Record the date and time when the registrant acknowledged the
TCN.
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6. Send the registration to the Registry (ry interface,
Section 4.3.5) and include the following information:
* TCNID (<tmNotice:id>)
* Expiration date of the TCN (<tmNotice:notAfter>)
* Acceptance datetime of the TCN.
TCN are generated twice a day. The expiration date
(<tmNotice:notAfter>) of each TCN MUST be set to 48 hours in the
future by the TMDB, allowing the implementation of a cache by
Registrars and enough time for acknowledging the TCN. Registrars
SHOULD implement a cache of TCNs to minimize the number of queries
sent to the TMDB. A cached TCN MUST be removed from the cache after
the expiration date of the TCN as defined by <tmNotice:notAfter>.
The TMDB MAY implement rate-limiting as one of the protection
mechanisms to mitigate the risk of performance degradation.
5.3.5. TMBD Trademark Claims Services for Registrars
5.3.5.1. Claims Notice Information Service (CNIS)
The TCNs are provided by the TMDB online and are fetched by the
Registrar via the dr interface (Section 4.3.6).
To get access to the TCNs, the Registrar needs the credentials
provided by the TMDB (Section 5.1.2.1) and the Lookup Key received
from the Registry via the ry interface (Section 4.3.5). The dr
interface (Section 4.3.6) uses HTTPS with Basic access
authentication.
The dr interface (Section 4.3.6) MAY support up to ten (10)
concurrent connections from each Registrar.
The URL of the dr interface (Section 4.3.6) is:
< https://<tmdb-domain-name>/cnis/<lookupkey>.xml >
Note that the "lookupkey" may contain SLASH characters ("/"). The
SLASH character is part of the URL path and MUST NOT be escaped when
requesting the TCN.
The TLS certificate (HTTPS) used on the dr interface (Section 4.3.6)
MUST be signed by a well-know public CA. Registrars MUST perform the
Certification Path Validation described in Section 6 of [RFC5280].
Registrars will be authenticated in the dr interface using HTTP Basic
access authentication. The dr (Section 4.3.6) interface MUST support
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HTTPS keep-alive and MUST maintain the connection for up to 30
minutes.
5.4. Qualified Launch Program (QLP) Period
5.4.1. Domain Registration
During the OPTIONAL (see [QLP-Addendum]) Qualified Launch Program
(QLP) Period effective allocations of DNs to third parties could
require that Registries and Registrars provide Sunrise and/or
Trademark Claims services. If required, Registries and Registrars
MUST provide Sunrise and/or Trademark Claims services as described in
Section 5.2 and Section 5.3.
The effective allocation scenarios are:
o If the leftmost DNL (A-label in case of IDNs) of the DN being
effectively allocated (QLP Name in this section) matches a DNL in
the SURL, and an SMD is provided, then Registries MUST provide
Sunrise Services (see Section 5.2) and the DN MUST be reported in
a Sunrise LORDN file during the QLP Period.
o If the QLP Name matches a DNL in the SURL but does not match a DNL
in the DNL List, and an SMD is NOT provided (see section 2.2 of
[QLP-Addendum]), then the DN MUST be reported in a Sunrise LORDN
file using the special SMD-id "99999-99999" during the QLP Period.
o If the QLP Name matches a DNL in the SURL and also matches a DNL
in the DNL List, and an SMD is NOT provided (see section 2.2 of
[QLP-Addendum]), then Registries MUST provide Trademark Claims
services (see Section 5.3) and the DN MUST be reported in a
Trademark Claims LORDN file during the QLP Period.
o If the QLP Name matches a DNL in the DNL List but does not match a
DNL in the SURL, then Registries MUST provide Trademark Claims
services (see Section 5.2) and the DN MUST be reported in a
Trademark Claims LORDN file during the QLP Period.
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The following table lists all the effective allocation scenarios
during a QLP Period:
+--------+---------+-----------------+--------------+---------------+
| QLP | QLP | SMD was | Registry | Registry MUST |
| Name | Name | provided by the | MUST provide | report DN |
| match | match | potential | Sunrise or | registration |
| in the | in the | Registrant | Trademark | in <type> |
| SURL | DNL | | Claims | LORDN file |
| | List | | Services | |
+--------+---------+-----------------+--------------+---------------+
| Y | Y | Y | Sunrise | Sunrise |
| | | | | |
| Y | N | Y | Sunrise | Sunrise |
| | | | | |
| N | Y | -- | Trademark | Trademark |
| | | | Claims | Claims |
| | | | | |
| N | N | -- | -- | -- |
| | | | | |
| Y | Y | N (see section | Trademark | Trademark |
| | | 2.2 of | Claims | Claims |
| | | [QLP-Addendum]) | | |
| | | | | |
| Y | N | N (see section | -- | Sunrise |
| | | 2.2 of | | (using |
| | | [QLP-Addendum]) | | special SMD- |
| | | | | id) |
+--------+---------+-----------------+--------------+---------------+
QLP Effective Allocation Scenarios
The TMDB MUST provide the following services to Registries during a
QLP Period:
o SMD Revocation List (see Section 5.2.3.1)
o NORN (see Section 5.2.3.3)
o DNL List (see Section 5.3.3.1)
o Sunrise List (SURL) (see Section 5.4.2.1
The TMDB MUST provide the following services to Registrars during a
QLP Period:
o SMD Revocation List (see Section 5.2.3.1)
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o CNIS (see Section 5.3.5.1)
5.4.2. TMBD QLP Services for Registries
5.4.2.1. Sunrise List (SURL)
A new Sunrise List (SURL) MUST be published by the TMDB twice a day,
by 00:00:00 and 12:00:00 UTC.
Registries offering the OPTIONAL QLP Period MUST refresh the latest
version of the SURL at least once every 24 hours.
Update of the SURL
.----------. .------.
| Registry | | TMDB |
'----------' '------'
| |
.----------------. |
| Periodically, | |
| at least | |
| every 24 hours | |
'----------------' |
| |
|------------------------------->|
| Download the latest SURL |
|<-------------------------------|
| |
| |
Figure 9
Note: the SURL will be the same regardless of the TLD. If a Backend
Registry Operator manages the infrastructure of several TLDs, the
Backend Registry Operator could refresh the SURL once every 24 hours,
the SURL could be used for all the TLDs managed by the Backend
Registry Operator.
6. Data Format Descriptions
6.1. Domain Name Label (DNL) List
This section defines the format of the list containing every Domain
Name Label (DNL) that matches a Pre-Registered Mark (PRM). The list
is maintained by the TMDB and downloaded by Registries in regular
intervals (see Section 5.3.3.1). The Registries use the DNL List
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during the Trademark Claims Period to check whether a requested DN
matches a DNL of a PRM.
The DNL List contains all the DNLs covered by a PRM present in the
TMDB at the datetime it is generated.
The DNL List is contained in a CSV formatted file that has the
following structure:
o first line: <version>,<DNL List creation datetime>
Where:
+ <version>, version of the file, this field MUST be 1.
+ <DNL List creation datetime>, date and time in UTC that the
DNL List was created.
o second line: a header line as specified in [RFC4180]
With the header names as follows:
DNL,lookup-key,insertion-datetime
o One or more lines with: <DNL>,<lookup key>,<DNL insertion
datetime>
Where:
+ <DNL>, a Domain Name Label covered by a PRM.
+ <lookup key>, lookup key that the Registry MUST provide to
the Registrar. The lookup key has the following format:
<YYYY><MM><DD><vv>/<X>/<X>/<X>/<Random bits><Sequential
number>, where:
- YYYY: year that the TCN was generated.
- MM: zero-padded month that the TCN was generated.
- DD: zero-padded day that the TCN was generated.
- vv: version of the TCN, possible values are 00 and 01.
- X: one hexadecimal digit [0-9A-F]. This is the first,
second and third hexadecimal digit of encoding the
<Random bits> in base16 as specified in [RFC4648].
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- Random bits: 144 random bits encoded in base64url as
specified in [RFC4648].
- Sequential number: zero-padded natural number in the
range 0000000001 to 2147483647.
+ <DNL insertion datetime>, datetime in UTC that the DNL was
first inserted into the DNL List. The possible two values
of time for inserting a DNL to the DNL List are 00:00:00 and
12:00:00 UTC.
Example of a DNL List
1,2012-08-16T00:00:00.0Z
DNL,lookup-key,insertion-datetime
example,2013041500/2/6/9/rJ1NrDO92vDsAzf7EQzgjX4R0000000001,\
2010-07-14T00:00:00.0Z
another-example,2013041500/6/A/5/alJAqG2vI2BmCv5PfUvuDkf40000000002,\
2012-08-16T00:00:00.0Z
anotherexample,2013041500/A/C/7/rHdC4wnrWRvPY6nneCVtQhFj0000000003,\
2011-08-16T12:00:00.0Z
Figure 10
To provide authentication and integrity protection, the DNL List will
be PGP [RFC4880] signed by the TMDB (see also Section 5.1.1.4). The
PGP signature of the DNL List can be found in the similar URI but
with extension .sig as shown below.
The URL of the dy interface (Section 4.3.3) is:
o < https://<tmdb-domain-name>/dnl/dnl-latest.csv >
o < https://<tmdb-domain-name>/dnl/dnl-latest.sig >
6.2. SMD Revocation List
This section defines the format of the list of SMDs that have been
revoked. The list is maintained by the TMDB and downloaded by
Registries (and optionally by Registrars) in regular intervals (see
Section 5.2.3.1). The SMD Revocation List is used during the Sunrise
Period to validate SMDs received. The SMD Revocation List has a
similar function as CRLs used in PKI [RFC5280].
The SMD Revocation List contains all the revoked SMDs present in the
TMDB at the datetime it is generated.
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The SMD Revocation List is contained in a CSV formatted file that has
the following structure:
o first line: <version>,<SMD Revocation List creation datetime>
Where:
+ <version>, version of the file, this field MUST be 1.
+ <SMD Revocation List creation datetime>, datetime in UTC
that the SMD Revocation List was created.
o second line: a header line as specified in [RFC4180]
With the header names as follows:
smd-id,insertion-datetime
o One or more lines with: <smd-id>,<revoked SMD datetime>
Where:
+ <smd-id>, identifier of the SMD that was revoked.
+ <revoked SMD datetime>, revocation datetime in UTC of the
SMD. The possible two values of time for inserting an SMD
to the SMD Revocation List are 00:00:00 and 12:00:00 UTC.
To provide integrity protection, the SMD Revocation List is PGP
signed by the TMDB (see also Section 5.1.1.4). The SMD Revocation
List is provided by the TMDB with extension .csv. The PGP signature
of the SMD Revocation List can be found in the similar URI but with
extension .sig as shown below.
The URL of the sr interface (Section 4.3.12) and sy interface
(Section 4.3.11) is:
o < https://<tmdb-domain-name>/smdrl/smdrl-latest.csv >
o < https://<tmdb-domain-name>/smdrl/smdrl-latest.sig >
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Example of an SMD Revocation List
1,2012-08-16T00:00:00.0Z
smd-id,insertion-datetime
2-2,2012-08-15T00:00:00.0Z
3-2,2012-08-15T00:00:00.0Z
1-2,2012-08-15T00:00:00.0Z
Figure 11
6.3. List of Registered Domain Names (LORDN) file
This section defines the format of the List of Registered Domain
Names (LORDN), which is maintained by each Registry and uploaded at
least daily to the TMDB. Every time a DN matching a DNL of a PRM
said DN is added to the LORDN along with further information related
to its registration.
The URIs of the yd interface (Section 4.3.7) used to upload the LORDN
file is:
o Sunrise LORDN file:
< https://<tmdb-domain-name>/LORDN/<TLD>/sunrise >
o Trademark Claims LORDN file:
< https://<tmdb-domain-name>/LORDN/<TLD>/claims >
During a QLP Period, Registries MAY be required to upload Sunrise or
Trademark Claims LORDN files. The URIs of the yd interface used to
upload LORDN files during a QLP Period is:
o Sunrise LORDN file (during QLP Period):
< https://<tmdb-domain-name>/LORDN/<TLD>/sunrise/qlp >
o Trademark Claims LORDN file (during a QLP Period):
< https://<tmdb-domain-name>/LORDN/<TLD>/claims/qlp >
The yd interface (Section 4.3.7) returns the following HTTP status
codes after a HTTP POST request method is received:
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o The interface provides a HTTP/202 status code if the interface was
able to receive the LORDN file and the syntax of the LORDN file is
correct.
The interface provides the LORDN Transaction Identifier in the
HTTP Entity-body that would be used by the Registry to download
the LORDN Log file. The LORDN Transaction Identifier is a
natural number zero-padded in the range 0000000000000000001 to
9223372036854775807.
The TMDB uses the <LORDN creation datetime> element of the
LORDN file as a unique client-side identifier. If a LORDN file
with the same <LORDN creation datetime> of a previously sent
LORDN file is received by the TMDB, the LORDN Transaction
Identifier of the previously sent LORDN file MUST be provided
to the Registry. The TMDB MUST ignore the DN Lines present in
the LORDN file if a LORDN file with the same <LORDN creation
datetime> was previously sent.
The HTTP Location header field contains the URI where the LORDN
Log file could be retrieved later, for example:
202 Accepted
Location: https://<tmdb-domain-
name>/LORDN/example/sunrise/0000000000000000001/result
o The interface provides a HTTP/400 if the request is incorrect or
the syntax of the LORDN file is incorrect. The TMDB MUST return a
human readable message in the HTTP Entity-body regarding the
incorrect syntax of the LORDN file.
o The interface provides a HTTP/401 status code if the credentials
provided does not authorize the Registry Operator to upload a
LORDN file.
o The TMDB MUST return a HTTP/404 status code when trying to upload
a LORDN file using the https://<tmdb-domain-
name>/LORDN/<TLD>/sunrise/qlp or https://<tmdb-domain-
name>/LORDN/<TLD>/claims/qlp interface outside of a QLP Period
plus 26 hours.
o The interface provides a HTTP/500 status code if the system is
experiencing a general failure.
For example, to upload the Sunrise LORDN file for TLD "example", the
URI would be:
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< https://<tmdb-domain-name>/LORDN/example/sunrise >
The LORDN is contained in a CSV formatted file that has the following
structure:
o For Sunrise Period:
* first line: <version>,<LORDN creation datetime>,<Number of DN
Lines>
Where:
- <version>, version of the file, this field MUST be 1.
- <LORDN creation datetime>, date and time in UTC that the
LORDN was created.
- <Number of DN Lines>, number of DN Lines present in the
LORDN file.
* second line: a header line as specified in [RFC4180]
With the header names as follows:
roid,domain-name,SMD-id,registrar-id,registration-
datetime,application-datetime
* One or more lines with: <roid>,<DN registered>,<SMD-id>,<IANA
Registrar id>,<datetime of registration>,<datetime of
application creation>
Where:
- <roid>, DN Repository Object IDentifier (DNROID) in the
SRS.
- <DN registered>, DN that was effectively allocated. For
IDNs the A-Label (see [RFC5890]) is used.
- <SMD-id>, SMD ID used for registration.
- <IANA Registrar ID>, IANA Registrar ID.
- <datetime of registration>, date and time in UTC that the
domain was effectively allocated.
- OPTIONAL <datetime of application creation>, date and
time in UTC that the application was created. The
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<datetime of application creation> MUST be provided in
case of a DN effective allocation based on an
asynchronous registration (e.g., when using auctions).
Example of a Sunrise LORDN file
1,2012-08-16T00:00:00.0Z,3
roid,domain-name,SMD-id,registrar-id,registration-datetime,\
application-datetime
SH8013-REP,example1.gtld,1-2,9999,2012-08-15T13:20:00.0Z,\
2012-07-15T00:50:00.0Z
EK77-REP,example2.gtld,2-2,9999,2012-08-15T14:00:03.0Z
HB800-REP,example3.gtld,3-2,9999,2012-08-15T15:40:00.0Z
Figure 12
o For Trademark Claims Period:
* first line: <version>,<LORDN creation datetime>,<Number of DN
Lines>
Where:
- <version>, version of the file, this field MUST be 1.
- <LORDN creation datetime>, date and time in UTC that the
LORDN was created.
- <Number of DN Lines>, number of DN Lines present in the
LORDN file.
* second line: a header line as specified in [RFC4180]
With the header names as follows:
roid,domain-name,notice-id,registrar-id,registration-
datetime,ack-datetime,application-datetime
* One or more lines with: <roid>,<DN registered>,<TCNID>,<IANA
Registrar id>,<datetime of registration>,<datetime of
acceptance of the TCN>,<datetime of application creation>
Where:
- <roid>, DN Repository Object IDentifier (DNROID) in the
SRS.
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- <DN registered>, DN that was effectively allocated. For
IDNs the A-Label is used.
- <TCNID>, Trademark Claims Notice Identifier as specified
in <tmNotice:id>.
- <IANA Registrar ID>, IANA Registrar ID.
- <datetime of registration>, date and time in UTC that the
domain was effectively allocated.
- <datetime of acceptance of the TCN>, date and time in UTC
that the TCN was acknowledged.
- OPTIONAL <datetime of application creation>, date and
time in UTC that the application was created. The
<datetime of application creation> MUST be provided in
case of a DN effective allocation based on an
asynchronous registration (e.g., when using auctions).
For a DN matching a DNL of a PRM at the moment of
registration, created without the TCNID, expiration datetime
and acceptance datetime, because DNL was inserted (or re-
inserted) for the first time into DNL List less than 24
hours ago, the string "recent-dnl-insertion" MAY be
specified in <TCNID> and <datetime of acceptance of the
TCN>.
Example of a Trademark Claims LORDN file
1,2012-08-16T00:00:00.0Z,3
roid,domain-name,notice-id,registrar-id,registration-datetime,\
ack-datetime,application-datetime
SH8013-REP,example1.gtld,a76716ed9223352036854775808,\
9999,2012-08-15T14:20:00.0Z,2012-08-15T13:20:00.0Z
EK77-REP,example2.gtld,a7b786ed9223372036856775808,\
9999,2012-08-15T11:20:00.0Z,2012-08-15T11:19:00.0Z
HB800-REP,example3.gtld,recent-dnl-insertion,\
9999,2012-08-15T13:20:00.0Z,recent-dnl-insertion
Figure 13
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6.3.1. LORDN Log file
After reception of the LORDN file, the TMDB verifies its content for
syntactical and semantical correctness. The output of the LORDN file
verification is retrieved using the yd interface (Section 4.3.7).
The URI of the yd interface (Section 4.3.7) used to retrieve the
LORDN Log file is:
o Sunrise LORDN Log file:
< https://<tmdb-domain-name>/LORDN/<TLD>/sunrise/<lordn-
transaction-identifier>/result >
o Trademark Claims LORDN Log file:
< https://<tmdb-domain-name>/LORDN/<TLD>/claims/<lordn-
transaction-identifier>/result >
A Registry Operator MUST NOT send more than one request per minute
per TLD to download a LORDN Log file.
The yd interface (Section 4.3.7) returns the following HTTP status
codes after a HTTP GET request method is received:
o The interface provides a HTTP/200 status code if the interface was
able to provide the LORDN Log file. The LORDN Log file is
contained in the HTTP Entity-body.
o The interface provides a HTTP/204 status code if the LORDN
Transaction Identifier is correct, but the server has not
finalized processing the LORDN file.
o The interface provides a HTTP/400 status code if the request is
incorrect.
o The interface provides a HTTP/401 status code if the credentials
provided does not authorize the Registry Operator to download the
LORDN Log file.
o The interface provides a HTTP/404 status code if the LORDN
Transaction Identifier is incorrect.
o The interface provides a HTTP/500 status code if the system is
experiencing a general failure.
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For example, to obtain the LORDN Log file in case of a Sunrise LORDN
file with LORDN Transaction Identifier 0000000000000000001 and TLD
"example" the URI would be:
< https://<tmdb-domain-
name>/LORDN/example/sunrise/0000000000000000001/result >
The LORDN Log file is contained in a CSV formatted file that has the
following structure:
o first line: <version>,<LORDN Log creation datetime>,<LORDN file
creation datetime>,<LORDN Log Identifier>,<Status flag>,<Warning
flag>,<Number of DN Lines>
Where:
+ <version>, version of the file, this field MUST be 1.
+ <LORDN Log creation datetime>, date and time in UTC that the
LORDN Log was created.
+ <LORDN file creation datetime>, date and time in UTC of
creation for the LORDN file that this log file is referring
to.
+ <LORDN Log Identifier>, unique identifier of the LORDN Log
provided by the TMDB. This identifier could be used by the
Registry Operator to unequivocally identify the LORDN Log.
The identified will be a string of a maximum LENGTH of 60
characters from the Base 64 alphabet.
+ <Status flag>, whether the LORDN file has been accepted for
processing by the TMDB. Possible values are "accepted" or
"rejected".
+ <Warning flag>, whether the LORDN Log has any warning result
codes. Possible values are "no-warnings" or "warnings-
present".
+ <Number of DN Lines>, number of DNs effective allocations
processed in the LORDN file.
A Registry Operator is NOT REQUIRED to process a LORDN Log with
a <Status flag>="accepted" and <Warning flag>="no-warnings".
o second line: a header line as specified in [RFC4180]
With the header names as follows:
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roid,result-code
o One or more lines with: <roid>,<result code>
Where:
+ <roid>, DN Repository Object IDentifier (DNROID) in the SRS.
+ <result code>, result code as described in Section 6.3.1.1.
Example of a LORDN Log file
1,2012-08-16T02:15:00.0Z,2012-08-16T00:00:00.0Z,\
0000000000000478Nzs+3VMkR8ckuUynOLmyeqTmZQSbzDuf/R50n2n5QX4=,\
accepted,no-warnings,1
roid,result-code
SH8013-REP,2000
Figure 14
6.3.1.1. LORDN Log Result Codes
In Figure 15 the classes of result codes (rc) are listed. Those
classes in square brackets are not used at this time, but may come
into use at some later stage. The first two digits of a result code
denote the result code class, which defines the outcome at the TMDB:
o ok: Success, DN Line accepted by the TMDB.
o warn: a warning is issued, DN Line accepted by the TMDB.
o err: an error is issued, LORDN file rejected by the TMDB.
In case that after processing a DN Line, the error result code is
45xx or 46xx for that DN Line, the LORDN file MUST be rejected by the
TMDB. If the LORDN file is rejected, DN Lines that are syntactically
valid will be reported with a 2001 result code. A 2001 result code
means that the DN Line is syntactically valid, however the DN Line
was not processed because the LORDN file was rejected. All DNs
reported in a rejected LORDN file MUST be reported again by the
Registry because none of the DN Lines present in the LORDN file have
been processed by the TMDB.
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LORDN Log Result Code Classes
code Class outcome
---- ----- -------
20xx Success ok
35xx [ DN Line syntax warning ] warn
36xx DN Line semantic warning warn
45xx DN Line syntax error err
46xx DN Line semantic error err
Figure 15
In the following, the LORDN Log result codes used by the TMDB are
described:
LORDN Log result Codes
rc Short Description
Long Description
---- -------------------------------------------------------------
2000 OK
DN Line successfully processed.
2001 OK but not processed
DN Line is syntactically correct but was not processed
because the LORDN file was rejected.
3601 TCN Acceptance Date after Registration Date
TCN Acceptance Date in DN Line is newer than the Registration
Date.
3602 Duplicate DN Line
This DN Line is an exact duplicate of another DN Line in same
file, DN Line ignored.
3603 DNROID Notified Earlier
Same DNROID has been notified earlier, DN Line ignored.
3604 TCN Checksum invalid
Based on the DN effectively allocated, the TCNID and the
expiration date of the linked TCN, the TCN Checksum is
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invalid.
3605 TCN Expired
The TCN was already expired (based on the <tmNotice:notAfter>
field of the TCN) at the datetime of acknowledgement.
3606 Wrong TCNID used
The TCNID used for the registration does not match
the related DN.
3609 Invalid SMD used
The SMD used for registration was not valid at the moment of
registration based on the <smd:notBefore> and <smd:notAfter>
elements.
In case of an asynchronous registration, this refer to the
<datetime of application creation>.
3610 DN reported outside of the time window
The DN was reported outside of the required 26 hours
reporting window.
3611 DN does not match the labels in SMD
The DN does not match the labels included in the SMD.
3612 SMDID does not exist
The SMDID has never existed in the central repository.
3613 SMD was revoked when used
The SMD used for registration was revoked more than
24 hours ago of the <datetime of registration>.
In case of an asynchronous registration,
the <datetime of application creation> is used when
validating the DN Line.
3614 TCNID does not exist
The TCNID has never existed in the central repository.
3615 Recent-dnl-insertion outside of the time window
The DN registration is reported as a recent-dnl-insertion,
but the (re) insertion into the DNL occurred more than
24 hours ago.
3616 Registration Date of DN in Claims before the end of Sunrise Period
The registration date of the DN is before the end of Sunrise Period
and the DN was reported in a Trademark Claims LORDN file.
3617 Registrar has not been approved by the TMDB
Registrar ID in DN Line has not completed Trademark Claims integration
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testing with the TMDB.
3618 Registration Date of DN in a QLP LORDN file outside of the QLP Period
The registration date of the DN in a QLP LORDN file is outside
of the QLP Period.
3619 TCN was not valid
The TCN was not valid (based on the <tmNotice:notBefore>
field of the TCN) at the datetime of acknowledgement.
4501 Syntax Error in DN Line
Syntax Error in DN Line.
4601 Invalid TLD used
The TLD in the DN Line does not match what is expected for
this LORDN.
4602 Registrar ID Invalid
Registrar ID in DN Line is not a valid ICANN-Accredited
Registrar.
4603 Registration Date in the future
The <datetime of registration> in the DN Line is in the
future.
4606 TLD not in Sunrise or Trademark Claims Period
The <datetime of registration> was reported when the TLD was
not in Sunrise or Trademark Claims Periods.
In case of an asynchronous registration,
the <datetime of application creation> is used when
validating the DN Line.
4607 Application Date in the future
The <datetime of application creation> in the DN Line is in the
future.
4608 Application Date is later than Registration Date
The <datetime of application creation> in the DN Line is later
than the <datetime of registration>.
4609 TCNID wrong syntax
The syntax of the TCNID is invalid.
4610 TCN Acceptance Date is in the future
The <datetime of acceptance of the TCN> is in the future.
4611 Label has never existed in the TMDB
The label in the registered DN has never existed in the TMDB.
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Figure 16
6.4. Signed Mark Data (SMD) File
This section defines the format of the Signed Mark Data (SMD) File.
After a successful registration of a mark, the TMV returns an SMD
File to the TMH. The SMD File can then be used for registration of
one or more DNs covered by the PRM during the Sunrise Period of a
TLD.
Two encapsulation boundaries are defined for delimiting the
encapsulated base64 encoded SMD: i.e. "-----BEGIN ENCODED SMD-----"
and "-----END ENCODED SMD-----". Only data inside the encapsulation
boundaries MUST be used by Registries and Registrars for validation
purposes, i.e. any data outside these boundaries as well as the
boundaries themselves MUST be ignored for validation purposes.
The structure of the SMD File is as follows, all the elements are
REQUIRED, and MUST appear in the specified order.
1. Marks: <marks>
2. smdID: <SMD-ID>
3. U-labels: <comma separated list of labels in U-label (see
[RFC5890]) form (i.e., U-labels or LDH as the case may be)>
4. notBefore: <begin validity>
5. notAfter: <end validity>
6. -----BEGIN ENCODED SMD-----
7. <encoded SMD (see [I-D.ietf-eppext-tmch-smd])>
8. -----END ENCODED SMD-----
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Example of an SMD File:
Marks: Example One
smdID: 1-2
U-labels: example-one, exampleone
notBefore: 2011-08-16 09:00
notAfter: 2012-08-16 09:00
-----BEGIN ENCODED SMD-----
PD94bWwgdmVyc2lvbj0iMS4wIiBlbmNvZGluZz0iVVRGLTgiPz4KPHNtZDpzaWdu
ZWRNYXJrIHhtbG5zOnNtZD0idXJuOmlldGY6cGFyYW1zOnhtbDpuczpzaWduZWRN
... (base64 data elided for brevity) ...
dXJlPgo8L3NtZDpzaWduZWRNYXJrPgo=
-----END ENCODED SMD-----
Figure 17
6.5. Trademark Claims Notice (TCN)
The TMDB MUST provide the TCN to Registrars in XML format as
specified below.
An enclosing element <tmNotice:notice> that describes the Trademark
Notice to a given label.
The child elements of the <tmNotice:notice> element include:
o A <tmNotice:id> element that contains the unique identifier of the
Trademark Notice. This element contains the the TCNID.
The TCNID is a string concatenation of a TCN Checksum and the
TMDB Notice Identifier. The first 8 characters of the TCNID is
a TCN Checksum. The rest is the TMDB Notice Identifier, which
is a zero-padded natural number in the range of
0000000000000000001 to 9223372036854775807.
Example of a TCNID:
370d0b7c9223372036854775807.
Where:
+ TCN Checksum=370d0b7c
+ TMDB Notice Identifier=9223372036854775807
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The TCN Checksum is a 8 characters long Base16 encoded output
of computing the CRC32 of the string concatenation of: label +
unix_timestamp(<tmNotice:notAfter>) + TMDB Notice Identifier
TMDB MUST use the Unix time conversion of the
<tmNotice:notAfter> in UTC to calculate the TCN Checksum. Unix
time is defined as the number of seconds that have elapsed
since 1970-01-01T00:00:00Z not counting leap seconds. For
example, the conversion to Unix time of 2010-08-16T09:00:00.0Z
is shown:
unix_time(2010-08-16T09:00:00.0Z)=1281949200
The TMDB uses the <tmNotice:label> and <tmNotice:notAfter>
elements from the TCN along with the TMDB Notice Identifier to
compute the TCN Checksum.
A Registry MUST use the leftmost DNL (A-label in case of IDNs)
of the DN being registered, the expiration datetime of the TCN
(provided by the Registrar) and the TMDB Notice Identifier
extracted from the TCNID (provided by the Registrar) to compute
the TCN Checksum. For example the DN "foo.bar.example" being
effectively allocated, the left most label would be "foo".
Example of computation of the TCN Checksum:
CRC32(example-one12819492009223372036854775807)=370d0b7c
o A <tmNotice:notBefore> element that contains the start of the
validity date and time of the TCN.
o A <tmNotice:notAfter> element that contains the expiration date
and time of the TCN.
o A <tmNotice:label> elements that contain the DNL (A-label in case
of IDNs) form of the label that correspond to the DN covered by a
PRM.
o One or more <tmNotice:claim> elements that contain the Trademark
Claim. The <tmNotice:claim> element contains the following child
elements:
* A <tmNotice:markName> element that contains the mark text
string.
* One or more <tmNotice:holder> elements that contains the
information of the holder of the mark. An "entitlement"
attribute is used to identify the entitlement of the holder,
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possible values are: owner, assignee or licensee. The child
elements of <tmNotice:holder> include:
+ An OPTIONAL <tmNotice:name> element that contains the name
of the holder. A <tmNotice:name> MUST be specified if
<tmNotice:org> is not specified.
+ An OPTIONAL <tmNotice:org> element that contains the name of
the organization holder of the mark. A <tmNotice:org> MUST
be specified if <tmNotice:name> is not specified.
+ A <tmNotice:addr> element that contains the address
information of the holder of a mark. A <tmNotice:addr>
contains the following child elements:
- One, two or three OPTIONAL <tmNotice:street> elements
that contains the organization's street address.
- A <tmNotice:city> element that contains the
organization's city.
- An OPTIONAL <tmNotice:sp> element that contains the
organization's state or province.
- An OPTIONAL <tmNotice:pc> element that contains the
organization's postal code.
- A <tmNotice:cc> element that contains the organization's
country code. This a two-character code from
[ISO3166-2].
+ An OPTIONAL <tmNotice:voice> element that contains the
organization's voice telephone number.
+ An OPTIONAL <tmNotice:fax> element that contains the
organization's facsimile telephone number.
+ An OPTIONAL <tmNotice:email> element that contains the email
address of the holder.
* Zero or more OPTIONAL <tmNotice:contact> elements that contains
the information of the representative of the mark registration.
A "type" attribute is used to identify the type of contact,
possible values are: owner, agent or thirdparty. The child
elements of <tmNotice:contact> include:
+ A <tmNotice:name> element that contains name of the
responsible person.
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+ An OPTIONAL <tmNotice:org> element that contains the name of
the organization of the contact.
+ A <tmNotice:addr> element that contains the address
information of the contact. A <tmNotice:addr> contains the
following child elements:
- One, two or three OPTIONAL <tmNotice:street> elements
that contains the contact's street address.
- A <tmNotice:city> element that contains the contact's
city.
- An OPTIONAL <tmNotice:sp> element that contains the
contact's state or province.
- An OPTIONAL <tmNotice:pc> element that contains the
contact's postal code.
- A <tmNotice:cc> element that contains the contact's
country code. This a two-character code from
[ISO3166-2].
+ A <tmNotice:voice> element that contains the contact's voice
telephone number.
+ An OPTIONAL <tmNotice:fax> element that contains the
contact's facsimile telephone number.
+ A <tmNotice:email> element that contains the contact's email
address.
* A <tmNotice:jurDesc> element that contains the name (in
English) of the jurisdiction where the mark is protected. A
jurCC attribute contains the two-character code of the
jurisdiction where the mark was registered. This is a two-
character code from [WIPO.ST3].
* Zero or more OPTIONAL <tmNotice:classDesc> element that
contains the description (in English) of the Nice
Classification as defined in [WIPO-NICE-CLASSES]. A classNum
attribute contains the class number.
* A <tmNotice:goodsAndServices> element that contains the full
description of the goods and services mentioned in the mark
registration document.
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* An OPTIONAL <tmNotice:notExactMatch> element signals that the
claim notice was added to the TCN based on other rule (e.g.
[Claims50] ) than exact match (defined in [MatchingRules]).
The <tmNotice:notExactMatch> contains one or more:
+ An OPTIONAL <tmNotice:udrp> element that signals that the
claim notice was added because of a previously abused name
included in an UDRP case. The <tmNotice:udrp> contains:
- A <tmNotice:caseNo> element that contains the UDRP case
number used to validate the previously abused name.
- A <tmNotice:udrpProvider> element that contains the name
of the UDRP provider.
+ An OPTIONAL <tmNotice:court> element that signals that the
claim notice was added because of a previously abused name
included in a court's resolution. The <tmNotice:court>
contains:
- A <tmNotice:refNum> element that contains the reference
number of the court's resolution used to validate the
previously abused name.
- A <tmNotice:cc> element that contains the two-character
code from [ISO3166-2] of the jurisdiction of the court.
- A <tmNotice:courtName> element that contains the name of
the court.
Example of a <tmNotice:notice> object:
<?xml version="1.0" encoding="UTF-8"?>
<tmNotice:notice xmlns:tmNotice="urn:ietf:params:xml:ns:tmNotice-1.0">
<tmNotice:id>370d0b7c9223372036854775807</tmNotice:id>
<tmNotice:notBefore>2010-08-14T09:00:00.0Z</tmNotice:notBefore>
<tmNotice:notAfter>2010-08-16T09:00:00.0Z</tmNotice:notAfter>
<tmNotice:label>example-one</tmNotice:label>
<tmNotice:claim>
<tmNotice:markName>Example One</tmNotice:markName>
<tmNotice:holder entitlement="owner">
<tmNotice:org>Example Inc.</tmNotice:org>
<tmNotice:addr>
<tmNotice:street>123 Example Dr.</tmNotice:street>
<tmNotice:street>Suite 100</tmNotice:street>
<tmNotice:city>Reston</tmNotice:city>
<tmNotice:sp>VA</tmNotice:sp>
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<tmNotice:pc>20190</tmNotice:pc>
<tmNotice:cc>US</tmNotice:cc>
</tmNotice:addr>
</tmNotice:holder>
<tmNotice:contact type="owner">
<tmNotice:name>Joe Doe</tmNotice:name>
<tmNotice:org>Example Inc.</tmNotice:org>
<tmNotice:addr>
<tmNotice:street>123 Example Dr.</tmNotice:street>
<tmNotice:street>Suite 100</tmNotice:street>
<tmNotice:city>Reston</tmNotice:city>
<tmNotice:sp>VA</tmNotice:sp>
<tmNotice:pc>20190</tmNotice:pc>
<tmNotice:cc>US</tmNotice:cc>
</tmNotice:addr>
<tmNotice:voice x="4321">+1.7035555555</tmNotice:voice>
<tmNotice:email>jdoe@example.com</tmNotice:email>
</tmNotice:contact>
<tmNotice:jurDesc jurCC="US">UNITED STATES OF AMERICA</tmNotice:jurDesc>
<tmNotice:classDesc classNum="35">
Advertising; business management; business administration.
</tmNotice:classDesc>
<tmNotice:classDesc classNum="36">
Insurance; financial affairs; monetary affairs; real estate.
</tmNotice:classDesc>
<tmNotice:goodsAndServices>
Bardus populorum circumdabit se cum captiosus populum.
Smert populorum circumdabit se cum captiosus populum qui eis differimus.
</tmNotice:goodsAndServices>
</tmNotice:claim>
<tmNotice:claim>
<tmNotice:markName>Example-One</tmNotice:markName>
<tmNotice:holder entitlement="owner">
<tmNotice:org>Example S.A. de C.V.</tmNotice:org>
<tmNotice:addr>
<tmNotice:street>Calle conocida #343</tmNotice:street>
<tmNotice:city>Conocida</tmNotice:city>
<tmNotice:sp>SP</tmNotice:sp>
<tmNotice:pc>82140</tmNotice:pc>
<tmNotice:cc>BR</tmNotice:cc>
</tmNotice:addr>
</tmNotice:holder>
<tmNotice:jurDesc jurCC="BR">BRAZIL</tmNotice:jurDesc>
<tmNotice:goodsAndServices>
Bardus populorum circumdabit se cum captiosus populum.
Smert populorum circumdabit se cum captiosus populum qui eis differimus.
</tmNotice:goodsAndServices>
</tmNotice:claim>
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<tmNotice:claim>
<tmNotice:markName>One</tmNotice:markName>
<tmNotice:holder entitlement="owner">
<tmNotice:org>One Corporation</tmNotice:org>
<tmNotice:addr>
<tmNotice:street>Otra calle</tmNotice:street>
<tmNotice:city>Otra ciudad</tmNotice:city>
<tmNotice:sp>OT</tmNotice:sp>
<tmNotice:pc>383742</tmNotice:pc>
<tmNotice:cc>CR</tmNotice:cc>
</tmNotice:addr>
</tmNotice:holder>
<tmNotice:jurDesc jurCC="CR">COSTA RICA</tmNotice:jurDesc>
<tmNotice:goodsAndServices>
Bardus populorum circumdabit se cum captiosus populum.
Smert populorum circumdabit se cum captiosus populum qui eis differimus.
</tmNotice:goodsAndServices>
<tmNotice:notExactMatch>
<tmNotice:court>
<tmNotice:refNum>234235</tmNotice:refNum>
<tmNotice:cc>CR</tmNotice:cc>
<tmNotice:courtName>Supreme Court of Justice of Costa Rica</tmNotice:courtName>
</tmNotice:court>
</tmNotice:notExactMatch>
</tmNotice:claim>
<tmNotice:claim>
<tmNotice:markName>One Inc</tmNotice:markName>
<tmNotice:holder entitlement="owner">
<tmNotice:org>One SA de CV</tmNotice:org>
<tmNotice:addr>
<tmNotice:street>La calle</tmNotice:street>
<tmNotice:city>La ciudad</tmNotice:city>
<tmNotice:sp>CD</tmNotice:sp>
<tmNotice:pc>34323</tmNotice:pc>
<tmNotice:cc>AR</tmNotice:cc>
</tmNotice:addr>
</tmNotice:holder>
<tmNotice:jurDesc jurCC="AR">ARGENTINA</tmNotice:jurDesc>
<tmNotice:goodsAndServices>
Bardus populorum circumdabit se cum captiosus populum.
Smert populorum circumdabit se cum captiosus populum qui eis differimus.
</tmNotice:goodsAndServices>
<tmNotice:notExactMatch>
<tmNotice:udrp>
<tmNotice:caseNo>D2003-0499</tmNotice:caseNo>
<tmNotice:udrpProvider>WIPO</tmNotice:udrpProvider>
</tmNotice:udrp>
</tmNotice:notExactMatch>
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</tmNotice:claim>
</tmNotice:notice>
For the formal syntax of the TCN please refer to Section 7.1.
6.6. Sunrise List (SURL)
This section defines the format of the list containing every Domain
Name Label (DNL) that matches a PRM eligible for Sunrise. The list
is maintained by the TMDB and downloaded by Registries in regular
intervals (see Section 5.4.2.1). The Registries use the Sunrise List
during the Qualified Launch Program Period to check whether a
requested DN matches a DNL of a PRM eligible for Sunrise.
The Sunrise List contains all the DNLs covered by a PRM eligible for
Sunrise present in the TMDB at the datetime it is generated.
The Sunrise List is contained in a CSV formatted file that has the
following structure:
o first line: <version>,<Sunrise List creation datetime>
Where:
+ <version>, version of the file, this field MUST be 1.
+ <Sunrise List creation datetime>, date and time in UTC that
the Sunrise List was created.
o second line: a header line as specified in [RFC4180]
With the header names as follows:
DNL,insertion-datetime
o One or more lines with: <DNL>,<DNL insertion datetime>
Where:
+ <DNL>, a Domain Name Label covered by a PRM eligible for
Sunrise.
+ <DNL insertion datetime>, datetime in UTC that the DNL was
first inserted into the Sunrise List. The possible two
values of time for inserting a DNL to the Sunrise List are
00:00:00 and 12:00:00 UTC.
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Example of a SURL
1,2012-08-16T00:00:00.0Z
DNL,insertion-datetime
example,2010-07-14T00:00:00.0Z
another-example,2012-08-16T00:00:00.0Z
anotherexample,2011-08-16T12:00:00.0Z
Figure 18
To provide authentication and integrity protection, the Sunrise List
will be PGP signed by the TMDB (see also Section 5.1.1.4). The PGP
signature of the Sunrise List can be found in the similar URI but
with extension .sig as shown below.
The URL of the dy interface (Section 4.3.3) is:
o < https://<tmdb-domain-name>/dnl/surl-latest.csv >
o < https://<tmdb-domain-name>/dnl/surl-latest.sig >
7. Formal Syntax
7.1. Trademark Claims Notice (TCN)
The schema presented here is for a Trademark Claims Notice.
The BEGIN and END tags are not part of the schema; they are used to
note the beginning and ending of the schema for URI registration
purposes.
Copyright (c) 2016 IETF Trust and the persons identified as authors
of the code. All rights reserved.
Redistribution and use in source and binary forms, with or without
modification, is permitted pursuant to, and subject to the license
terms contained in, the Simplified BSD License set forth in
Section 4.c of the IETF Trust's Legal Provisions Relating to IETF
Documents (http://trustee.ietf.org/license-info).
BEGIN
<?xml version="1.0" encoding="UTF-8"?>
<schema targetNamespace="urn:ietf:params:xml:ns:tmNotice-1.0"
xmlns:tmNotice="urn:ietf:params:xml:ns:tmNotice-1.0"
xmlns:mark="urn:ietf:params:xml:ns:mark-1.0"
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xmlns="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified">
<annotation>
<documentation>
Schema for representing a Trademark Claim Notice.
</documentation>
</annotation>
<import namespace="urn:ietf:params:xml:ns:mark-1.0"/>
<element name="notice" type="tmNotice:noticeType"/>
<complexType name="holderType">
<sequence>
<element name="name" type="token" minOccurs="0"/>
<element name="org" type="token" minOccurs="0"/>
<element name="addr" type="tmNotice:addrType"/>
<element name="voice" type="mark:e164Type" minOccurs="0"/>
<element name="fax" type="mark:e164Type" minOccurs="0"/>
<element name="email" type="mark:minTokenType" minOccurs="0"/>
</sequence>
<attribute name="entitlement" type="mark:entitlementType"/>
</complexType>
<complexType name="noticeType">
<sequence>
<element name="id" type="tmNotice:idType"/>
<element name="notBefore" type="dateTime"/>
<element name="notAfter" type="dateTime"/>
<element name="label" type="mark:labelType"/>
<element name="claim" type="tmNotice:claimType" minOccurs="0"
maxOccurs="unbounded"/>
</sequence>
</complexType>
<complexType name="claimType">
<sequence>
<element name="markName" type="token"/>
<element name="holder" type="tmNotice:holderType"
maxOccurs="unbounded"/>
<element name="contact" type="tmNotice:contactType" minOccurs="0"
maxOccurs="unbounded"/>
<element name="jurDesc" type="tmNotice:jurDescType"/>
<element name="classDesc" type="tmNotice:classDescType"
minOccurs="0" maxOccurs="unbounded"/>
<element name="goodsAndServices" type="token"/>
<element name="notExactMatch" type="tmNotice:noExactMatchType"
minOccurs="0"/>
</sequence>
</complexType>
<complexType name="jurDescType">
<simpleContent>
<extension base="token">
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<attribute name="jurCC" type="mark:ccType" use="required"/>
</extension>
</simpleContent>
</complexType>
<complexType name="classDescType">
<simpleContent>
<extension base="token">
<attribute name="classNum" type="integer" use="required"/>
</extension>
</simpleContent>
</complexType>
<complexType name="noExactMatchType">
<choice maxOccurs="unbounded">
<element name="udrp" type="tmNotice:udrpType"/>
<element name="court" type="tmNotice:courtType"/>
</choice>
</complexType>
<complexType name="udrpType">
<sequence>
<element name="caseNo" type="token"/>
<element name="udrpProvider" type="token"/>
</sequence>
</complexType>
<complexType name="courtType">
<sequence>
<element name="refNum" type="token"/>
<element name="cc" type="mark:ccType"/>
<element name="region" type="token" minOccurs="0"
maxOccurs="unbounded"/>
<element name="courtName" type="token"/>
</sequence>
</complexType>
<complexType name="addrType">
<sequence>
<element name="street" type="token" minOccurs="1" maxOccurs="3"/>
<element name="city" type="token"/>
<element name="sp" type="token" minOccurs="0"/>
<element name="pc" type="mark:pcType" minOccurs="0"/>
<element name="cc" type="mark:ccType"/>
</sequence>
</complexType>
<complexType name="contactType">
<sequence>
<element name="name" type="token"/>
<element name="org" type="token" minOccurs="0"/>
<element name="addr" type="tmNotice:addrType"/>
<element name="voice" type="mark:e164Type"/>
<element name="fax" type="mark:e164Type" minOccurs="0"/>
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<element name="email" type="mark:minTokenType"/>
</sequence>
<attribute name="type" type="mark:contactTypeType"/>
</complexType>
<simpleType name="idType">
<restriction base="token">
<pattern value="[a-fA-F0-9]{8}\d{1,19}"/>
</restriction>
</simpleType>
</schema>
END
8. Acknowledgements
This specification is a collaborative effort from several
participants in the ICANN community. Bernie Hoeneisen participated
as co-author until version 02 providing invaluable support for this
document. This specification is based on a model spearheaded by:
Chris Wright, Jeff Neuman, Jeff Eckhaus and Will Shorter. The author
would also like to thank the thoughtful feedbak provided by many in
the tmch-tech mailing list, but particularly the extensive help
provided by James Gould, James Mitchell and Francisco Arias. This
document includes feedback received from the following individuals:
Paul Hoffman.
9. IANA Considerations
This document uses URNs to describe XML namespaces and XML schemas
conforming to a registry mechanism described in [RFC3688]. One URI
assignment have been registered by the IANA.
Registration request for the Trademark Claims Notice:
URI: urn:ietf:params:xml:ns:tmNotice-1.0
Registrant Contact: See the "Author's Address" section of this
document.
XML: None. Namespace URIs do not represent an XML specification.
10. Security Considerations
This specification uses HTTP Basic Authentication to provide a simple
application-layer authentication service. HTTPS is used in all
interfaces in order to protect against most common attacks. In
addition, the client identifier is tied to a set of IP addresses that
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are allowed to connect to the interfaces described in this document,
providing an extra security measure.
The TMDB MUST provide credentials to the appropriate Registries and
Registrars.
The TMDB MUST require the use of strong passwords by Registries and
Registrars.
The TMDB, Registries and Registrars MUST use the best practices
described in RFC 7525 or its successors.
11. References
11.1. Normative References
[I-D.ietf-eppext-tmch-smd]
Lozano, G., "Mark and Signed Mark Objects Mapping", draft-
ietf-eppext-tmch-smd-06 (work in progress), March 2016.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<http://www.rfc-editor.org/info/rfc2119>.
[RFC3688] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
DOI 10.17487/RFC3688, January 2004,
<http://www.rfc-editor.org/info/rfc3688>.
11.2. Informative References
[Claims50]
ICANN, "Implementation Notes: Trademark Claims Protection
for Previously Abused Names", July 2013,
<https://newgtlds.icann.org/en/about/trademark-
clearinghouse/previously-abused-16jul13-en.pdf>.
[ICANN-GTLD-AGB-20120604]
ICANN, "gTLD Applicant Guidebook Version 2012-06-04", June
2012, <http://newgtlds.icann.org/en/applicants/agb/
guidebook-full-04jun12-en.pdf>.
[ISO3166-2]
ISO, "International Standard for country codes and codes
for their subdivisions", 2006,
<http://www.iso.org/iso/home/standards/country_codes.htm>.
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[MatchingRules]
ICANN, "Memorandum on Implementing Matching Rules",
September 2012, <https://newgtlds.icann.org/en/about/
trademark-clearinghouse/matching-rules-24sep12-en.pdf>.
[QLP-Addendum]
ICANN, "Qualified Launch Program Addendum", April 2014,
<https://newgtlds.icann.org/en/about/trademark-
clearinghouse/rpm-requirements-qlp-addendum-
10apr14-en.pdf>.
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616,
DOI 10.17487/RFC2616, June 1999,
<http://www.rfc-editor.org/info/rfc2616>.
[RFC2617] Franks, J., Hallam-Baker, P., Hostetler, J., Lawrence, S.,
Leach, P., Luotonen, A., and L. Stewart, "HTTP
Authentication: Basic and Digest Access Authentication",
RFC 2617, DOI 10.17487/RFC2617, June 1999,
<http://www.rfc-editor.org/info/rfc2617>.
[RFC2818] Rescorla, E., "HTTP Over TLS", RFC 2818,
DOI 10.17487/RFC2818, May 2000,
<http://www.rfc-editor.org/info/rfc2818>.
[RFC3339] Klyne, G. and C. Newman, "Date and Time on the Internet:
Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002,
<http://www.rfc-editor.org/info/rfc3339>.
[RFC4180] Shafranovich, Y., "Common Format and MIME Type for Comma-
Separated Values (CSV) Files", RFC 4180,
DOI 10.17487/RFC4180, October 2005,
<http://www.rfc-editor.org/info/rfc4180>.
[RFC4648] Josefsson, S., "The Base16, Base32, and Base64 Data
Encodings", RFC 4648, DOI 10.17487/RFC4648, October 2006,
<http://www.rfc-editor.org/info/rfc4648>.
[RFC4880] Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and R.
Thayer, "OpenPGP Message Format", RFC 4880,
DOI 10.17487/RFC4880, November 2007,
<http://www.rfc-editor.org/info/rfc4880>.
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[RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
Housley, R., and W. Polk, "Internet X.509 Public Key
Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
<http://www.rfc-editor.org/info/rfc5280>.
[RFC5890] Klensin, J., "Internationalized Domain Names for
Applications (IDNA): Definitions and Document Framework",
RFC 5890, DOI 10.17487/RFC5890, August 2010,
<http://www.rfc-editor.org/info/rfc5890>.
[RFC7719] Hoffman, P., Sullivan, A., and K. Fujiwara, "DNS
Terminology", RFC 7719, DOI 10.17487/RFC7719, December
2015, <http://www.rfc-editor.org/info/rfc7719>.
[RPM-Requirements]
ICANN, "Rights Protection Mechanism Requirements",
September 2013, <https://newgtlds.icann.org/en/about/
trademark-clearinghouse/rpm-requirements-30sep13-en.pdf>.
[WIPO-NICE-CLASSES]
WIPO, "WIPO Nice Classification", 2015,
<http://www.wipo.int/classifications/nice/en>.
[WIPO.ST3]
WIPO, "Recommended standard on two-letter codes for the
representation of states, other entities and
intergovernmental organizations", March 2007,
<http://www.iso.org/iso/home/standards/country_codes.htm>.
Author's Address
Gustavo Lozano
ICANN
12025 Waterfront Drive, Suite 300
Los Angeles 90292
US
Phone: +1.3103015800
Email: gustavo.lozano@icann.org
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