Internet DRAFT - draft-ietf-netconf-access-control
draft-ietf-netconf-access-control
Internet Engineering Task Force A. Bierman
Internet-Draft Brocade
Intended status: Standards Track M. Bjorklund
Expires: June 25, 2012 Tail-f Systems
December 23, 2011
Network Configuration Protocol (NETCONF) Access Control Model
draft-ietf-netconf-access-control-07
Abstract
The standardization of network configuration interfaces for use with
the NETCONF protocol requires a structured and secure operating
environment that promotes human usability and multi-vendor
interoperability. There is a need for standard mechanisms to
restrict NETCONF protocol access for particular users to a pre-
configured subset of all available NETCONF protocol operations and
content. This document defines such an access control model.
Status of this Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on June 25, 2012.
Copyright Notice
Copyright (c) 2011 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
Bierman & Bjorklund Expires June 25, 2012 [Page 1]
Internet-Draft NACM December 2011
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.1. Terminology . . . . . . . . . . . . . . . . . . . . . . . 4
2. Access Control Design Objectives . . . . . . . . . . . . . . . 6
2.1. Access Control Points . . . . . . . . . . . . . . . . . . 6
2.2. Simplicity . . . . . . . . . . . . . . . . . . . . . . . . 7
2.3. Procedural Interface . . . . . . . . . . . . . . . . . . . 7
2.4. Datastore Access . . . . . . . . . . . . . . . . . . . . . 7
2.5. Users and Groups . . . . . . . . . . . . . . . . . . . . . 7
2.6. Maintenance . . . . . . . . . . . . . . . . . . . . . . . 8
2.7. Configuration Capabilities . . . . . . . . . . . . . . . . 8
2.8. Identifying Security-Sensitive Content . . . . . . . . . . 8
3. NETCONF Access Control Model (NACM) . . . . . . . . . . . . . 10
3.1. Introduction . . . . . . . . . . . . . . . . . . . . . . . 10
3.1.1. Features . . . . . . . . . . . . . . . . . . . . . . . 10
3.1.2. External Dependencies . . . . . . . . . . . . . . . . 11
3.1.3. Message Processing Model . . . . . . . . . . . . . . . 11
3.2. Datastore Access . . . . . . . . . . . . . . . . . . . . . 13
3.2.1. Access Rights . . . . . . . . . . . . . . . . . . . . 13
3.2.2. <get> and <get-config> Operations . . . . . . . . . . 14
3.2.3. <edit-config> Operation . . . . . . . . . . . . . . . 14
3.2.4. <copy-config> Operation . . . . . . . . . . . . . . . 15
3.2.5. <delete-config> Operation . . . . . . . . . . . . . . 16
3.2.6. <commit> Operation . . . . . . . . . . . . . . . . . . 16
3.2.7. <discard-changes> Operation . . . . . . . . . . . . . 16
3.2.8. <kill-session> Operation . . . . . . . . . . . . . . . 16
3.3. Model Components . . . . . . . . . . . . . . . . . . . . . 16
3.3.1. Users . . . . . . . . . . . . . . . . . . . . . . . . 17
3.3.2. Groups . . . . . . . . . . . . . . . . . . . . . . . . 17
3.3.3. Emergency Recovery Session . . . . . . . . . . . . . . 17
3.3.4. Global Enforcement Controls . . . . . . . . . . . . . 17
3.3.4.1. enable-nacm Switch . . . . . . . . . . . . . . . . 17
3.3.4.2. read-default Switch . . . . . . . . . . . . . . . 17
3.3.4.3. write-default Switch . . . . . . . . . . . . . . . 18
3.3.4.4. exec-default Switch . . . . . . . . . . . . . . . 18
3.3.4.5. enable-external-groups Switch . . . . . . . . . . 18
3.3.5. Access Control Rules . . . . . . . . . . . . . . . . . 19
3.4. Access Control Enforcement Procedures . . . . . . . . . . 19
3.4.1. Initial Operation . . . . . . . . . . . . . . . . . . 19
3.4.2. Session Establishment . . . . . . . . . . . . . . . . 20
3.4.3. "access-denied" Error Handling . . . . . . . . . . . . 20
3.4.4. Incoming RPC Message Validation . . . . . . . . . . . 20
Bierman & Bjorklund Expires June 25, 2012 [Page 2]
Internet-Draft NACM December 2011
3.4.5. Data Node Access Validation . . . . . . . . . . . . . 23
3.4.6. Outgoing <notification> Authorization . . . . . . . . 25
3.5. Data Model Definitions . . . . . . . . . . . . . . . . . . 27
3.5.1. Data Organization . . . . . . . . . . . . . . . . . . 27
3.5.2. YANG Module . . . . . . . . . . . . . . . . . . . . . 28
3.6. IANA Considerations . . . . . . . . . . . . . . . . . . . 38
3.7. Security Considerations . . . . . . . . . . . . . . . . . 39
3.7.1. NACM Configuration and Monitoring Considerations . . . 39
3.7.2. General Configuration Issues . . . . . . . . . . . . . 40
3.7.3. Data Model Design Considerations . . . . . . . . . . . 42
4. References . . . . . . . . . . . . . . . . . . . . . . . . . . 43
4.1. Normative References . . . . . . . . . . . . . . . . . . . 43
4.2. Informative References . . . . . . . . . . . . . . . . . . 43
Appendix A. Usage Examples . . . . . . . . . . . . . . . . . . . 44
A.1. <groups> Example . . . . . . . . . . . . . . . . . . . . . 44
A.2. Module Rule Example . . . . . . . . . . . . . . . . . . . 45
A.3. RPC Rule Example . . . . . . . . . . . . . . . . . . . . . 46
A.4. Data Rule Example . . . . . . . . . . . . . . . . . . . . 48
A.5. Notification Rule Example . . . . . . . . . . . . . . . . 50
Appendix B. Change Log . . . . . . . . . . . . . . . . . . . . . 52
B.1. 06-07 . . . . . . . . . . . . . . . . . . . . . . . . . . 52
B.2. 05-06 . . . . . . . . . . . . . . . . . . . . . . . . . . 52
B.3. 04-05 . . . . . . . . . . . . . . . . . . . . . . . . . . 52
B.4. 03-04 . . . . . . . . . . . . . . . . . . . . . . . . . . 52
B.5. 02-03 . . . . . . . . . . . . . . . . . . . . . . . . . . 53
B.6. 01-02 . . . . . . . . . . . . . . . . . . . . . . . . . . 53
B.7. 00-01 . . . . . . . . . . . . . . . . . . . . . . . . . . 53
B.8. 00 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 54
Bierman & Bjorklund Expires June 25, 2012 [Page 3]
Internet-Draft NACM December 2011
1. Introduction
The NETCONF protocol does not provide any standard mechanisms to
restrict the protocol operations and content that each user is
authorized to access.
There is a need for inter-operable management of the controlled
access to administrator selected portions of the available NETCONF
content within a particular server.
This document addresses access control mechanisms for the Operation
and Content layers of NETCONF, as defined in [RFC6241]. It contains
three main sections:
1. Access Control Design Objectives
2. NETCONF Access Control Model (NACM)
3. YANG Data Model (ietf-netconf-acm.yang)
1.1. Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
The following terms are defined in [RFC6241] and are not redefined
here:
o client
o datastore
o protocol operation
o server
o session
o user
The following terms are defined in [RFC6020] and are not redefined
here:
o data node
o data definition statement
Bierman & Bjorklund Expires June 25, 2012 [Page 4]
Internet-Draft NACM December 2011
The following terms are used throughout this documentation:
access control: A security feature provided by the NETCONF server,
that allows an administrator to restrict access to a subset of all
NETCONF protocol operations and data, based on various criteria.
access control model (ACM): A conceptual model used to configure and
monitor the access control procedures desired by the administrator
to enforce a particular access control policy.
access control rule: The criteria used to determine if a particular
NETCONF protocol operation will be permitted or denied.
access operation: How a request attempts to access a conceptual
object. One of "none", "read", "create", "delete", "update", and
"execute".
recovery session: A special administrative session that is given
unlimited NETCONF access, and is exempt from all access control
enforcement. The mechanism(s) used by a server to control and
identify whether a session is a recovery session or not are
implementation-specific and outside the scope of this document.
write access: A shorthand for the "create", "delete", and "update"
access operations.
Bierman & Bjorklund Expires June 25, 2012 [Page 5]
Internet-Draft NACM December 2011
2. Access Control Design Objectives
This section documents the design objectives for the NETCONF Access
Control Model presented in Section 3.
2.1. Access Control Points
NETCONF allows new protocol operations to be added at any time, and
the YANG data modeling language supports this feature. It is not
possible to design an ACM for NETCONF that only focuses on a static
set of protocol operations, like some other protocols. Since few
assumptions can be made about an arbitrary protocol operation, the
NETCONF architectural server components need to be protected at three
conceptual control points.
+-------------+ +-------------+
client | protocol | | data node |
request --> | operation | -------------> | access |
| allowed? | datastore | allowed? |
+-------------+ or state +-------------+
data access
+----------------+
| notification |
event --> | allowed? |
+----------------+
Figure 1
The following access control points, described in Figure 1, are
identified:
protocol operation: Permission to invoke specific protocol
operations.
datastore: Permission to read and/or alter specific data nodes
within any datastore.
notification: Permission to receive specific notification event
types.
Bierman & Bjorklund Expires June 25, 2012 [Page 6]
Internet-Draft NACM December 2011
2.2. Simplicity
There is concern that a complicated ACM will not be widely deployed,
because it is too hard to use. It needs to be easy to do simple
things, and possible to do complex things, instead of hard to do
everything.
Configuration of the access control system needs to be as simple as
possible. Simple and common tasks need to be easy to configure, and
require little expertise or domain-specific knowledge. Complex tasks
are possible using additional mechanisms, which may require
additional expertise.
A single set of access control rules ought to be able to control all
types of NETCONF protocol operation invocation, all datastore access,
and all notification events.
Access control ought to be defined with a small and familiar set of
permissions, while still allowing full control of NETCONF datastore
access.
2.3. Procedural Interface
The NETCONF protocol uses a remote procedure call model, and an
extensible set of protocol operations. Access control for any
possible protocol operation is necessary.
2.4. Datastore Access
It is necessary to control access to specific nodes and subtrees
within the NETCONF datastore, regardless of which protocol operation,
standard or proprietary, was used to access the datastore.
2.5. Users and Groups
It is necessary that access control rules for a single user or a
configurable group of users can be configured.
The ACM needs to support the concept of administrative groups, to
support the well-established distinction between a root account and
other types of less-privileged conceptual user accounts. These
groups need to be configurable by the administrator.
It is necessary that the user-to-group mapping can be delegated to a
central server, such as a RADIUS server [RFC2865] [RFC5607]. Since
authentication is performed by the NETCONF transport layer, and
RADIUS performs authentication and service authorization at the same
time, the underlying NETCONF transport needs to be able to report a
Bierman & Bjorklund Expires June 25, 2012 [Page 7]
Internet-Draft NACM December 2011
set of group names associated with the user to the server. It is
necessary that the administrator can disable the usage of these group
names within the ACM.
2.6. Maintenance
It ought to be possible to disable part or all of the access control
model enforcement procedures without deleting any access control
rules.
2.7. Configuration Capabilities
Suitable configuration and monitoring mechanisms are needed to allow
an administrator to easily manage all aspects of the ACM behavior. A
standard data model, suitable for use with the <edit-config> protocol
operation needs to be available for this purpose.
Access control rules to restrict access operations on specific
subtrees within the configuration datastore need to be supported.
2.8. Identifying Security-Sensitive Content
One of the most important aspects of the data model documentation,
and biggest concerns during deployment, is the identification of
security-sensitive content. This applies to protocol operations in
NETCONF, not just data and notifications.
It is mandatory for security-sensitive objects to be documented in
the Security Considerations section of an RFC. This is nice, but it
is not good enough, for the following reasons:
o This documentation-only approach forces administrators to study
the RFC and determine if there are any potential security risks
introduced by a new data model.
o If any security risks are identified, then the administrator can
study some more RFC text, and determine how to mitigate the
security risk(s).
o The ACM on each server can be configured to mitigate the security
risks, e.g., require privileged access to read or write the
specific data identified in the Security Considerations section.
o If the ACM is not pre-configured, then there will be a time window
of vulnerability, after the new data model is loaded, and before
the new access control rules for that data model are configured,
enabled, and debugged.
Bierman & Bjorklund Expires June 25, 2012 [Page 8]
Internet-Draft NACM December 2011
Often, the administrator just wants to disable default access to the
secure content, so no inadvertent or malicious changes can be made to
the server. This allows the default rules to be more lenient,
without significantly increasing the security risk.
A data model designer needs to be able to use machine-readable
statements to identify NETCONF content which needs to be protected by
default. This will allow client and server tools to automatically
identify data-model specific security risks, by denying access to
sensitive data unless the user is explicitly authorized to perform
the requested access operation.
Bierman & Bjorklund Expires June 25, 2012 [Page 9]
Internet-Draft NACM December 2011
3. NETCONF Access Control Model (NACM)
3.1. Introduction
This section provides a high-level overview of the access control
model structure. It describes the NETCONF protocol message
processing model, and the conceptual access control requirements
within that model.
3.1.1. Features
The NACM data model provides the following features:
o Independent control of RPC, data, and notification access.
o Simple access control rules configuration data model that is easy
to use.
o The concept of an emergency recovery session is supported, but
configuration of the server for this purpose is beyond the scope
of this document. An emergency recovery session will bypass all
access control enforcement, in order to allow it to initialize or
repair the NACM configuration.
o A simple and familiar set of datastore permissions is used.
o Support for YANG security tagging (e.g., "nacm:default-deny-write"
statement) allows default security modes to automatically exclude
sensitive data.
o Separate default access modes for read, write, and execute
permissions.
o Access control rules are applied to configurable groups of users.
o The access control enforcement procedures can be disabled during
operation, without deleting any access control rules, in order to
debug operational problems.
o Access control rules are simple to configure.
o The number of denied protocol operation requests and denied
datastore write requests can be monitored by the client.
o Simple unconstrained YANG instance identifiers are used to
configure access control rules for specific data nodes.
Bierman & Bjorklund Expires June 25, 2012 [Page 10]
Internet-Draft NACM December 2011
3.1.2. External Dependencies
The NETCONF [RFC6241] protocol is used for all management purposes
within this document.
The YANG Data Modeling Language [RFC6020] is used to define the
NETCONF data models specified in this document.
3.1.3. Message Processing Model
The following diagram shows the conceptual message flow model,
including the points at which access control is applied, during
NETCONF message processing.
Bierman & Bjorklund Expires June 25, 2012 [Page 11]
Internet-Draft NACM December 2011
+-------------------------+
| session |
| (username) |
+-------------------------+
| ^
V |
+--------------+ +---------------+
| message | | message |
| dispatcher | | generator |
+--------------+ +---------------+
| ^ ^
V | |
+===========+ +-------------+ +----------------+
| <rpc> |---> | <rpc-reply> | | <notification> |
| acc. ctl | | generator | | generator |
+===========+ +-------------+ +----------------+
| ^ ^ ^
V +------+ | |
+-----------+ | +=============+ +================+
| <rpc> | | | read | | <notification> |
| processor |-+ | data node | | access ctl |
| | | acc. ctl | | |
+-----------+ +=============+ +================+
| | ^ ^
V +----------------+ | |
+===========+ | | |
| write | | | |
| data node | | | |
| acc. ctl | -----------+ | | |
+===========+ | | | |
| | | | |
V V V | |
+---------------+ +-----------------+
| configuration | ---> | server |
| datastore | | instrumentation |
| | <--- | |
+---------------+ +-----------------+
Figure 2
The following high-level sequence of conceptual processing steps is
executed for each received <rpc> message, if access control
enforcement is enabled:
o Access control is applied to all <rpc> messages (except <close-
session>) received by the server, individually, for each active
Bierman & Bjorklund Expires June 25, 2012 [Page 12]
Internet-Draft NACM December 2011
session, unless the session is identified as a "recovery session".
o If the user is authorized to execute the specified protocol
operation, then processing continues, otherwise the request is
rejected with an "access-denied" error.
o If the configuration datastore or conceptual state data is
accessed by the protocol operation, then the server checks if the
client is authorized to access the nodes in the data store. If
the user is authorized to perform the requested access operation
on the requested data, then processing continues.
The following sequence of conceptual processing steps is executed for
each generated notification event, if access control enforcement is
enabled:
o Server instrumentation generates a notification, for a particular
subscription.
o The notification access control enforcer checks the notification
event type, and if it is one which the user is not authorized to
read, then the notification is dropped for that subscription.
3.2. Datastore Access
The same access control rules apply to all datastores. For example,
the candidate configuration datastore or the running configuration
datastore.
Only the standard NETCONF datastores (candidate, running, and
startup) are controlled by NACM. Local or remote files or datastores
accessed via the <url> parameter are not controlled by NACM.
3.2.1. Access Rights
A small set of hard-wired datastore access rights is needed to
control access to all possible NETCONF protocol operations, including
vendor extensions to the standard protocol operation set.
The "CRUDX" model can support all NETCONF protocol operations:
o Create: Allows the client to add a new data node instance to a
datastore.
o Read: Allows the client to read a data node instance from a
datastore, or receive the notification event type.
Bierman & Bjorklund Expires June 25, 2012 [Page 13]
Internet-Draft NACM December 2011
o Update: Allows the client to update an existing data node instance
in a datastore.
o Delete: Allows the client to delete a data node instance from a
datastore.
o eXec: Allows the client to execute the protocol operation.
3.2.2. <get> and <get-config> Operations
Data nodes to which the client does not have read access are silently
omitted from the <rpc-reply> message. This is done to allow NETCONF
filters for <get> and <get-config> to function properly, instead of
causing an "access-denied" error because the filter criteria would
otherwise include unauthorized read access to some data nodes. For
NETCONF filtering purposes, the selection criteria is applied to the
subset of nodes that the user is authorized to read, not the entire
datastore.
3.2.3. <edit-config> Operation
The NACM access rights are not directly coupled to the <edit-config>
"operation" attribute, although they are similar. Instead, a NACM
access right applies to all protocol operations which would result in
a particular access operation to the target datastore. This section
describes how these access rights apply to the specific access
operations supported by the <edit-config> protocol operation.
If the effective access operation is "none" (i.e., default-
operation="none") for a particular data node, then no access control
is applied to that data node. This is required to allow access to a
sub-tree within larger data structure. For example, a user may be
authorized to create a new "/interfaces/interface" list entry, but
not be authorized to create or delete its parent container
("/interfaces"). If the "/interfaces" container already exists in
the target datastore, then the effective operation will be "none" for
the "/interfaces" node if an "/interfaces/interface" list entry is
edited.
If the protocol operation would result in the creation of a data
store node, and the user does not have "create" access permission for
that node, the protocol operation is rejected with an "access-denied"
error.
If the protocol operation would result in the deletion of a data
store node, and the user does not have "delete" access permission for
that node, the protocol operation is rejected with an "access-denied"
error.
Bierman & Bjorklund Expires June 25, 2012 [Page 14]
Internet-Draft NACM December 2011
If the protocol operation would result in the modification of a data
store node, and the user does not have "update" access permission for
that node, the protocol operation is rejected with an "access-denied"
error.
A "merge" or "replace" <edit-config> operation may include data nodes
which do not alter portions of the existing datastore. For example,
a container or list node may be present for naming purposes, but does
not actually alter the corresponding datastore node. These unaltered
data nodes are ignored by the server, and do not require any access
rights by the client.
A "merge" <edit-config> operation may include data nodes, but not
include particular child data nodes that are present in the
datastore. These missing data nodes within the scope of a "merge"
<edit-config> operation are ignored by the server, and do not require
any access rights by the client.
The contents of specific restricted datastore nodes MUST NOT be
exposed in any <rpc-error> elements within the reply.
3.2.4. <copy-config> Operation
Access control for the <copy-config> protocol operation requires
special consideration because the administrator may be replacing the
entire target datastore.
If the source of the <copy-config> protocol operation is the running
configuration datastore, and the target is the startup configuration
datastore, the client is only required to have permission to execute
the <copy-config> protocol operation.
Otherwise:
o If the source of the <copy-config> operation is a datastore, then
data nodes to which the client does not have read access are
silently omitted.
o If the target of the <copy-config> operation is a datastore, the
client needs access to the modified nodes. Specifically:
If the protocol operation would result in the creation of a
data store node, and the user does not have "create" access
permission for that node, the protocol operation is rejected
with an "access-denied" error.
If the protocol operation would result in the deletion of a
data store node, and the user does not have "delete" access
Bierman & Bjorklund Expires June 25, 2012 [Page 15]
Internet-Draft NACM December 2011
permission for that node, the protocol operation is rejected
with an "access-denied" error.
If the protocol operation would result in the modification of a
data store node, and the user does not have "update" access
permission for that node, the protocol operation is rejected
with an "access-denied" error.
3.2.5. <delete-config> Operation
Access to the <delete-config> protocol operation is denied by
default. The 'exec-default' parameter does not apply to this
protocol operation. Access control rules must be explicitly
configured to allow invocation by a non-recovery session.
3.2.6. <commit> Operation
The server MUST determine the exact nodes in the running
configuration datastore which are actually different, and only check
"create", "update", and "delete" access permissions for this set of
nodes, which could be empty.
For example, if a session can read the entire datastore, but only
change one leaf, that session needs to be able to edit and commit
that one leaf.
3.2.7. <discard-changes> Operation
The client is only required to have permission to execute the
<discard-changes> protocol operation. No datastore permissions are
needed.
3.2.8. <kill-session> Operation
The <kill-session> operation does not directly alter a datastore.
However, it allows one session to disrupt another session which is
editing a datastore.
Access to the <kill-session> protocol operation is denied by default.
The 'exec-default' parameter does not apply to this protocol
operation. Access control rules must be explicitly configured to
allow invocation by a non-recovery session.
3.3. Model Components
This section defines the conceptual components related to access
control model.
Bierman & Bjorklund Expires June 25, 2012 [Page 16]
Internet-Draft NACM December 2011
3.3.1. Users
A "user" is the conceptual entity that is associated with the access
permissions granted to a particular session. A user is identified by
a string which is unique within the server.
As described in [RFC6241], the user name string is derived from the
transport layer during session establishment. If the transport layer
cannot authenticate the user, the session is terminated.
3.3.2. Groups
Access to a specific NETCONF protocol operation is granted to a
session, associated with a group, not a user.
A group is identified by its name. All group names are unique within
the server.
A group member is identified by a user name string.
The same user can be a member of multiple groups.
3.3.3. Emergency Recovery Session
The server MAY support a "recovery session" mechanism, which will
bypass all access control enforcement. This is useful for
restricting initial access and repairing a broken access control
configuration.
3.3.4. Global Enforcement Controls
There are five global controls that are used to help control how
access control is enforced.
3.3.4.1. enable-nacm Switch
A global "enable-nacm" on/off switch is provided to enable or disable
all access control enforcement. When this global switch is set to
"true", then all requests are checked against the access control
rules, and only permitted if configured to allow the specific access
request. When this global switch is set to "false", then all access
requested are permitted.
3.3.4.2. read-default Switch
An on/off "read-default" switch is provided to enable or disable
default access to receive data in replies and notifications. When
the "enable-nacm" global switch is set to "true", then this global
Bierman & Bjorklund Expires June 25, 2012 [Page 17]
Internet-Draft NACM December 2011
switch is relevant, if no matching access control rule is found to
explicitly permit or deny read access to the requested NETCONF
datastore data or notification event type.
When this global switch is set to "permit", and no matching access
control rule is found for the NETCONF datastore read or notification
event requested, then access is permitted.
When this global switch is set to "deny", and no matching access
control rule is found for the NETCONF datastore read or notification
event requested, then access is denied.
3.3.4.3. write-default Switch
An on/off "write-default" switch is provided to enable or disable
default access to alter configuration data. When the "enable-nacm"
global switch is set to "true", then this global switch is relevant,
if no matching access control rule is found to explicitly permit or
deny write access to the requested NETCONF datastore data.
When this global switch is set to "permit", and no matching access
control rule is found for the NETCONF datastore write requested, then
access is permitted.
When this global switch is set to "deny", and no matching access
control rule is found for the NETCONF datastore write requested, then
access is denied.
3.3.4.4. exec-default Switch
An on/off "exec-default" switch is provided to enable or disable
default access to execute protocol operations. When the "enable-
nacm" global switch is set to "true", then this global switch is
relevant, if no matching access control rule is found to explicitly
permit or deny access to the requested NETCONF protocol operation.
When this global switch is set to "permit", and no matching access
control rule is found for the NETCONF protocol operation requested,
then access is permitted.
When this global switch is set to "deny", and no matching access
control rule is found for the NETCONF protocol operation requested,
then access is denied.
3.3.4.5. enable-external-groups Switch
When this global switch is set to "true", the group names reported by
the NETCONF transport layer for a session are used together with the
Bierman & Bjorklund Expires June 25, 2012 [Page 18]
Internet-Draft NACM December 2011
locally configured group names, to determine the access control rules
for the session.
When this switch is set to "false", the group names reported by the
NETCONF transport layer are ignored by NACM.
3.3.5. Access Control Rules
There are 4 types of rules available in NACM:
module rule: Controls access for definitions in a specific YANG
module, identified by its name.
protocol operation rule: Controls access for a specific protocol
operation, identified by its YANG module and name.
data node rule: Controls access for a specific data node, identified
by its path location within the conceptual XML document for the
data node.
notification rule: Controls access for a specific notification event
type, identified by its YANG module and name.
3.4. Access Control Enforcement Procedures
There are seven separate phases that need to be addressed, four of
which are related to the NETCONF message processing model. In
addition, the initial start-up mode for a NETCONF server, session
establishment, and "access-denied" error handling procedures also
need to be considered.
The server MUST use the access control rules in effect at the time it
starts processing the message. The same access control rules MUST
stay in effect for the processing of the entire message.
3.4.1. Initial Operation
Upon the very first start-up of the NETCONF server, the access
control configuration will probably not be present. If it isn't, a
server MUST NOT allow any write access to any session role except a
"recovery session".
Access rules are enforced any time a request is initiated from a user
session. Access control is not enforced for server-initiated access
requests, such as the initial load of the running datastore, during
bootup.
Bierman & Bjorklund Expires June 25, 2012 [Page 19]
Internet-Draft NACM December 2011
3.4.2. Session Establishment
The access control model applies specifically to the well-formed XML
content transferred between a client and a server, after session
establishment has been completed, and after the <hello> exchange has
been successfully completed.
Once session establishment is completed, and a user has been
authenticated, the NETCONF transport layer reports the user name and
a possibly empty set of group names associated with the user to the
NETCONF server. The NETCONF server will enforce the access control
rules, based on the supplied user name, group names, and the
configuration data stored on the server.
3.4.3. "access-denied" Error Handling
The "access-denied" error-tag is generated when the access control
system denies access to either a request to invoke a protocol
operation or a request to perform a particular access operation on
the configuration datastore.
A server MUST NOT include any information the client is not allowed
to read in any <error-info> elements within the <rpc-error> response.
3.4.4. Incoming RPC Message Validation
The diagram below shows the basic conceptual structure of the access
control processing model for incoming NETCONF <rpc> messages, within
a server.
Bierman & Bjorklund Expires June 25, 2012 [Page 20]
Internet-Draft NACM December 2011
NETCONF server
+------------+
| XML |
| message |
| dispatcher |
+------------+
|
|
V
+------------+
| NC-base NS |
| <rpc> |
+------------+
| | |
| | +-------------------------+
| +------------+ |
V V V
+-----------+ +---------------+ +------------+
| Vendor NS | | NC-base NS | | NC-base NS |
| <my-edit> | | <edit-config> | | <unlock> |
+-----------+ +---------------+ +------------+
| |
| |
V V
+----------------------+
| |
| configuration |
| datastore |
+----------------------+
Figure 3
Access control begins with the message dispatcher.
After the server validates the <rpc> element, and determines the
namespace URI and the element name of the protocol operation being
requested, the server verifies that the user is authorized to invoke
the protocol operation.
The server MUST separately authorize every protocol operation by
following these steps:
1. If the "enable-nacm" leaf is set to "false", then the protocol
operation is permitted.
Bierman & Bjorklund Expires June 25, 2012 [Page 21]
Internet-Draft NACM December 2011
2. If the requesting session is identified as a "recovery session",
then the protocol operation is permitted.
3. If the requested operation is the NETCONF <close-session>
protocol operation, then the protocol operation is permitted.
4. Check all the "group" entries for ones that contain a "user-
name" entry that equals the user name for the session making the
request. If the "enable-external-groups" leaf is "true", add to
these groups the set of groups provided by the transport layer.
5. If no groups are found, continue with step 10.
6. Process all rule-list entries, in the order they appear in the
configuration. If a rule-list's "group" leaf-list does not
match any of the user's groups, proceed to the next rule-list
entry.
7. For each rule-list entry found, process all rules, in order,
until a rule that matches the requested access operation is
found. A rule matches if all of the following criteria are met:
* The rule's "module-name" leaf is "*", or equals the name of
the YANG module where the protocol operation is defined.
* The rule does not have a "rule-type" defined, or the "rule-
type" is "protocol-operation" and the "rpc-name" is "*" or
equals the name of the requested protocol operation.
* The rule's "access-operations" leaf has the "exec" bit set,
or has the special value "*".
8. If a matching rule is found, then the "action" leaf is checked.
If it is equal to "permit", then the protocol operation is
permitted, otherwise it is denied.
9. Otherwise, no matching rule was found in any rule-list entry.
10. If the requested protocol operation is defined in a YANG module
advertised in the server capabilities, and the "rpc" statement
contains a "nacm:default-deny-all" statement, then the protocol
operation is denied.
11. If the requested protocol operation is the NETCONF <kill-
session> or <delete-config>, then the protocol operation is
denied.
Bierman & Bjorklund Expires June 25, 2012 [Page 22]
Internet-Draft NACM December 2011
12. If the "exec-default" leaf is set to "permit", then permit the
protocol operation, otherwise deny the request.
If the user is not authorized to invoke the protocol operation then
an <rpc-error> is generated with the following information:
error-tag: access-denied
error-path: Identifies the requested protocol operation. For
example:
<error-path
xmlns:nc="urn:ietf:params:xml:ns:netconf:base:1.0">
/nc:rpc/nc:edit-config
</error-path>
represents the <edit-config> protocol operation in the NETCONF
base namespace.
If a datastore is accessed, either directly or as a side effect of
the protocol operation, then the server MUST intercept the access
operation and make sure the user is authorized to perform the
requested access operation on the specified data, as defined in
Section 3.4.5.
3.4.5. Data Node Access Validation
If a data node within a datastore is accessed, then the server MUST
ensure that the user is authorized to perform the requested read,
create, update, or delete access operation on the specified data
node.
The data node access request is authorized by following these steps:
1. If the "enable-nacm" leaf is set to "false", then the access
operation is permitted.
2. If the requesting session is identified as a "recovery session",
then the access operation is permitted.
3. Check all the "group" entries for ones that contain a "user-
name" entry that equals the user name for the session making the
request. If the the "enable-external-groups" leaf is "true",
add to these groups the set of groups provided by the transport
layer.
Bierman & Bjorklund Expires June 25, 2012 [Page 23]
Internet-Draft NACM December 2011
4. If no groups are found, continue with step 9.
5. Process all rule-list entries, in the order they appear in the
configuration. If a rule-list's "group" leaf-list does not
match any of the user's groups, proceed to the next rule-list
entry.
6. For each rule-list entry found, process all rules, in order,
until a rule that matches the requested access operation is
found. A rule matches if all of the following criteria are met:
* The rule's "module-name" leaf is "*", or equals the name of
the YANG module where the requested data node is defined.
* The rule does not have a "rule-type" defined, or the "rule-
type" is "data-node" and the "path" matches the requested
data node.
* For a read access operation, the rule's "access-operations"
leaf has the "read" bit set, or has the special value "*".
* For a create access operation, the rule's "access-operations"
leaf has the "create" bit set, or has the special value "*".
* For a delete access operation, the rule's "access-operations"
leaf has the "delete" bit set, or has the special value "*".
* For an update access operation, the rule's "access-
operations" leaf has the "update" bit set, or has the special
value "*".
7. If a matching rule is found, then the "action" leaf is checked.
If it is equal to "permit", then the data node access is
permitted, otherwise it is denied. For a read access operation,
"denied" means that the requested data is not returned in the
reply.
8. Otherwise, no matching rule was found in any rule-list entry.
9. For a read access operation, if the requested data node is
defined in a YANG module advertised in the server capabilities,
and the data definition statement contains a "nacm:default-deny-
all" statement, then the requested data node is not included in
the reply.
10. For a write access operation, if the requested data node is
defined in a YANG module advertised in the server capabilities,
and the data definition statement contains a "nacm:default-deny-
Bierman & Bjorklund Expires June 25, 2012 [Page 24]
Internet-Draft NACM December 2011
write" or a "nacm:default-deny-all" statement, then the data
node access request is denied.
11. For a read access operation, if the "read-default" leaf is set
to "permit", then include the requested data node in the reply,
otherwise do not include the requested data node in the reply.
12. For a write access operation, if the "write-default" leaf is set
to "permit", then permit the data node access request, otherwise
deny the request.
3.4.6. Outgoing <notification> Authorization
Configuration of access control rules specifically for descendant
nodes of the notification event type element are outside the scope of
this document. If the user is authorized to receive the notification
event type, then it is also authorized to receive any data it
contains.
The following figure shows the conceptual message processing model
for outgoing <notification> messages.
Bierman & Bjorklund Expires June 25, 2012 [Page 25]
Internet-Draft NACM December 2011
NETCONF server
+------------+
| XML |
| message |
| generator |
+------------+
^
|
+----------------+
| <notification> |
| generator |
+----------------+
^
|
+=================+
| <notification> |
| access control |
| <eventType> |
+=================+
^
|
+------------------------+
| server instrumentation |
+------------------------+
| ^
V |
+----------------------+
| configuration |
| datastore |
+----------------------+
Figure 4
The generation of a notification for a specific subscription
[RFC5277] is authorized by following these steps:
1. If the "enable-nacm" leaf is set to "false", then the
notification is permitted.
2. If the session is identified as a "recovery session", then the
notification is permitted.
3. If the notification is the NETCONF <replayComplete> or
<notificationComplete> event type [RFC5277], then the
notification is permitted.
Bierman & Bjorklund Expires June 25, 2012 [Page 26]
Internet-Draft NACM December 2011
4. Check all the "group" entries for ones that contain a "user-
name" entry that equals the user name for the session making the
request. If the "enable-external-groups" leaf is "true", add to
these groups the set of groups provided by the transport layer.
5. If no groups are found, continue with step 10.
6. Process all rule-list entries, in the order they appear in the
configuration. If a rule-list's "group" leaf-list does not
match any of the user's groups, proceed to the next rule-list
entry.
7. For each rule-list entry found, process all rules, in order,
until a rule that matches the requested access operation is
found. A rule matches if all of the following criteria are met:
* The rule's "module-name" leaf is "*", or equals the name of
the YANG module where the notification is defined.
* The rule does not have a "rule-type" defined, or the "rule-
type" is "notification" and the "notification-name" is "*",
equals the name of the notification.
* The rule's "access-operations" leaf has the "read" bit set,
or has the special value "*".
8. If a matching rule is found, then the "action" leaf is checked.
If it is equal to "permit", then permit the notification,
otherwise drop the notification for the associated subscription.
9. Otherwise, no matching rule was found in any rule-list entry.
10. If the requested notification is defined in a YANG module
advertised in the server capabilities, and the "notification"
statement contains a "nacm:default-deny-all" statement, then the
notification is dropped for the associated subscription.
11. If the "read-default" leaf is set to "permit", then permit the
notification, otherwise drop the notification for the associated
subscription.
3.5. Data Model Definitions
3.5.1. Data Organization
The following diagram highlights the contents and structure of the
NACM YANG module.
Bierman & Bjorklund Expires June 25, 2012 [Page 27]
Internet-Draft NACM December 2011
+--rw nacm
+--rw enable-nacm? boolean
+--rw read-default? action-type
+--rw write-default? action-type
+--rw exec-default? action-type
+--rw enable-external-groups? boolean
+--ro denied-operations yang:zero-based-counter32
+--ro denied-data-writes yang:zero-based-counter32
+--ro denied-notifications yang:zero-based-counter32
+--rw groups
| +--rw group [name]
| +--rw name group-name-type
| +--rw user-name* user-name-type
+--rw rule-list [name]
+--rw name string
+--rw group* union
+--rw rule [name]
+--rw name string
+--rw module-name? union
+--rw (rule-type)?
| +--:(protocol-operation)
| | +--rw rpc-name? union
| +--:(notification)
| | +--rw notification-name? union
| +--:(data-node)
| +--rw path node-instance-identifier
+--rw access-operations? union
+--rw action action-type
+--rw comment? string
3.5.2. YANG Module
The following YANG module specifies the normative NETCONF content
that MUST by supported by the server.
The "ietf-netconf-acm" YANG module imports typedefs from [RFC6021].
// RFC Ed.: please update the date to the date of publication
<CODE BEGINS> file="ietf-netconf-acm@2011-12-23.yang"
module ietf-netconf-acm {
namespace "urn:ietf:params:xml:ns:yang:ietf-netconf-acm";
prefix "nacm";
import ietf-yang-types {
Bierman & Bjorklund Expires June 25, 2012 [Page 28]
Internet-Draft NACM December 2011
prefix yang;
}
organization
"IETF NETCONF (Network Configuration) Working Group";
contact
"WG Web: <http://tools.ietf.org/wg/netconf/>
WG List: <mailto:netconf@ietf.org>
WG Chair: Mehmet Ersue
<mailto:mehmet.ersue@nsn.com>
WG Chair: Bert Wijnen
<mailto:bertietf@bwijnen.net>
Editor: Andy Bierman
<mailto:andy@netconfcentral.org>
Editor: Martin Bjorklund
<mailto:mbj@tail-f.com>";
description
"NETCONF Access Control Model.
Copyright (c) 2011 IETF Trust and the persons identified as
authors of the code. All rights reserved.
Redistribution and use in source and binary forms, with or
without modification, is permitted pursuant to, and subject
to the license terms contained in, the Simplified BSD
License set forth in Section 4.c of the IETF Trust's
Legal Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info).
This version of this YANG module is part of RFC XXXX; see
the RFC itself for full legal notices.";
// RFC Ed.: replace XXXX with actual RFC number and
// remove this note
// RFC Ed.: remove this note
// Note: extracted from draft-ietf-netconf-access-control-07.txt
// RFC Ed.: please update the date to the date of publication
revision "2011-12-23" {
description
"Initial version";
Bierman & Bjorklund Expires June 25, 2012 [Page 29]
Internet-Draft NACM December 2011
reference
"RFC XXXX: Network Configuration Protocol
Access Control Model";
}
/*
* Extension statements
*/
extension default-deny-write {
description
"Used to indicate that the data model node
represents a sensitive security system parameter.
If present, and the NACM module is enabled (i.e.,
/nacm/enable-nacm object equals 'true'), the NETCONF server
will only allow the designated 'recovery session' to have
write access to the node. An explicit access control rule is
required for all other users.
The 'default-deny-write' extension MAY appear within a data
definition statement. It is ignored otherwise.";
}
extension default-deny-all {
description
"Used to indicate that the data model node
controls a very sensitive security system parameter.
If present, and the NACM module is enabled (i.e.,
/nacm/enable-nacm object equals 'true'), the NETCONF server
will only allow the designated 'recovery session' to have
read, write, or execute access to the node. An explicit
access control rule is required for all other users.
The 'default-deny-all' extension MAY appear within a data
definition statement, 'rpc' statement, or 'notification'
statement. It is ignored otherwise.";
}
/*
* Derived types
*/
typedef user-name-type {
type string {
length "1..max";
}
Bierman & Bjorklund Expires June 25, 2012 [Page 30]
Internet-Draft NACM December 2011
description
"General Purpose User Name string.";
}
typedef matchall-string-type {
type string {
pattern "\*";
}
description
"The string containing a single asterisk '*' is used
to conceptually represent all possible values
for the particular leaf using this data type.";
}
typedef access-operations-type {
type bits {
bit create {
description
"Any protocol operation that creates a
new data node.";
}
bit read {
description
"Any protocol operation or notification that
returns the value of a data node.";
}
bit update {
description
"Any protocol operation that alters an existing
data node.";
}
bit delete {
description
"Any protocol operation that removes a data node.";
}
bit exec {
description
"Execution access to the specified protocol operation.";
}
}
description
"NETCONF Access Operation.";
}
typedef group-name-type {
type string {
length "1..max";
pattern "[^\*].*";
Bierman & Bjorklund Expires June 25, 2012 [Page 31]
Internet-Draft NACM December 2011
}
description
"Name of administrative group to which
users can be assigned.";
}
typedef action-type {
type enumeration {
enum permit {
description
"Requested action is permitted.";
}
enum deny {
description
"Requested action is denied.";
}
}
description
"Action taken by the server when a particular
rule matches.";
}
typedef node-instance-identifier {
type yang:xpath1.0;
description
"Path expression used to represent a special
data node instance identifier string.
A node-instance-identifier value is an
unrestricted YANG instance-identifier expression.
All the same rules as an instance-identifier apply
except predicates for keys are optional. If a key
predicate is missing, then the node-instance-identifier
represents all possible server instances for that key.
This XPath expression is evaluated in the following context:
o The set of namespace declarations are those in scope on
the leaf element where this type is used.
o The set of variable bindings contains one variable,
'USER', which contains the name of user of the current
session.
o The function library is the core function library, but
note that due to the syntax restrictions of an
instance-identifier, no functions are allowed.
Bierman & Bjorklund Expires June 25, 2012 [Page 32]
Internet-Draft NACM December 2011
o The context node is the root node in the data tree.";
}
/*
* Data definition statements
*/
container nacm {
nacm:default-deny-all;
description
"Parameters for NETCONF Access Control Model.";
leaf enable-nacm {
type boolean;
default true;
description
"Enable or disable all NETCONF access control
enforcement. If 'true', then enforcement
is enabled. If 'false', then enforcement
is disabled.";
}
leaf read-default {
type action-type;
default "permit";
description
"Controls whether read access is granted if
no appropriate rule is found for a
particular read request.";
}
leaf write-default {
type action-type;
default "deny";
description
"Controls whether create, update, or delete access
is granted if no appropriate rule is found for a
particular write request.";
}
leaf exec-default {
type action-type;
default "permit";
description
"Controls whether exec access is granted if no appropriate
rule is found for a particular protocol operation request.";
}
Bierman & Bjorklund Expires June 25, 2012 [Page 33]
Internet-Draft NACM December 2011
leaf enable-external-groups {
type boolean;
default true;
description
"Controls whether the server uses the groups reported by the
NETCONF transport layer when it assigns the user to a set of
NACM groups. If this leaf has the value 'false', any group
names reported by the transport layer are ignored by the
server.";
}
leaf denied-operations {
type yang:zero-based-counter32;
config false;
mandatory true;
description
"Number of times a protocol operation request was denied
since the server last restarted.";
}
leaf denied-data-writes {
type yang:zero-based-counter32;
config false;
mandatory true;
description
"Number of times a protocol operation request to alter
a configuration datastore was denied, since the
server last restarted.";
}
leaf denied-notifications {
type yang:zero-based-counter32;
config false;
mandatory true;
description
"Number of times a notification was dropped
for a subscription because access to
the event type was denied, since the server
last restarted.";
}
container groups {
description
"NETCONF Access Control Groups.";
list group {
key name;
Bierman & Bjorklund Expires June 25, 2012 [Page 34]
Internet-Draft NACM December 2011
description
"One NACM Group Entry. This list will only contain
configured entries, not any entries learned from
any transport protocols.";
leaf name {
type group-name-type;
description
"Group name associated with this entry.";
}
leaf-list user-name {
type user-name-type;
description
"Each entry identifies the user name of
a member of the group associated with
this entry.";
}
}
}
list rule-list {
key "name";
ordered-by user;
description
"An ordered collection of access control rules.";
leaf name {
type string {
length "1..max";
}
description
"Arbitrary name assigned to the rule-list.";
}
leaf-list group {
type union {
type matchall-string-type;
type group-name-type;
}
description
"List of administrative groups that will be
assigned the associated access rights
defined by the 'rule' list.
The string '*' indicates that all groups apply to the
entry.";
}
Bierman & Bjorklund Expires June 25, 2012 [Page 35]
Internet-Draft NACM December 2011
list rule {
key "name";
ordered-by user;
description
"One access control rule.
Rules are processed in user-defined order until a match is
found. A rule matches if 'module-name', 'rule-type', and
'access-operations' matches the request. If a rule
matches, the 'action' leaf determines if access is granted
or not.";
leaf name {
type string {
length "1..max";
}
description
"Arbitrary name assigned to the rule.";
}
leaf module-name {
type union {
type matchall-string-type;
type string;
}
default "*";
description
"Name of the module associated with this rule.
This leaf matches if it has the value '*', or if the
object being accessed is defined in the module with the
specified module name.";
}
choice rule-type {
description
"This choice matches if all leafs present in the rule
matches the request. If no leafs are present, the
choice matches all requests.";
case protocol-operation {
leaf rpc-name {
type union {
type matchall-string-type;
type string;
}
description
"This leaf matches if it has the value '*', or if
its value equals the requested protocol operation
name.";
Bierman & Bjorklund Expires June 25, 2012 [Page 36]
Internet-Draft NACM December 2011
}
}
case notification {
leaf notification-name {
type union {
type matchall-string-type;
type string;
}
description
"This leaf matches if it has the value '*', or if its
value equals the requested notification name.";
}
}
case data-node {
leaf path {
type node-instance-identifier;
mandatory true;
description
"Data Node Instance Identifier associated with the
data node controlled by this rule.
Configuration data or state data instance
identifiers start with a top-level data node. A
complete instance identifier is required for this
type of path value.
The special value '/' refers to all possible data
store contents.";
}
}
}
leaf access-operations {
type union {
type matchall-string-type;
type access-operations-type;
}
default "*";
description
"Access operations associated with this rule.
This leaf matches if it has the value '*', or if the
bit corresponding to the requested operation is set.";
}
leaf action {
type action-type;
mandatory true;
Bierman & Bjorklund Expires June 25, 2012 [Page 37]
Internet-Draft NACM December 2011
description
"The access control action associated with the
rule. If a rule is determined to match a
particular request, then this object is used
to determine whether to permit or deny the
request.";
}
leaf comment {
type string;
description
"A textual description of the access rule.";
}
}
}
}
}
<CODE ENDS>
Figure 5
3.6. IANA Considerations
There are two actions that are requested of IANA: This document
registers one URI in "The IETF XML Registry". Following the format
in [RFC3688], the following has been registered.
URI: urn:ietf:params:xml:ns:yang:ietf-netconf-acm
Registrant Contact: The IESG.
XML: N/A, the requested URI is an XML namespace.
This document registers one module in the "YANG Module Names"
registry. Following the format in [RFC6020], the following has been
registered.
name: ietf-netconf-acm
namespace: urn:ietf:params:xml:ns:yang:ietf-netconf-acm
prefix: nacm
reference: RFC XXXX
// RFC Ed.: Replace XXX with actual RFC number
// and remove this note
Bierman & Bjorklund Expires June 25, 2012 [Page 38]
Internet-Draft NACM December 2011
3.7. Security Considerations
This entire document discusses access control requirements and
mechanisms for restricting NETCONF protocol behavior within a given
session.
This section highlights the issues for an administrator to consider
when configuring a NETCONF server with NACM.
3.7.1. NACM Configuration and Monitoring Considerations
Configuration of the access control system is highly sensitive to
system security. A server may choose not to allow any user
configuration to some portions of it, such as the global security
level, or the groups which allowed access to system resources.
By default, NACM enforcement is enabled. By default, "read" access
to all datastore contents is enabled, (unless "nacm:default-deny-all"
is specified for the data definition) and "exec" access is enabled
for safe protocol operations. An administrator needs to ensure that
NACM is enabled, and also decide if the default access parameters are
set appropriately. Make sure the following data nodes are properly
configured:
o /nacm/enable-nacm (default "true")
o /nacm/read-default (default "permit")
o /nacm/write-default (default "deny")
o /nacm/exec-default (default "permit")
An administrator needs to restrict write access to all configurable
objects within this data model.
If write access is allowed for configuration of access control rules,
then care needs to be taken not to disrupt the access control
enforcement. For example, if the NACM access control rules are
edited directly within the running configuration datastore (i.e.,
:writable-running capability is supported and used), then care needs
to be taken not to allow unintended access while the edits are being
done.
An administrator needs to make sure that the translation from a
transport or implementation dependant user identity to a NACM user
name is unique and correct. This requirement is specified in detail
in section 2.2 of [RFC6241].
Bierman & Bjorklund Expires June 25, 2012 [Page 39]
Internet-Draft NACM December 2011
An administrator needs to be aware that the YANG data structures
representing access control rules (/nacm/rule-list and /nacm/
rule-list/rule) are ordered by the client. The server will evaluate
the access control rules according to their relative conceptual order
within the running datastore configuration.
Note that the /nacm/groups data structure contains the administrative
group names used by the server. These group names may be configured
locally and/or provided through an external protocol, such as RADIUS
[RFC2865] [RFC5607].
An administrator needs to be aware of the security properties of any
external protocol used by the NETCONF transport layer to determine
group names. For example, if this protocol does not protect against
man-in-the-middle attacks, an attacker might be able to inject group
names that are configured in NACM, so that a user gets more
permissions than it should. In such cases, the administrator may
wish to disable the usage of such group names, by setting /nacm/
enable-external-groups to "false".
An administrator needs to restrict read access to the following
objects within this data model, which reveal access control
configuration which could be considered sensitive.
o /nacm/enable-nacm
o /nacm/read-default
o /nacm/write-default
o /nacm/exec-default
o /nacm/enable-external-groups
o /nacm/groups
o /nacm/rule-list
3.7.2. General Configuration Issues
There is a risk that invocation of non-standard protocol operations
will have undocumented side effects. An administrator needs to
construct access control rules such that the configuration datastore
is protected from such side effects.
It is possible for a session with some write access (e.g., allowed to
invoke <edit-config>), but without any access to a particular
datastore subtree containing sensitive data, to determine the
Bierman & Bjorklund Expires June 25, 2012 [Page 40]
Internet-Draft NACM December 2011
presence or non-presence of that data. This can be done by
repeatedly issuing some sort of edit request (create, update, or
delete) and possibly receiving "access-denied" errors in response.
These "fishing" attacks can identify the presence or non-presence of
specific sensitive data even without the "error-path" field being
present within the "rpc-error" response.
It may be possible for the set of NETCONF capabilities on the server
to change over time. If so, then there is a risk that new protocol
operations, notifications, and/or datastore content have been added
to the device. An administrator needs to be sure the access control
rules are correct for the new content in this case. Mechanisms to
detect NETCONF capability changes on a specific device are outside
the scope of this document.
It is possible that the data model definition itself (e.g., YANG
when-stmt) will help an unauthorized session determine the presence
or even value of sensitive data nodes by examining the presence and
values of different data nodes.
There is a risk that non-standard protocol operations, or even the
standard <get> protocol operation, may return data which "aliases" or
"copies" sensitive data from a different data object. There may
simply be multiple data model definitions which expose or even
configure the same underlying system instrumentation.
A data model may contain external keys (e.g., YANG leafref), which
expose values from a different data structure. An administrator
needs to be aware of sensitive data models which contain leafref
nodes. This entails finding all the leafref objects that "point" at
the sensitive data (i.e., "path-stmt" values) that implicitly or
explicitly include the sensitive data node.
It is beyond the scope of this document to define access control
enforcement procedures for underlying device instrumentation that may
exist to support the NETCONF server operation. An administrator can
identify each protocol operation that the server provides, and decide
if it needs any access control applied to it.
This document incorporates the optional use of a "recovery session"
mechanism, which can be used to bypass access control enforcement in
emergencies, such as NACM configuration errors which disable all
access to the server. The configuration and identification of such a
recovery session mechanism are implementation-specific and outside
the scope of this document. An administrator needs to be aware of
any "recovery session" mechanisms available on the device, and make
sure they are used appropriately.
Bierman & Bjorklund Expires June 25, 2012 [Page 41]
Internet-Draft NACM December 2011
It is possible for a session to disrupt configuration management,
even without any write access to the configuration, by locking the
datastore. This may be done to insure all or part of the
configuration remains stable while it is being retrieved, or it may
be done as a "denial-of-service" attack. There is no way for the
server to know the difference. An administrator may wish to restrict
"exec" access to the following protocol operations:
o <lock>
o <unlock>
o <partial-lock>
o <partial-unlock>
3.7.3. Data Model Design Considerations
Designers need to clearly identify any sensitive data, notifications,
or protocol operations defined within a YANG module. For such
definitions, a "nacm:default-deny-write" or "nacm:default-deny-all"
statement ought to be present, in addition to a clear description of
the security risks.
Protocol operations need to be properly documented by the data model
designer, so it is clear to administrators what data nodes (if any)
are affected by the protocol operation, and what information (if any)
is returned in the <rpc-reply> message.
Data models ought to be designed so that different access levels for
input parameters to protocol operations is not required. Use of
generic protocol operations should be avoided, and separate protocol
operations defined instead, if different access levels are needed.
Bierman & Bjorklund Expires June 25, 2012 [Page 42]
Internet-Draft NACM December 2011
4. References
4.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC3688] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
January 2004.
[RFC5277] Chisholm, S. and H. Trevino, "NETCONF Event
Notifications", RFC 5277, July 2008.
[RFC6020] Bjorklund, M., "YANG - A Data Modeling Language for the
Network Configuration Protocol (NETCONF)", RFC 6020,
October 2010.
[RFC6021] Schoenwaelder, J., "Common YANG Data Types", RFC 6021,
October 2010.
[RFC6241] Enns, R., Bjorklund, M., Schoenwaelder, J., and A.
Bierman, "Network Configuration Protocol (NETCONF)",
RFC 6241, June 2011.
4.2. Informative References
[RFC2865] Rigney, C., Willens, S., Rubens, A., and W. Simpson,
"Remote Authentication Dial In User Service (RADIUS)",
RFC 2865, June 2000.
[RFC5607] Nelson, D. and G. Weber, "Remote Authentication Dial-In
User Service (RADIUS) Authorization for Network Access
Server (NAS) Management", RFC 5607, July 2009.
Bierman & Bjorklund Expires June 25, 2012 [Page 43]
Internet-Draft NACM December 2011
Appendix A. Usage Examples
The following XML snippets are provided as examples only, to
demonstrate how NACM can be configured to perform some access control
tasks.
A.1. <groups> Example
There needs to be at least one <group> entry in order for any of the
access control rules to be useful.
The following XML shows arbitrary groups, and is not intended to
represent any particular use-case.
<nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
<groups>
<group>
<name>admin</name>
<user-name>admin</user-name>
<user-name>andy</user-name>
</group>
<group>
<name>limited</name>
<user-name>wilma</user-name>
<user-name>bam-bam</user-name>
</group>
<group>
<name>guest</name>
<user-name>guest</user-name>
<user-name>guest@example.com</user-name>
</group>
</groups>
</nacm>
This example shows 3 groups:
1. The "admin" group contains 2 users named "admin" and "andy".
2. The "limited" group contains 2 users named "wilma" and "bam-bam".
3. The "guest" group contains 2 users named "guest" and
"guest@example.com".
Bierman & Bjorklund Expires June 25, 2012 [Page 44]
Internet-Draft NACM December 2011
A.2. Module Rule Example
Module rules are used to control access to all the content defined in
a specific module. A module rule has the <module-name> leaf set, but
no case in the "rule-type" choice.
<nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
<rule-list>
<name>guest-acl</name>
<group>guest</group>
<rule>
<name>deny-ncm</name>
<module-name>ietf-netconf-monitoring</module-name>
<access-operations>*</access-operations>
<action>deny</action>
<comment>
Do not allow guests any access to the netconf
monitoring information.
</comment>
</rule>
</rule-list>
<rule-list>
<name>limited-acl</name>
<group>limited</group>
<rule>
<name>permit-ncm</name>
<module-name>ietf-netconf-monitoring</module-name>
<access-operations>read</access-operations>
<action>permit</action>
<comment>
Allow read access to the netconf
monitoring information.
</comment>
</rule>
<rule>
<name>permit-exec</name>
<module-name>*</module-name>
<access-operations>exec</access-operations>
<action>permit</action>
<comment>
Allow invocation of the
supported server operations.
</comment>
</rule>
Bierman & Bjorklund Expires June 25, 2012 [Page 45]
Internet-Draft NACM December 2011
</rule-list>
<rule-list>
<name>admin-acl</name>
<group>admin</group>
<rule>
<name>permit-all</name>
<module-name>*</module-name>
<access-operations>*</access-operations>
<action>permit</action>
<comment>
Allow the admin group complete access to all
operations and data.
</comment>
</rule>
</rule-list>
</nacm>
This example shows 4 module rules:
deny-ncm: This rule prevents the "guest" group from reading any
monitoring information in the "ietf-netconf-monitoring" YANG
module.
permit-ncm: This rule allows the "limited" group to read the "ietf-
netconf-monitoring" YANG module.
permit-exec: This rule allows the "limited" group to invoke any
protocol operation supported by the server.
permit-all: This rule allows the "admin" group complete access to
all content in the server. No subsequent rule will match for the
"admin" group, because of this module rule.
A.3. RPC Rule Example
RPC rules are used to control access to a specific protocol
operation.
Bierman & Bjorklund Expires June 25, 2012 [Page 46]
Internet-Draft NACM December 2011
<nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
<rule-list>
<name>guest-limited-acl</name>
<group>limited</group>
<group>guest</group>
<rule>
<name>deny-kill-session</name>
<module-name>ietf-netconf</module-name>
<rpc-name>kill-session</rpc-name>
<access-operations>exec</access-operations>
<action>deny</action>
<comment>
Do not allow the limited or guest group
to kill another session.
</comment>
</rule>
<rule>
<name>deny-delete-config</name>
<module-name>ietf-netconf</module-name>
<rpc-name>delete-config</rpc-name>
<access-operations>exec</access-operations>
<action>deny</action>
<comment>
Do not allow limited or guest group
to delete any configurations.
</comment>
</rule>
</rule-list>
<rule-list>
<name>limited-acl</name>
<group>limited</group>
<rule>
<name>permit-edit-config</name>
<module-name>ietf-netconf</module-name>
<rpc-name>edit-config</rpc-name>
<access-operations>exec</access-operations>
<action>permit</action>
<comment>
Allow the limited group to edit the configuration.
</comment>
</rule>
</rule-list>
</nacm>
Bierman & Bjorklund Expires June 25, 2012 [Page 47]
Internet-Draft NACM December 2011
This example shows 3 protocol operation rules:
deny-kill-session: This rule prevents the "limited" or "guest"
groups from invoking the NETCONF <kill-session> protocol
operation.
deny-delete-config: This rule prevents the "limited" or "guest"
groups from invoking the NETCONF <delete-config> protocol
operation.
permit-edit-config: This rule allows the "limited" group to invoke
the NETCONF <edit-config> protocol operation. This rule will have
no real effect unless the "exec-default" leaf is set to "deny".
A.4. Data Rule Example
Data rules are used to control access to specific (config and non-
config) data nodes within the NETCONF content provided by the server.
<nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
<rule-list>
<name>guest-acl</name>
<group>guest</group>
<rule>
<name>deny-nacm</name>
<path xmlns:n="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
/n:nacm
</path>
<access-operations>*</access-operations>
<action>deny</action>
<comment>
Deny the guest group any access to the /nacm data.
</comment>
</rule>
</rule-list>
<rule-list>
<name>limited-acl</name>
<group>limited</group>
<rule>
<name>permit-acme-config</name>
<path xmlns:acme="http://example.com/ns/netconf">
/acme:acme-netconf/acme:config-parameters
</path>
<access-operations>
Bierman & Bjorklund Expires June 25, 2012 [Page 48]
Internet-Draft NACM December 2011
read create update delete
</access-operations>
<action>permit</action>
<comment>
Allow the limited group complete access to the acme
netconf configuration parameters. Showing long form
of 'access-operations' instead of shorthand.
</comment>
</rule>
</rule-list>
<rule-list>
<name>guest-limited-acl</name>
<group>guest</group>
<group>limited</group>
<rule>
<name>permit-dummy-interface</name>
<path xmlns:acme="http://example.com/ns/itf">
/acme:interfaces/acme:interface[acme:name='dummy']
</path>
<access-operations>read update</access-operations>
<action>permit</action>
<comment>
Allow the limited and guest groups read
and update access to the dummy interface.
</comment>
</rule>
</rule-list>
<rule-list>
<name>admin-acl</name>
<group>admin</group>
<rule>
<name>permit-interface</name>
<path xmlns:acme="http://example.com/ns/itf">
/acme:interfaces/acme:interface
</path>
<access-operations>*</access-operations>
<action>permit</action>
<comment>
Allow admin full access to all acme interfaces.
</comment>
</rule>
</rule-list>
</nacm>
Bierman & Bjorklund Expires June 25, 2012 [Page 49]
Internet-Draft NACM December 2011
This example shows 4 data rules:
deny-nacm: This rule denies the "guest" group any access to the
<nacm> subtree. Note that the default namespace is only
applicable because this subtree is defined in the same namespace
as the <data-rule> element.
permit-acme-config: This rule gives the "limited" group read-write
access to the acme <config-parameters>.
permit-dummy-interface: This rule gives the "limited" and "guest"
groups read-update access to the acme <interface> entry named
"dummy". This entry cannot be created or deleted by these groups,
just altered.
permit-interface: This rule gives the "admin" group read-write
access to all acme <interface> entries.
A.5. Notification Rule Example
Notification rules are used to control access to a specific
notification event type.
<nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
<rule-list>
<name>sys-acl</name>
<group>limited</group>
<group>guest</group>
<rule>
<name>deny-config-change</name>
<module-name>acme-system</module-name>
<notification-name>sys-config-change</notification-name>
<access-operations>read</access-operations>
<action>deny</action>
<comment>
Do not allow the guest or limited groups
to receive config change events.
</comment>
</rule>
</rule-list>
</nacm>
This example shows 1 notification rule:
Bierman & Bjorklund Expires June 25, 2012 [Page 50]
Internet-Draft NACM December 2011
deny-config-change: This rule prevents the "limited" or "guest"
groups from receiving the acme <sys-config-change> event type.
Bierman & Bjorklund Expires June 25, 2012 [Page 51]
Internet-Draft NACM December 2011
Appendix B. Change Log
-- RFC Ed.: remove this section before publication.
B.1. 06-07
Added the leaf "enable-external-groups".
Removed dependency to RFC 6242.
Some editorial changes after IESG review.
B.2. 05-06
Added clarification to Security Considerations section about
ordered-by user lists (/nacm/rule-list and /nacm/rule-list/rule).
Added clarifications to security considerations wrt/ user names and
NETCONF capability changes.
Fixed typos found in review.
B.3. 04-05
Updated Security Considerations section.
Changed term 'operator' to 'administrator'.
Used the terms "access operation" and "protocol operation"
consistently.
Moved some normative text from section 2 to section 3. Also made it
more clear that section 2 is not a requirements section, but
documentation of the objectives for NACM.
Renamed "nacm:secure" to "nacm:default-deny-write", and "nacm:very-
secure" to "nacm:default-deny-all". Explained that "nacm:default-
deny-write" is ignored on rpc statements.
Described that <kill-session> and <delete-config> behave as if
specified with "nacm:default-deny-all".
B.4. 03-04
Introduced rule-lists to group related rules together.
Moved "module-rule", "rpc-rule", "notification-rule", and "data-rule"
into one common "rule", with a choice to select between the four
Bierman & Bjorklund Expires June 25, 2012 [Page 52]
Internet-Draft NACM December 2011
variants.
Changed "superuser" to "recovery session", and adjusted text
throughout document for this change.
Clarified behavior of global default NACM parameters, enable-nacm,
read-default, write-default, exec-default.
Clarified when access control is applied during system
initialization.
B.5. 02-03
Fixed improper usage of RFC 2119 keywords.
Changed term usage of "database" to "datastore".
Clarified that "secure" and "very-secure" extensions only apply if
the /nacm/enable-nacm object is "true".
B.6. 01-02
Removed authentication text and objects.
Changed module name from ietf-nacm to ietf-netconf-acm.
Updated NETCONF and YANG terminology.
Removed open issues section.
Changed some must to MUST in requirements section.
B.7. 00-01
Updated YANG anf YANG Types references.
Updated module namespace URI to standard format.
Updated module header meta-data to standard format.
Filled in IANA section.
B.8. 00
Initial version cloned from
draft-bierman-netconf-access-control-02.txt.
Bierman & Bjorklund Expires June 25, 2012 [Page 53]
Internet-Draft NACM December 2011
Authors' Addresses
Andy Bierman
Brocade
Email: andy@netconfcentral.org
Martin Bjorklund
Tail-f Systems
Email: mbj@tail-f.com
Bierman & Bjorklund Expires June 25, 2012 [Page 54]