Internet DRAFT - draft-ietf-tls-applayerprotoneg
draft-ietf-tls-applayerprotoneg
Network Working Group S. Friedl
Internet-Draft Cisco Systems, Inc.
Intended status: Standards Track A. Popov
Expires: September 4, 2014 Microsoft Corp.
A. Langley
Google Inc.
E. Stephan
Orange
March 3, 2014
Transport Layer Security (TLS) Application Layer Protocol Negotiation
Extension
draft-ietf-tls-applayerprotoneg-05
Abstract
This document describes a Transport Layer Security (TLS) extension
for application layer protocol negotiation within the TLS handshake.
For instances in which the TLS connection is established over a well
known TCP or UDP port not associated with the desired application
layer protocol, this extension allows the application layer to
negotiate which protocol will be used within the TLS connection.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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This Internet-Draft will expire on September 4, 2014.
Copyright Notice
Copyright (c) 2014 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Requirements Language . . . . . . . . . . . . . . . . . . . . 3
3. Application Layer Protocol Negotiation . . . . . . . . . . . 3
3.1. The Application Layer Protocol Negotiation Extension . . 3
3.2. Protocol Selection . . . . . . . . . . . . . . . . . . . 5
4. Design Considerations . . . . . . . . . . . . . . . . . . . . 5
5. Security Considerations . . . . . . . . . . . . . . . . . . . 6
6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 6
7. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 7
8. References . . . . . . . . . . . . . . . . . . . . . . . . . 8
8.1. Normative References . . . . . . . . . . . . . . . . . . 8
8.2. Informative References . . . . . . . . . . . . . . . . . 8
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 8
1. Introduction
Increasingly, application layer protocols are encapsulated in the TLS
security protocol [RFC5246]. This encapsulation enables applications
to use the existing, secure communications links already present on
port 443 across virtually the entire global IP infrastructure.
When multiple application protocols are supported on a single server-
side port number, such as port 443, the client and the server need to
negotiate an application protocol for use with each connection. It
is desirable to accomplish this negotiation without adding network
round-trips between the client and the server, as each round-trip
will degrade an end-user's experience. Further, it would be
advantageous to allow certificate selection based on the negotiated
application protocol.
This document specifies a TLS extension which permits the application
layer to negotiate protocol selection within the TLS handshake. This
work was requested by the HTTPbis WG to address the negotiation of
HTTP version ([RFC2616], [I-D.ietf-httpbis-http2]) over TLS, however
ALPN facilitates negotiation of arbitrary application layer
protocols.
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With ALPN, the client sends the list of supported application
protocols as part of the TLS ClientHello message. The server chooses
a protocol and sends the selected protocol as part of the TLS
ServerHello message. The application protocol negotiation can thus
be accomplished within the TLS handshake, without adding network
round-trips, and allows the server to associate a different
certificate with each application protocol, if desired.
2. Requirements Language
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
3. Application Layer Protocol Negotiation
3.1. The Application Layer Protocol Negotiation Extension
A new extension type ("application_layer_protocol_negotiation(16)")
is defined and MAY be included by the client in its "ClientHello"
message.
enum {
application_layer_protocol_negotiation(16), (65535)
} ExtensionType;
The "extension_data" field of the
("application_layer_protocol_negotiation(16)") extension SHALL
contain a "ProtocolNameList" value.
opaque ProtocolName<1..2^8-1>;
struct {
ProtocolName protocol_name_list<2..2^16-1>
} ProtocolNameList;
"ProtocolNameList" contains the list of protocols advertised by the
client, in descending order of preference. Protocols are named by
IANA registered, opaque, non-empty byte strings, as described further
in Section 6 "IANA Considerations" of this document. Empty strings
MUST NOT be included and byte strings MUST NOT be truncated .
Servers that receive a client hello containing the
"application_layer_protocol_negotiation" extension, MAY return a
suitable protocol selection response to the client. The server will
ignore any protocol name that it does not recognize. A new
ServerHello extension type
("application_layer_protocol_negotiation(16)") MAY be returned to the
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client within the extended ServerHello message. The "extension_data"
field of the ("application_layer_protocol_negotiation(16)") extension
is structured the same as described above for the client
"extension_data", except that the "ProtocolNameList" MUST contain
exactly one "ProtocolName".
Therefore, a full handshake with the
"application_layer_protocol_negotiation" extension in the ClientHello
and ServerHello messages has the following flow (contrast with
section 7.3 of [RFC5246]):
Client Server
ClientHello --------> ServerHello
(ALPN extension & (ALPN extension &
list of protocols) selected protocol)
Certificate*
ServerKeyExchange*
CertificateRequest*
<-------- ServerHelloDone
Certificate*
ClientKeyExchange
CertificateVerify*
[ChangeCipherSpec]
Finished -------->
[ChangeCipherSpec]
<-------- Finished
Application Data <-------> Application Data
Figure 1
An abbreviated handshake with the
"application_layer_protocol_negotiation" extension has the following
flow:
Client Server
ClientHello --------> ServerHello
(ALPN extension & (ALPN extension &
list of protocols) selected protocol)
[ChangeCipherSpec]
<-------- Finished
[ChangeCipherSpec]
Finished -------->
Application Data <-------> Application Data
Figure 2
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Unlike many other TLS extensions, this extension does not establish
properties of the session, only of the connection. When session
resumption or session tickets [RFC5077] are used, the previous
contents of this extension are irrelevant and only the values in the
new handshake messages are considered.
3.2. Protocol Selection
It is expected that a server will have a list of protocols that it
supports, in preference order, and will only select a protocol if the
client supports it. In that case, the server SHOULD select the most
highly preferred protocol it supports which is also advertised by the
client. In the event that the server supports no protocols that the
client advertises, then the server SHALL respond with a fatal
"no_application_protocol" alert.
enum {
no_application_protocol(120),
(255)
} AlertDescription;
The protocol identified in the
"application_layer_protocol_negotiation" extension type in the
ServerHello SHALL be definitive for the connection, until
renegotiated. The server SHALL NOT respond with a selected protocol
and subsequently use a different protocol for application data
exchange.
4. Design Considerations
The ALPN extension is intended to follow the typical design of TLS
protocol extensions. Specifically, the negotiation is performed
entirely within the client/server hello exchange in accordance with
established TLS architecture. The
"application_layer_protocol_negotiation" ServerHello extension is
intended to be definitive for the connection (until the connection is
renegotiated) and is sent in plaintext to permit network elements to
provide differentiated service for the connection when the TCP or UDP
port number is not definitive for the application layer protocol to
be used in the connection. By placing ownership of protocol
selection on the server, ALPN facilitates scenarios in which
certificate selection or connection rerouting may be based on the
negotiated protocol.
Finally, by managing protocol selection in the clear as part of the
handshake, ALPN avoids introducing false confidence with respect to
the ability to hide the negotiated protocol in advance of
establishing the connection. If hiding the protocol is required,
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then renegotiation after connection establishment, which would
provide true TLS security guarantees, would be a preferred
methodology.
5. Security Considerations
The ALPN extension does not impact the security of TLS session
establishment or application data exchange. ALPN serves to provide
an externally visible marker for the application layer protocol
associated with the TLS connection. Historically, the application
layer protocol associated with a connection could be ascertained from
the TCP or UDP port number in use.
Implementers and document editors who intend to extend the protocol
identifier registry by adding new protocol identifiers should
consider that in TLS versions 1.2 and below the client sends these
identifiers in the clear, and should also consider that for at least
the next decade, it is expected that browsers would normally use
these earlier versions of TLS in the initial ClientHello.
Care must be taken when such identifiers may leak personally
identifiable information, or when such leakage may lead to profiling,
or to leaking of sensitive information. If any of these apply to
this new protocol identifier, the identifier SHOULD NOT be used in
TLS configurations where it would be visible in the clear, and
documents specifying such protocol identifiers SHOULD recommend
against such unsafe use.
6. IANA Considerations
The IANA has updated its Registry of TLS ExtensionType Values to
include the following entry:
16 application_layer_protocol_negotiation
This document establishes a registry for protocol identifiers
entitled "Application Layer Protocol Negotiation (ALPN) Protocol IDs"
under the existing "Transport Layer Security (TLS)" heading.
Entries in this registry require the following fields:
o Protocol: The name of the protocol.
o Identification Sequence: The precise set of octet values that
identifies the protocol. This could be the UTF-8 encoding
[RFC3629] of the protocol name.
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o Specification: A reference to a specification that defines the
protocol.
This registry operates under the "Expert Review" policy as defined in
[RFC5226]. The designated expert is advised to encourage the
inclusion of a reference to a permanent and readily available
specification that enables the creation of interoperable
implementations of the identified protocol.
An initial set of registrations for this registry follows:
Protocol: HTTP/1.1
Identification Sequence: 0x68 0x74 0x74 0x70 0x2f 0x31 0x2e 0x31
("http/1.1")
Specification: http://tools.ietf.org/html/rfc2616
Protocol: SPDY/1
Identification Sequence: 0x73 0x70 0x64 0x79 0x2f 0x31 ("spdy/1")
Specification: http://dev.chromium.org/spdy/spdy-protocol/spdy-
protocol-draft1
Protocol: SPDY/2
Identification Sequence: 0x73 0x70 0x64 0x79 0x2f 0x32 ("spdy/2")
Specification: http://dev.chromium.org/spdy/spdy-protocol/spdy-
protocol-draft2
Protocol: SPDY/3
Identification Sequence: 0x73 0x70 0x64 0x79 0x2f 0x33 ("spdy/3")
Specification: http://dev.chromium.org/spdy/spdy-protocol/spdy-
protocol-draft3
7. Acknowledgements
This document benefitted specifically from the NPN extension draft
authored by Adam Langley and from discussions with Tom Wesselman and
Cullen Jennings both of Cisco.
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8. References
8.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
[RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO
10646", STD 63, RFC 3629, November 2003.
[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 5226,
May 2008.
[RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
(TLS) Protocol Version 1.2", RFC 5246, August 2008.
8.2. Informative References
[I-D.ietf-httpbis-http2]
Belshe, M., Peon, R., and M. Thomson, "Hypertext Transfer
Protocol version 2", draft-ietf-httpbis-http2-10 (work in
progress), February 2014.
[RFC5077] Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig,
"Transport Layer Security (TLS) Session Resumption without
Server-Side State", RFC 5077, January 2008.
Authors' Addresses
Stephan Friedl
Cisco Systems, Inc.
170 West Tasman Drive
San Jose, CA 95134
USA
Phone: (720)562-6785
Email: sfriedl@cisco.com
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Andrei Popov
Microsoft Corp.
One Microsoft Way
Redmond, WA 98052
USA
Email: andreipo@microsoft.com
Adam Langley
Google Inc.
USA
Email: agl@google.com
Emile Stephan
Orange
2 avenue Pierre Marzin
Lannion F-22307
France
Email: emile.stephan@orange.com
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