Internet DRAFT - draft-ietf-tls-cert-abridge
draft-ietf-tls-cert-abridge
Transport Layer Security D. Jackson
Internet-Draft Mozilla
Intended status: Experimental 6 September 2023
Expires: 9 March 2024
Abridged Compression for WebPKI Certificates
draft-ietf-tls-cert-abridge-00
Abstract
This draft defines a new TLS Certificate Compression scheme which
uses a shared dictionary of root and intermediate WebPKI
certificates. The scheme smooths the transition to post-quantum
certificates by eliminating the root and intermediate certificates
from the TLS certificate chain without impacting trust negotiation.
It also delivers better compression than alternative proposals whilst
ensuring fair treatment for both CAs and website operators. It may
also be useful in other applications which store certificate chains,
e.g. Certificate Transparency logs.
About This Document
This note is to be removed before publishing as an RFC.
The latest revision of this draft can be found at
https://tlswg.github.io/draft-ietf-tls-cert-abridge/draft-ietf-tls-
cert-abridge.html. Status information for this document may be found
at https://datatracker.ietf.org/doc/draft-ietf-tls-cert-abridge/.
Discussion of this document takes place on the Transport Layer
Security Working Group mailing list (mailto:tls@ietf.org), which is
archived at https://mailarchive.ietf.org/arch/browse/tls/. Subscribe
at https://www.ietf.org/mailman/listinfo/tls/.
Source for this draft and an issue tracker can be found at
https://github.com/tlswg/draft-ietf-tls-cert-abridge.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at https://datatracker.ietf.org/drafts/current/.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Motivation . . . . . . . . . . . . . . . . . . . . . . . 3
1.2. Overview . . . . . . . . . . . . . . . . . . . . . . . . 3
1.3. Relationship to other drafts . . . . . . . . . . . . . . 4
1.4. Status . . . . . . . . . . . . . . . . . . . . . . . . . 5
2. Conventions and Definitions . . . . . . . . . . . . . . . . . 5
3. Abridged Compression Scheme . . . . . . . . . . . . . . . . 5
3.1. Pass 1: Intermediate and Root Compression . . . . . . . . 6
3.1.1. Enumeration of Known Intermediate and Root
Certificates . . . . . . . . . . . . . . . . . . . . 6
3.1.2. Compression of CA Certificates in Certificate
Chain . . . . . . . . . . . . . . . . . . . . . . . . 7
3.2. Pass 2: End-Entity Compression . . . . . . . . . . . . . 8
3.2.1. Construction of Shared Dictionary . . . . . . . . . . 9
4. Preliminary Evaluation . . . . . . . . . . . . . . . . . . . 10
5. Deployment Considerations . . . . . . . . . . . . . . . . . . 12
5.1. Dictionary Versioning . . . . . . . . . . . . . . . . . . 12
5.2. Version Migration . . . . . . . . . . . . . . . . . . . . 13
5.3. Disk Space Requirements . . . . . . . . . . . . . . . . . 13
5.4. Implementation Complexity . . . . . . . . . . . . . . . . 14
6. Security Considerations . . . . . . . . . . . . . . . . . . . 14
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 15
8. References . . . . . . . . . . . . . . . . . . . . . . . . . 15
8.1. Normative References . . . . . . . . . . . . . . . . . . 15
8.2. Informative References . . . . . . . . . . . . . . . . . 16
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Appendix A. Acknowledgments . . . . . . . . . . . . . . . . . . 17
Appendix B. CCADB Churn and Dictionary Negotiation . . . . . . . 17
B.1. CCADB Churn . . . . . . . . . . . . . . . . . . . . . . . 18
B.2. Dictionary Negotiation . . . . . . . . . . . . . . . . . 18
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 19
1. Introduction
1.1. Motivation
When a server responds to a TLS Client Hello, the size of its initial
flight of packets is limited by the underlying transport protocol.
If the size limit is exceeded, the server must wait for the client to
acknowledge receipt before concluding the flight, incurring the
additional latency of a round trip before the handshake can complete.
For TLS handshakes over TCP, the size limit is typically around
14,500 bytes. For TLS handshakes in QUIC, the limit is much lower at
a maximum of 4500 bytes ([RFC9000], Section 8.1).
The existing compression schemes used in [TLSCertCompress] have been
shown to deliver a substantial improvement in QUIC handshake latency
[FastlyStudy], [QUICStudy] by reducing the size of server's
certificate chain and so fitting the server's initial messages within
a single flight. However, in a post-quantum setting, the signatures
and public keys used in a TLS certificate chain will be typically 10
to 40 times their current size and cannot be compressed with existing
TLS Certificate Compression schemes. Consequently studies [SCAStudy]
[PQStudy] have shown that post-quantum certificate transmission
becomes the dominant source of latency in PQ TLS with certificate
chains alone expected to exceed even the TCP initial flight limit.
This motivates alternative designs for reducing the wire size of
post-quantum certificate chains.
1.2. Overview
This draft introduces a new TLS certificate compression scheme
[TLSCertCompress] which is intended specifically for WebPKI
applications. It uses a predistributed dictionary consisting of all
intermediate and root certificates contained in the root stores of
major browsers which is sourced from the Common CA Database [CCADB].
As of May 2023, this dictionary would be 3 MB in size and consist of
roughly 2000 intermediate certificates and 200 root certificates.
The disk footprint can be reduced to near zero as many clients (such
as Mozilla Firefox & Google Chrome) are already provisioned with
their trusted intermediate and root certificates for compatibility
and performance reasons.
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Using a shared dictionary allows for this compression scheme to
deliver dramatically more effective compression than previous
schemes, reducing the size of certificate chains in use today by
~75%, significantly improving on the ~25% reduction achieved by
existing schemes. A preliminary evaluation (Section 4) of this
scheme suggests that 50% of certificate chains in use today would be
compressed to under 1000 bytes and 95% to under 1500 bytes.
Similarly to [SCA], this scheme effectively removes the CA
certificates from the certificate chain on the wire but this draft
achieves a much better compression ratio, since [SCA] removes the
redundant information in chain that existing TLS Certificate
Compression schemes exploit and is more fragile in the presence of
out of sync clients or servers.
Note that as this is only a compression scheme, it does not impact
any trust decisions in the TLS handshake. A client can offer this
compression scheme whilst only trusting a subset of the certificates
in the CCADB certificate listing, similarly a server can offer this
compression scheme whilst using a certificate chain which does not
chain back to a WebPKI root. Furthermore, new root certificates are
typically included in the CCADB at the start of their application to
a root store, a process which typically takes more than a year.
Consequently, applicant root certificates can be added to new
versions of this scheme ahead of any trust decisions, allowing new
CAs to compete on equal terms with existing CAs. As a result this
scheme is equitable in so far as it provides equal benefits for all
CAs in the WebPKI, doesn't privilege any particular end-entity
certificate or website and allows WebPKI clients to make individual
trust decisions without fear of breakage.
1.3. Relationship to other drafts
This draft defines a certificate compression mechanism suitable for
use with TLS Certificate Compression [TLSCertCompress].
The intent of this draft is to provide an alternative to CA
Certificate Suppression [SCA] as it provides a better compression
ratio, can operate in a wider range of scenarios (including out of
sync clients or servers) and doesn't require any additional error
handling or retry mechanisms.
CBOR Encoded X.509 (C509) [I-D.ietf-cose-cbor-encoded-cert-05]
defines a concise alternative format for X.509 certificates. If this
format were to become widely used on the WebPKI, defining an
alternative version of this draft specifically for C509 certificates
would be beneficial.
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Compact TLS, (cTLS) [I-D.ietf-tls-ctls-08] defines a version of
TLS1.3 which allows a pre-configured client and server to establish a
session with minimal overhead on the wire. In particular, it
supports the use of a predefined list of certificates known to both
parties which can be compressed. However, cTLS is still at an early
stage and may be challenging to deploy in a WebPKI context due to the
need for clients and servers to have prior knowledge of handshake
profile in use.
TLS Cached Information Extension [RFC7924] introduced a new extension
allowing clients to signal they had cached certificate information
from a previous connection and for servers to signal that the clients
should use that cache instead of transmitting a redundant set of
certificates. However this RFC has seen little adoption in the wild
due to concerns over client privacy.
Handling long certificate chains in TLS-Based EAP Methods [RFC9191]
discusses the challenges of long certificate chains outside the
WebPKI ecosystem. Although the scheme proposed in this draft is
targeted at WebPKI use, defining alternative shared dictionaries for
other major ecosystems may be of interest.
1.4. Status
This draft is still at an early stage. Open questions are marked
with the tag *DISCUSS*.
2. Conventions and Definitions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
This draft refers to dates in Internet Date/Time Format as specified
in Section 5.6 of [DATES] without the optional T separator.
3. Abridged Compression Scheme
This section describes a compression scheme suitable for compressing
certificate chains used in TLS. The scheme is defined in two parts.
An initial pass compressing known intermediate and root certificates
and then a subsequent pass compressing the end-entity certificate.
The compression scheme in this draft has two parameters listed below
which influence the construction of the static dictionary. Future
versions of this draft would use different parameters and so
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construct different dictionaries which would be registered under
different TLS Certificate Compression code points. This is discussed
further in Section 5.
* CCADB_SNAPSHOT_TIME - 2023-01-01 00:00:00Z
* CT_CERT_WINDOW - 2022-12-01 00:00:00Z to 2023-01-01 00:00:00Z
3.1. Pass 1: Intermediate and Root Compression
This pass relies on a shared listing of intermediate and root
certificates known to both client and server. As many clients (e.g.
Mozilla Firefox and Google Chrome) already ship with a list of
trusted intermediate and root certificates, this pass allows their
existing lists to be reused, rather than requiring them to have to be
duplicated and stored in a separate format. The first subsection
details how the certificates are enumerated in an ordered list. This
ordered list is distributed to client and servers which use it to
compress and decompress certificate chains as detailed in the
subsequent subsection.
3.1.1. Enumeration of Known Intermediate and Root Certificates
The Common CA Database [CCADB] is operated by Mozilla on behalf of a
number of Root Program operators including Mozilla, Microsoft,
Google, Apple and Cisco. The CCADB contains a listing of all the
root certificates trusted by these root programs, as well as their
associated intermediate certificates and not yet trusted certificates
from new applicants to one or more root programs.
At the time of writing, the CCADB contains around 200 root program
certificates and 2000 intermediate certificates which are trusted for
TLS Server Authentication, occupying 3 MB of disk space. The listing
used in this draft will be the relevant certificates included in the
CCADB at CCADB_SNAPSHOT_TIME.
As entries on this list typically have a lifespan of 10+ years and
new certificates are added to the CCADB a year or or more before
being marked as trusted, future drafts which include newer
certificates will only need to be issued infrequently. This is
discussed further in Section 5.
The algorithm for enumerating the list of compressible intermediate
and root certificates is given below:
1. Query the CCADB for all known root and intermediate certificates
[CCADBAllCerts] as of CCADB_SNAPSHOT_TIME
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2. Remove all certificates which have an extendedKeyUsage extension
but do not have the TLS Server Authentication bit set or the
anyExtendedKeyUsage bit set.
3. Remove all certificates whose notAfter date is on or before
CCADB_SNAPSHOT_TIME.
4. Remove all root certificates which are not marked as trusted or
in the process of applying to be trusted by at least one of the
following browser root programs: Mozilla, Google, Microsoft,
Apple.
5. Remove all intermediate certificates which are not signed by root
certificates still in the listing.
6. Remove any certificates which are duplicates (have the same
SHA256 certificate fingerprint)
7. Order the list by the date each certificate was included in the
CCADB, breaking ties with the lexicographic ordering of the
SHA256 certificate fingerprint.
8. Associate each element of the list with the concatenation of the
constant 0xff and its index in the list represented as a uint16.
[[*DISCUSS:* The four programs were selected because they represent
certificate consumers in the CCADB. Are there any other root
programs which ought to be included? The only drawback is a larger
disk requirement, since this compression scheme does not impact trust
decisions.]]
[[*TODO:* Ask CCADB to provide an authoritative copy of this listing.
A subset of these lists is available in benchmarks/data in this
draft's repository.]]
3.1.2. Compression of CA Certificates in Certificate Chain
Compression Algorithm:
* Input: The byte representation of a Certificate message as defined
in [TLS13] whose contents are X509 certificates.
* Output: opaque bytes suitable for transmission in a
CompressedCertificate message defined in [TLSCertCompress].
1. Parse the message and extract a list of CertificateEntrys,
iterate over the list.
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2. Check if cert_data is bitwise identical to any of the known
intermediate or root certificates from the listing in the
previous section.
1. If so, replace the opaque cert_data member of
CertificateEntry with its adjusted three byte identifier and
copy the CertificateEntry structure with corrected lengths to
the output.
2. Otherwise, copy the CertificateEntry entry to the output
without modification.
3. Correct the length field for the Certificate message.
The resulting output should be a well-formatted Certificate message
payload with the known intermediate and root certificates replaced
with three byte identifiers.
The decompression algorithm requires the above steps but in reverse,
swapping any recognized three-byte identifier in a cert_data field
with the DER representation of the associated certificate and
updating the lengths. Unrecognized three-byte identifiers are
ignored. If the compressed certificate chain cannot be parsed (e.g.
due to incorrect length fields) the decompression algorithm SHOULD
return the sentinel value 0xff. Note that the connection will fail
regardless even if this step is not taken as neither certificate
validation nor transcript validation can succeed.
3.2. Pass 2: End-Entity Compression
This section describes a pass based on Zstandard [ZSTD] with
application-specified dictionaries. The dictionary is constructed
with reference to the list of intermediate and root certificates
discussed earlier in Section 3.1.1, as well as several external
sources of information.
[[*DISCUSS:* This draft is unopinionated about the underlying
compression scheme is used as long as it supports application
specified dictionaries. Is there an argument for using a different
scheme?]]
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3.2.1. Construction of Shared Dictionary
[[*DISCUSS / TODO:* This section remains a work in progress and needs
refinement. The goal is to produce a dictionary of minimal size
which provides maximum compression whilst treating every CA
equitably. Currently this dictionary occupies ~65KB of space, is
equitable and has performance within a ~100 bytes of the best known
alternative. This is discussed further in Section 4.]]
The dictionary is built by systematic combination of the common
strings used in certificates by each issuer in the known list
described in Section 3.1.1. This dictionary is constructed in three
stages, with the output of each stage being concatenated with the
next. Implementations of this scheme need only consume the finished
dictionary and do not need to construct it themselves.
Firstly, for each intermediate certificate enumerated in the listing
in Section 3.1.1., extract the issuer field (Section 4.1.2.4 of
[RFC5280]) and derive the matching authority key identifier
(Section 4.2.1.1 of [RFC5280]) for the certificate. Order them
according to the listing in Section 3.1.1.
Secondly, take the listing of certificate transparency logs trusted
by the root programs selected in Section 3.1.1, which are located
at[AppleCTLogs] [GoogleCTLogs] as of CCADB_SNAPSHOT_TIME and extract
the list of log identifiers. Remove duplicates and order them
lexicographically.
Finally, enumerate all certificates contained within certificate
transparency logs above and witnessed during CT_CERT_WINDOW. For
each issuer in the listing in Section 3.1.1, select the first end-
entity certificate when ordered by the log id (lexicographically) and
latest witnessed date.
Extract the contents of the following extensions from the end-entity
certificate selected for each issuer:
* Authority Information Access (Section 4.2.2.1 of [RFC5280])
* Certificate Policies (Section 4.2.1.4 of [RFC5280])
* CRL Distribution Points (Section 4.2.1.13 of [RFC5280])
* Freshest CRL (Section 4.2.1.15 of [RFC5280])
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Concatenate the byte representation of each extension (including
extension id and length) and copy it to the output. If no end-entity
certificate can be found for an issuer with this process, omit the
entry for that issuer.
[[*DISCUSS:* This last step is picking a single certificate issued by
each issuer as a canonical reference to use for compression. The
ordering chosen allows the dictionary builder to stop traversing CT
as soon as they've found an entry for each issuer. It would be much
more efficient to just ask CAs to submit this information to the
CCADB directly.]]
3.2.1.1. Compression of End-Entity Certificates in Certificate Chain
The resulting bytes from Pass 1 are passed to ZStandard [ZSTD] with
the dictionary specified in the previous section. It is RECOMMENDED
that the compressor (i.e. the server) use the following parameters:
* chain_log=30
* search_log=30
* hash_log=30
* target_length=6000
* threads=1
* compression_level=22
* force_max_window=1
These parameters are recommended in order to achieve the best
compression ratio however implementations MAY use their preferred
parameters as these parameters are not used during decompression.
With TLS Certificate Compression, the server needs to only perform a
single compression at startup and cache the result, so optimizing for
maximal compression is recommended. The client's decompression speed
is insensitive to these parameters.
4. Preliminary Evaluation
[[*NOTE:* This section to be removed prior to publication.]]
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The storage footprint refers to the on-disk size required for the
end-entity dictionary. The other columns report the 5th, 50th and
95th percentile of the resulting certificate chains. The evaluation
set was a ~75,000 certificate chains from the Tranco list using the
python scripts in the draft's Github repository.
+==========================+===================+======+======+======+
| Scheme | Storage | p5 | p50 | p95 |
| | Footprint | | | |
+==========================+===================+======+======+======+
| Original | 0 | 2308 | 4032 | 5609 |
+--------------------------+-------------------+------+------+------+
| TLS Cert Compression | 0 | 1619 | 3243 | 3821 |
+--------------------------+-------------------+------+------+------+
| Intermediate Suppression | 0 | 1020 | 1445 | 3303 |
| and TLS Cert Compression | | | | |
+--------------------------+-------------------+------+------+------+
| *This Draft* | 65336 | 661 | 1060 | 1437 |
+--------------------------+-------------------+------+------+------+
| *This Draft with opaque | 3000 | 562 | 931 | 1454 |
| trained dictionary* | | | | |
+--------------------------+-------------------+------+------+------+
| Hypothetical Optimal | 0 | 377 | 742 | 1075 |
| Compression | | | | |
+--------------------------+-------------------+------+------+------+
Table 1
* 'Original' refers to the sampled certificate chains without any
compression.
* 'TLS Cert Compression' used ZStandard with the parameters
configured for maximum compression as defined in
[TLSCertCompress].
* 'Intermediate Suppression and TLS Cert Compression' was modelled
as the elimination of all certificates in the intermediate and
root certificates with the Basic Constraints CA value set to true.
If a cert chain included an unrecognized certificate with CA
status, then no CA certificates were removed from that chain. The
cert chain was then passed to 'TLS Cert Compression' as a second
pass.
* 'This Draft with opaque trained dictionary' refers to pass 1 and
pass 2 as defined by this draft, but instead using a 3000 byte
dictionary for pass 2 which was produced by the Zstandard
dictionary training algorithm. This illustrates a ceiling on what
ought to be possible by improving the construction of the pass 2
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dictionary in this document. However, using this trained
dictionary directly will not treat all CA's equitably, as the
dictionary will be biased towards compressing the most popular CAs
more effectively.
* 'Hypothetical Optimal Compression' is the resulting size of the
cert chain after reducing it to only the public key in the end-
entity certificate, the CA signature over the EE cert, the
embedded SCT signatures and a compressed list of domains in the
SAN extension. This represents the best possible compression as
it entirely removes any CA certs, identifiers, field tags and
lengths and non-critical extensions such as OCSP, CRL and policy
extensions.
5. Deployment Considerations
5.1. Dictionary Versioning
The scheme defined in this draft is deployed with the static
dictionaries constructed from the parameters listed in Section 3
fixed to a particular TLS Certificate Compression code point.
As new CA certificates are added to the CCADB and deployed on the
web, new versions of this draft would need to be issued with their
own code point and dictionary parameters. However, the process of
adding new root certificates to a root store is already a two to
three year process and this scheme includes untrusted root
certificates still undergoing the application process in its
dictionary. As a result, it would be reasonable to expect a new
version of this scheme with updated dictionaries to be issued at most
once a year and more likely once every two or three years.
A more detailed analysis and discussion of CA certificate lifetimes
and root store operations is included in Appendix B, as well as an
alternative design which would allow for dictionary negotiation
rather than fixing one dictionary per code point.
[[*DISCUSS:* Are there concerns over this approach? Would using at
most one code point per year be acceptable? Currently 3 of the 16384
'Specification Required' IANA managed code points are in use.]]
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5.2. Version Migration
As new versions of this scheme are specified, clients and servers
would benefit from migrating to the latest version. Whilst servers
using CA certificates outside the scheme's listing can still offer
this compression scheme and partially benefit from it, migrating to
the latest version ensures that new CAs can compete on a level
playing field with existing CAs. It is possible for a client or
server to offer multiple versions of this scheme without having to
pay twice the storage cost, since the majority of the stored data is
in the pass 1 certificate listing and the majority of certificates
will be in both versions and so need only be stored once.
Clients and servers SHOULD offer the latest version of this scheme
and MAY offer one or more historical versions. Although clients and
servers which fall out of date will no longer benefit from the
scheme, they will not suffer any other penalties or
incompatibilities. Future schemes will likely establish recommended
lifetimes for sunsetting a previous version and adopting a new one.
As the majority of clients deploying this scheme are likely to be web
browsers which typically use monthly release cycles (even long term
support versions like Firefox ESR offer point releases on a monthly
basis), this is unlikely to be a restriction in practice. The
picture is more complex for servers as operators are often to
reluctant to update TLS libraries, but as a new version only requires
changes to static data without any new code and would happen
infrequently, this is unlikely to be burdensome in practice.
5.3. Disk Space Requirements
Clients and servers implementing this scheme need to store a listing
of root and intermediate certificates for pass 1, which currently
occupies around ~3 MB and a smaller dictionary on the order of ~100
KB for pass 2. Clients and servers offering multiple versions of
this scheme do not need to duplicate the pass 1 listing, as multiple
versions can refer to same string.
As popular web browsers already ship a complete list of trusted
intermediate and root certificates, their additional storage
requirements are minimal. Servers offering this scheme are intended
to be 'full-fat' web servers and so typically have plentiful storage
already. This draft is not intended for use in storage-constrained
IoT devices, but alternative versions with stripped down listings may
be suitable.
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[[*DISCUSS:* The current draft priorities an equitable treatment for
every recognized and applicant CA over minimizing storage
requirements. The required disk space could be significantly reduced
by only including CAs which meet a particular popularity threshold
via CT log sampling.]]
5.4. Implementation Complexity
Although much of this draft is dedicated to the construction of the
certificate list and dictionary used in the scheme, implementations
are indifferent to these details. Pass 1 can be implemented as a
simple string substitution and pass 2 with a single call to
permissively licensed and widely distributed Zstandard
implementations such as [ZstdImpl]. Future versions of this draft
which vary the dictionary construction then only require changes to
the static data shipped with these implementations and the use of a
new code point.
There are several options for handling the distribution of the
associated static data. One option is to distribute it directly with
the TLS library and update it as part of that library's regular
release cycle. Whilst this is easy for statically linked libraries
written in languages which offer first-class package management and
compile time feature selection (e.g. Go, Rust), it is trickier for
dynamically linked libraries who are unlikely to want to incur the
increased distribution size. In these ecosystems it may make sense
to distribute the dictionaries are part of an independent package
managed by the OS which can be discovered by the library at run-time.
Another promising alternative would be to have existing automated
certificate tooling provision the library with both the full
certificate chain and multiple precompressed chains during the
certificate issuance / renewal process.
6. Security Considerations
This draft does not introduce new security considerations for TLS,
except for the considerations already identified in
[TLSCertCompress]. In particular incorrect compression or
decompression will lead to the TLS connection failing as the client
and server transcripts will differ, with at least one necessarily
including the original certificate chain rather than the decompressed
version. However, implementors SHOULD use a memory-safe language to
implement this compression scheme.
Note that as this draft specifies a compression scheme, it does not
impact the negotiation of trust between clients and servers and is
robust in the face of changes to CCADB or trust in a particular
WebPKI CA. The client's trusted list of CAs does not need to be a
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subset or superset of the CCADB list and revocation of trust in a CA
does not impact the operation of this compression scheme. Similarly,
servers who use roots or intermediates outside the CCADB can still
offer and benefit from this scheme.
7. IANA Considerations
[[*TODO:* Adopt an identifier for experimental purposes.]]
8. References
8.1. Normative References
[AppleCTLogs]
Apple, "Certificate Transparency Logs trusted by Apple", 5
June 2023, <https://valid.apple.com/ct/log_list/
current_log_list.json>.
[CCADBAllCerts]
Mozilla, Microsoft, Google, Apple, and Cisco, "CCADB
Certificates Listing", 5 June 2023,
<https://ccadb.my.salesforce-sites.com/ccadb/
AllCertificateRecordsCSVFormat>.
[DATES] Klyne, G. and C. Newman, "Date and Time on the Internet:
Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002,
<https://www.rfc-editor.org/rfc/rfc3339>.
[GoogleCTLogs]
Google, "Certificate Transparency Logs trusted by Google",
5 June 2023, <https://source.chromium.org/chromium/chromiu
m/src/+/main:components/certificate_transparency/data/
log_list.json>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/rfc/rfc2119>.
[RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
Housley, R., and W. Polk, "Internet X.509 Public Key
Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
<https://www.rfc-editor.org/rfc/rfc5280>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.
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[TLS13] Rescorla, E., "The Transport Layer Security (TLS) Protocol
Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
<https://www.rfc-editor.org/rfc/rfc8446>.
[TLSCertCompress]
Ghedini, A. and V. Vasiliev, "TLS Certificate
Compression", RFC 8879, DOI 10.17487/RFC8879, December
2020, <https://www.rfc-editor.org/rfc/rfc8879>.
[ZSTD] Collet, Y. and M. Kucherawy, Ed., "Zstandard Compression
and the 'application/zstd' Media Type", RFC 8878,
DOI 10.17487/RFC8878, February 2021,
<https://www.rfc-editor.org/rfc/rfc8878>.
8.2. Informative References
[CCADB] Mozilla, Microsoft, Google, Apple, and Cisco, "Common CA
Database", 5 June 2023, <https://www.ccadb.org/>.
[FastlyStudy]
McManus, P., "Does the QUIC handshake require compression
to be fast?", 18 May 2020, <https://www.fastly.com/blog/
quic-handshake-tls-compression-certificates-extension-
study>.
[I-D.ietf-cose-cbor-encoded-cert-05]
Mattsson, J. P., Selander, G., Raza, S., Höglund, J., and
M. Furuhed, "CBOR Encoded X.509 Certificates (C509
Certificates)", Work in Progress, Internet-Draft, draft-
ietf-cose-cbor-encoded-cert-05, 10 January 2023,
<https://datatracker.ietf.org/doc/html/draft-ietf-cose-
cbor-encoded-cert-05>.
[I-D.ietf-tls-ctls-08]
Rescorla, E., Barnes, R., Tschofenig, H., and B. M.
Schwartz, "Compact TLS 1.3", Work in Progress, Internet-
Draft, draft-ietf-tls-ctls-08, 13 March 2023,
<https://datatracker.ietf.org/doc/html/draft-ietf-tls-
ctls-08>.
[PQStudy] Westerbaan, B., "Sizing Up Post-Quantum Signatures", 8
November 2021, <https://blog.cloudflare.com/sizing-up-
post-quantum-signatures/>.
[QUICStudy]
Nawrocki, M., Tehrani, P., Hiesgen, R., Mücke, J.,
Schmidt, T., and M. Wählisch, "On the interplay between
TLS certificates and QUIC performance", ACM, Proceedings
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of the 18th International Conference on emerging
Networking EXperiments and Technologies,
DOI 10.1145/3555050.3569123, November 2022,
<https://doi.org/10.1145/3555050.3569123>.
[RFC7924] Santesson, S. and H. Tschofenig, "Transport Layer Security
(TLS) Cached Information Extension", RFC 7924,
DOI 10.17487/RFC7924, July 2016,
<https://www.rfc-editor.org/rfc/rfc7924>.
[RFC9000] Iyengar, J., Ed. and M. Thomson, Ed., "QUIC: A UDP-Based
Multiplexed and Secure Transport", RFC 9000,
DOI 10.17487/RFC9000, May 2021,
<https://www.rfc-editor.org/rfc/rfc9000>.
[RFC9191] Sethi, M., Preuß Mattsson, J., and S. Turner, "Handling
Large Certificates and Long Certificate Chains in TLS-
Based EAP Methods", RFC 9191, DOI 10.17487/RFC9191,
February 2022, <https://www.rfc-editor.org/rfc/rfc9191>.
[SCA] Kampanakis, P., Bytheway, C., Westerbaan, B., and M.
Thomson, "Suppressing CA Certificates in TLS 1.3", Work in
Progress, Internet-Draft, draft-kampanakis-tls-scas-
latest-03, 5 January 2023,
<https://datatracker.ietf.org/doc/html/draft-kampanakis-
tls-scas-latest-03>.
[SCAStudy] Kampanakis, P. and M. Kallitsis, "Faster Post-Quantum TLS
Handshakes Without Intermediate CA Certificates", Springer
International Publishing, Cyber Security, Cryptology, and
Machine Learning pp. 337-355,
DOI 10.1007/978-3-031-07689-3_25, ISBN ["9783031076886",
"9783031076893"], 2022,
<https://doi.org/10.1007/978-3-031-07689-3_25>.
[ZstdImpl] Facebook, "ZStandard (Zstd)", 5 June 2023,
<https://github.com/facebook/zstd>.
Appendix A. Acknowledgments
The authors thank Bas Westerbaan, Martin Thomson and Kathleen Wilson
for feedback on early versions of this document.
Appendix B. CCADB Churn and Dictionary Negotiation
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B.1. CCADB Churn
Typically around 10 or so new root certificates are introduced to the
WebPKI each year. The various root programs restrict the lifetimes
of these certificates, Microsoft to between 8 and 25 years (3.A.3
(https://learn.microsoft.com/en-us/security/trusted-root/program-
requirements)), Mozilla to between 0 and 14 years (Summary
(https://wiki.mozilla.org/CA/Root_CA_Lifecycles)). Chrome has
proposed a maximum lifetime of 7 years in the future (Blog Post
(https://www.chromium.org/Home/chromium-security/root-ca-policy/
moving-forward-together/)). Some major CAs have objected to this
proposed policy as the root inclusion process currently takes around
3 years from start to finish (Digicert Blog
(https://www.digicert.com/blog/googles-moving-forward-together-
proposals-for-root-ca-policy)). Similarly, Mozilla requires CAs to
apply to renew their roots with at least 2 years notice (Summary
(https://wiki.mozilla.org/CA/Root_CA_Lifecycles)).
Typically around 100 to 200 new WebPKI intermediate certificates are
issued each year. No WebPKI root program currently limits the
lifetime of intermediate certificates, but they are in practice
capped by the lifetime of their parent root certificate. The vast
majority of these certificates are issued with 10 year lifespans. A
small but notable fraction (<10%) are issued with 2 or 3 year
lifetimes. Chrome's Root Program has proposed that Intermediate
Certificates be limited to 3 years in the future (Update
(https://www.chromium.org/Home/chromium-security/root-ca-policy/
moving-forward-together/)). However, the motivation for this
requirement is unclear. Unlike root certificates, intermediate
certificates are only required to be disclosed with a month's notice
to the CCADB (Mozilla Root Program Section 5.3.2
(https://www.mozilla.org/en-US/about/governance/policies/security-
group/certs/policy/#53-intermediate-certificates), Chrome Policy
(https://www.chromium.org/Home/chromium-security/root-ca-policy/)).
B.2. Dictionary Negotiation
This draft is currently written with a view to being adopted as a
particular TLS Certificate Compression Scheme. However, this means
that each dictionary used in the wild must have an assigned code
point. A new dictionary would likely need to be issued no more than
yearly. However, negotiating the dictionary used would avoid the
overhead of minting a new draft and code point. A sketch for how
dictionary negotiation might work is below.
This draft would instead define a new extension, which would define
TLS Certificate Compression with ZStandard Dictionaries.
Dictionaries would be identified by an IANA-assigned identifier of
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two bytes, with a further two bytes for the major version and two
more for the minor version. Adding new certificates to a dictionary
listing would require a minor version bump. Removing certificates or
changing the pass 2 dictionary would require a major version bump.
struct {
uint16 identifier;
uint16 major_version;
uint16 minor_version;
} DictionaryId
struct {
DictionaryId supported_dictionaries<6..2^16-1>
} ZStdSharedDictXtn
The client lists their known dictionaries in an extension in the
ClientHello. The client need only retain and advertise the highest
known minor version for any major version of a dictionary they are
willing to offer. The server may select any dictionary it has a copy
of with matching identifier, matching major version number and a
minor version number not greater than the client's minor version
number.
The expectation would be that new minor versions would be issued
monthly or quarterly, with new major versions only every year or
multiple years. This reflects the relative rates of when
certificates are added or removed to the CCADB listing. This means
in practice clients would likely offer a single dictionary containing
their latest known version. Servers would only need to update their
dictionaries yearly when a new major version is produced.
Author's Address
Dennis Jackson
Mozilla
Email: ietf@dennis-jackson.uk
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