Internet DRAFT - draft-kampanakis-ml-kem-ikev2

draft-kampanakis-ml-kem-ikev2







IPSECME                                                    P. Kampanakis
Internet-Draft                                                 G. Ravago
Intended status: Standards Track                     Amazon Web Services
Expires: 22 August 2024                                 19 February 2024


    Post-quantum Hybrid Key Exchange with ML-KEM in the Internet Key
                  Exchange Protocol Version 2 (IKEv2)
                    draft-kampanakis-ml-kem-ikev2-02

Abstract

   [EDNOTE: The intention of this draft is to get IANA KE codepoints for
   ML-KEM.  It could be a standards track draft given that ML-KEM will
   see a lot of adoption, an AD sponsored draft, or even an individual
   stable draft which gets codepoints from Expert Review.  The approach
   is to be decided by the IPSECME WG. ]

   NIST recently standardized ML-KEM, a new key encapsulation mechanism,
   which can be used for quantum-resistant key establishment.  This
   draft specifies how to use ML-KEM as an additional key exchange in
   IKEv2 along with traditional key exchanges.  This Post-Quantum
   Traditional Hybrid Key Encapsulation Mechanism approach allows for
   negotiating IKE and Child SA keys which are safe against
   cryptanalytically-relevant quantum computers and theoretical
   weaknesses in ML-KEM.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on 22 August 2024.

Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.



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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
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   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  KEMs  . . . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.2.  ML-KEM  . . . . . . . . . . . . . . . . . . . . . . . . .   4
     1.3.  Conventions and Definitions . . . . . . . . . . . . . . .   4
   2.  ML-KEM in IKEv2 . . . . . . . . . . . . . . . . . . . . . . .   4
     2.1.  ML-KEM in IKE_INTERMEDIATE or CREATE_CHILD_SA messages  .   5
     2.2.  Key Exchange Payload  . . . . . . . . . . . . . . . . . .   6
     2.3.  Recipient Tests . . . . . . . . . . . . . . . . . . . . .   7
   3.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   4.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   8
   5.  References  . . . . . . . . . . . . . . . . . . . . . . . . .   8
     5.1.  Normative References  . . . . . . . . . . . . . . . . . .   8
     5.2.  Informative References  . . . . . . . . . . . . . . . . .   9
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  10
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  10

1.  Introduction

   A Cryptanalytically-relevant Quantum Computer (CRQC), if it became a
   reality, could threaten public key encryption algorithms used today
   for key exchange.  Someone storing encrypted communications which use
   (Elliptic Curve) Diffie-Hellman ((EC)DH) to negotiate keys could
   decrypt these communications in the future after a CRQC was
   available.  This includes Internet Key Exchange Protocol Version 2
   (IKEv2, which the security is based on using the (EC)DH key exchange
   in the IKE_SA_INIT messages.

   To address this concern, [RFC8784] introduced Post-quantum Preshared
   Keys as a temporary option for stirring a pre-shared key of adequate
   entropy in the derived Child SA encryption keys in order to provide
   quantum-resistance.  Since then, [RFC9242] defined how to do
   additional large message exchanges by using new IKE_INTERMEDIATE or
   IKE_FOLLOWUP_KE messages.  As post-quantum keys are usually larger
   than common network Maximum Transport Units (MTU), IKE_INTERMEDIATE
   messages can be fragmented which could allow for the peers to do
   post-quantum key exchanges without IP fragmentation.  [RFC9370]
   defined how to do up to seven additional key exchanges by using



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   IKE_INTERMEDIATE or IKE_FOLLOWUP_KE messages and deriving new
   SKEYSEED and KEYMAT key materials.  This allows for new post-quantum
   key exchanges to be used in the derived IKE and Child SA keys and
   provide quantum resistance.

   NIST has been working on a public project [NIST-PQ] for standardizing
   quantum-resistant algorithms which include key encapsulation and
   signatures.  At the end of Round 3, they picked Kyber as the first
   Key Encapsulation Mechanism (KEM) for standardization
   [I-D.draft-cfrg-schwabe-kyber-04].  Kyber was then standardized as
   Module-Lattice-based Key-Encapsulation Mechanism (ML-KEM) in
   [FIPS203-ipd].  ML-KEM was standardized in 2024 [FIPS203]. [ EDNOTE:
   Reference normatively the ratified version
   [I-D.draft-cfrg-schwabe-kyber-04] if it is ever ratified.  Otherwise
   keep a normative reference of [FIPS203].  And remove the reference to
   [FIPS203-ipd]. ]

   This document describes how ML-KEM can be used as the quantum-
   resistant KEM in IKEv2 by using one additional IKE_INTERMEDIATE or
   IKE_FOLLOWUP_KE key exchange after an initial key exchange in
   IKE_SA_INIT or CREATE_CHILD_SA respectively.  This approach of
   combining a quantum-resistant with a classical algorithm, is commonly
   called Post-Quantum Traditional (PQ/T) Hybrid
   [I-D.ietf-pquip-pqt-hybrid-terminology-02] key exchange and combines
   the security of a well-established algorithm with relatively new
   quantum-resistant algorithms which could theoretically have unknown
   issues.  The result is a new Child SA key or an IKE or Child SA rekey
   with keying material which is safe against a CRQC.  This
   specification is a profile of [RFC9370] and registers new algorithm
   identifiers for ML-KEM key exchanges in IKEv2.

1.1.  KEMs

   In the context of the NIST Post-Quantum Cryptography Standardization
   Project [NIST-PQ], key exchange algorithms are formulated as KEMs,
   which consist of three steps:

   *  'KeyGen() -> (pk, sk)': A probabilistic key generation algorithm,
      which generates a public key 'pk' and a secret key 'sk'.

   *  'Encaps(pk) -> (ct, ss)': A probabilistic encapsulation algorithm,
      which takes as input a public key 'pk' and outputs a ciphertext
      'ct' and shared secret 'ss'.

   *  'Decaps(sk, ct) -> ss': A decapsulation algorithm, which takes as
      input a secret key 'sk' and ciphertext 'ct' and outputs a shared
      secret 'ss', or in some cases a distinguished error value.




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   The main security property for KEMs standardized by NIST is
   indistinguishability under adaptive chosen ciphertext attacks (IND-
   CCA2), which means that shared secret values should be
   indistinguishable from random strings even given the ability to have
   arbitrary ciphertexts decapsulated.  IND-CCA2 corresponds to security
   against an active attacker, and the public key / secret key pair can
   be treated as a long-term key or reused.  A weaker security notion is
   indistinguishability under chosen plaintext attacks (IND-CPA), which
   means that the shared secret values should be indistinguishable from
   random strings given a copy of the public key.  IND-CPA roughly
   corresponds to security against a passive attacker, and sometimes
   corresponds to one-time key exchange.

1.2.  ML-KEM

   ML-KEM is a standardized lattice-based key encapsulation mechanism
   [FIPS203]. [ EDNOTE: Reference normatively the ratified version
   [I-D.draft-cfrg-schwabe-kyber-04] if it is ever ratified.  Otherwise
   keep a normative reference of [FIPS203]. ]

   ML-KEM is using Module Learning with Errors as its underlying
   primitive which is a structured lattices variant that offers good
   performance and relatively small and balanced key and ciphertext
   sizes.  ML-KEM was standardized with three parameters, ML-KEM-512,
   ML-KEM-768, and ML-KEM-1024.  These were mapped by NIST to the three
   security levels defined in the NIST PQC Project, Level 1, 3, and 5.
   These levels correspond to the hardness of breaking AES-128, AES-192
   and AES-256 respectively.

   This specification introduces ML-KEM-768 and ML-KEM-1024 to IKEv2 key
   exchanges as conservative security level parameters which will not
   have material performance impact on IKEv2/IPsec tunnels which usually
   stay up for long periods of time.  Since the ML-KEM-768 and ML-
   KEM-1024 public key and ciphertext sizes can exceed the typical
   network MTU, these key exchanges could require two or three network
   IP packets from both the initiator and the responder. [ EDNOTE:
   Consider adding ML-KEM-512 which would fit in one packet. ]

1.3.  Conventions and Definitions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.  ML-KEM in IKEv2




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2.1.  ML-KEM in IKE_INTERMEDIATE or CREATE_CHILD_SA messages

   ML-KEM key exchanges can be negotiated in IKE_INTERMEDIATE or
   IKE_FOLLOWUP_KE messages as defined in [RFC9370].  We summarize them
   here for completeness.

   Section 2.2.2 of [RFC9370] specifies that KEi(0), KEr(0) are regular
   key exchange messages in the first IKE_SA_INIT exchange which end up
   generating a set of keying material, SK_d, SK_a[i/r], and SK_e[i/r].
   The peers then perform an IKE_INTERMEDIATE exchange, carrying new Key
   Exchange payloads.  These are protected with the SK_e[i/r] and
   SK_a[i/r] keys which were derived from the IKE_SA_INIT as per
   Section 3.3.1 of [RFC9242].  KEi(1) and KEr(1) are the subsequent key
   exchange messages which carry the ML-KEM public key of a keypair (sk,
   pk) generated by the initiator with ML-KEM KeyGen() and the 256-bit
   ML-KEM shared secret SK(1) encapsulated by the responder to a
   ciphertext ct by using Encaps(pk) respectively.  The public key and
   the ciphertext are encoded as raw bytes in little-endian encoding. [
   EDNOTE: Confirm this makes sense. ] The initiator then decapsulates
   the 256-bit ML-KEM shared secret SK(1) from the ciphertext ct by
   using its private key sk in Decaps(sk, ct).  Both peers have now
   reached a common SK(1) at the end of this KE(1) key exchange.  The
   ML-KEM shared secret is stirred into new keying material SK_d,
   SK_a[i/r], and SK_e[i/r] as defined in Section 2.2.2 of [RFC9370].
   Afterwards the peers continue to the IKE_AUTH exchange phase as
   defined in Section 3.3.2 of [RFC9242].

   ML-KEM can also be used to create or rekey a Child SA or rekey the
   IKE SA by using a IKE_FOLLOWUP_KE message after a CREATE_CHILD_SA
   message.  After the ML-KEM additional key exchange KE(1) has taken
   place using and IKE_FOLLOWUP_KE exchange, the IKE or Child SA are
   rekeyed by stirring the new ML-KEM shared secret SK(1) in SKEYSEED
   and KEYMAT as specified in Section 2.2.4 of [RFC9370].

   ML-KEM-768 and ML-KEM-1024 public keys and ciphertexts can exceed
   typical network MTUs (1500 bytes).  Thus, IKE_INTERMEDIATE messages
   carrying ML-KEM public keys and ciphertexts may be IKEv2 fragmented
   as per [RFC7383].  IKE_FOLLOWUP_KE messages carrying ML-KEM public
   keys and ciphertexts cannot be IKEv2 fragmented.  Thus, ML-KEM-1024
   Key Exchange Method identifier TBD37 SHOULD only be used in
   IKE_INTERMEDIATE exchanges.  It SHOULD NOT be used in IKE_FOLLOWUP_KE
   messages until there is a separate document which defines how such
   exchanges are split in several messages.  [EDNOTE: Confirm ML-KEM-768
   fits the MTU with captures, otherwise recommend against ML-KE-768 in
   IKE_FOLLOWUP_KE as well.] [ EDNOTE: Consider adding ML-KEM-512 which
   would fit in one packet. ]





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   Although, this document focuses on using ML-KEM as the second key
   exchange in a PQ/T Hybrid KEM
   [I-D.ietf-pquip-pqt-hybrid-terminology-02] scenario, ML-KEM-768 Key
   Exchange Method identifier TBD36 MAY be used in IKE_SA_INIT as a
   quantum-resistant-only key exchange because the encapsulation key is
   1184 bytes, which assuming an additional 250 bytes of IKE header
   data, can fit in typical network MTUs of 1500 bytes.  [EDNOTE:
   Confirm it fits the MTU with captures.]  ML-KEM-1024 Key Exchange
   Method identifier TBD37 SHOULD NOT be used in IKE_SA_INIT messages
   which could exceed typical network MTUs and cannot be IKEv2
   fragmented. [ EDNOTE: Consider adding ML-KEM-512 which would fit in
   one packet. ]

2.2.  Key Exchange Payload

   HDR, the IKE header, of the IKE_INTERMEDIATE messages carrying the
   ML-KEM key exchange has a Next Payload value of 34 (Key Exchange),
   Exchange Type of 43 (IKE_INTERMEDIATE) and Message ID of 1 assuming
   this is the first additional key exchange (ADDKE1).  For
   IKE_FOLLOWUP_KE messages carrying the ML-KEM key exchange, the
   Exchange Type would be 44 (IKE_FOLLOWUP_KE).

   The IKE_INTERMEDIATE or IKE_FOLLOWUP_KE payload is shown below as
   defined in Section 3.4 of [RFC7296]:

                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Next Payload  |C|  RESERVED   |         Payload Length        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Key Exchange Method Num    |           RESERVED             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       Key Exchange Data                       ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   *  Payload Length: The ML-KEM-768 public key is 1184 bytes, so the
      Payload Length field from the initiator would be 1192.  The ML-
      KEM-768 ciphertext is 1088 bytes, so the Payload Length from the
      responder would be 1096.  The ML-KEM-1024 public key is 1568
      bytes, so the Payload Length field from the initiator would be
      1576.  The ML-KEM-1024 ciphertext is 1568 bytes, so the Payload
      Length from the responder would be 1576. [ EDNOTE: Consider adding
      ML-KEM-512 which would fit in one packet. ]






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   *  The Key Exchange Method Num identifier is TBD36 for ML-KEM-768 or
      TBD37 for ML-KEM-1024. [ EDNOTE: Consider adding ML-KEM-512 which
      would fit in one packet. ]

   *  The Key Exchange Data is the 1184 or 1568 octets of the ML-KEM-768
      or ML-KEM-1024 public key respectively for the message from the
      initiator.  The response from the responder is 1088 or 1568 octets
      as the size of the ML-KEM-768 or ML-KEM-1024 ciphertexts
      respectively. [ EDNOTE: Consider adding ML-KEM-512 which would fit
      in one packet. ]

2.3.  Recipient Tests

   Receiving and handling of malformed ML-KEM public key or ciphertext
   MUST follow the input validation described in [FIPS203]. [ EDNOTE:
   Reference normatively the ratified version
   [I-D.draft-cfrg-schwabe-kyber-04] if it is ever ratified.  Otherwise
   keep a normative reference of [FIPS203]. ] In particular, entities
   receiving the ML-KEM public key to encapsulate to MUST perform the
   type and modulus checks in Sections 6.1 of [FIPS203] and reject the
   ML-KEM public key, if malformed.  Entities receiving an ML-KEM
   ciphertext for decapsulation MUST perform the ciphertext and
   decapsulation key type checks in Section 6.2 of [FIPS203] and reject
   the ciphertext or key, if malformed. [ EDNOTE: Reference normatively
   the ratified version [I-D.draft-cfrg-schwabe-kyber-04] if it is ever
   ratified.  Otherwise keep a normative reference of [FIPS203]. ] These
   checks could be performed separately before performing the
   encapsulation or decapsulation steps or be part of them.

   Note that during decapsulation, ML-KEM uses implicit rejection which
   leads the decapsulating entity to implicitly reject the decapsulated
   shared secret by setting it to a hash of the ciphertext together with
   a random value stored in the ML-KEM secret when the re-encrypted
   shared secret does not match the original one. [ EDNOTE: Confirm
   implicit rejection is still used after [FIPS203] is ratified or
   change this paragraph. ]

3.  Security Considerations

   All security considerations from [RFC9242] and [RFC9370] apply to the
   ML-KEM exchanges described in this specification.

   The ML-KEM public key generated by the initiator and the ciphertext
   generated by the responder use randomness (usually a seed) which must
   be independent of any other random seed used in the IKEv2
   negotiation.  For example, at the initiator, the ML-KEM and (EC)DH
   keypairs used in a PQ/T Hybrid key exchange should not be generated
   from the same seed.



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   Although ML-KEM is IND-CCA2 secure, reusing the same ML-KEM keypair
   does not offer forward secrecy.  The initiator should generate a new
   ML-KEM keypair with every ML-KEM key exchange.

4.  IANA Considerations

   IANA is requested to assign two values for the names "mlkem-768" and
   "mlkem-1024" in the IKEv2 "Transform Type 4 - Key Exchange Method
   Transform IDs" and has listed this document as the reference.  The
   Recipient Tests field should also point to this document:

   +=========+============+========+===============+==================+
   | Number  | Name       | Status | Recipient     | Reference        |
   |         |            |        | Tests         |                  |
   +=========+============+========+===============+==================+
   | TBD35   | mlkem-512  |        | [TBD, this    | [TBD, this       |
   |         |            |        | draft,        | draft] [ EDNOTE: |
   |         |            |        | Section 2.3], | Consider adding  |
   |         |            |        |               | ML-KEM-512. ]    |
   +---------+------------+--------+---------------+------------------+
   | TBD36   | mlkem-768  |        | [TBD, this    | [TBD, this       |
   |         |            |        | draft,        | draft]           |
   |         |            |        | Section 2.3], |                  |
   +---------+------------+--------+---------------+------------------+
   | TBD37   | mlkem-1024 |        | [TBD, this    | [TBD, this       |
   |         |            |        | draft,        | draft]           |
   |         |            |        | Section 2.3], |                  |
   +---------+------------+--------+---------------+------------------+
   | 37-1023 | Unassigned |        |               |                  |
   +---------+------------+--------+---------------+------------------+

      Table 1: Updates to the IANA "Transform Type 4 - Key Exchange
                       Method Transform IDs" table

5.  References

5.1.  Normative References

   [FIPS203]  "*** BROKEN REFERENCE ***".

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.







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   [RFC7296]  Kaufman, C., Hoffman, P., Nir, Y., Eronen, P., and T.
              Kivinen, "Internet Key Exchange Protocol Version 2
              (IKEv2)", STD 79, RFC 7296, DOI 10.17487/RFC7296, October
              2014, <https://www.rfc-editor.org/rfc/rfc7296>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

   [RFC9242]  Smyslov, V., "Intermediate Exchange in the Internet Key
              Exchange Protocol Version 2 (IKEv2)", RFC 9242,
              DOI 10.17487/RFC9242, May 2022,
              <https://www.rfc-editor.org/rfc/rfc9242>.

   [RFC9370]  Tjhai, CJ., Tomlinson, M., Bartlett, G., Fluhrer, S., Van
              Geest, D., Garcia-Morchon, O., and V. Smyslov, "Multiple
              Key Exchanges in the Internet Key Exchange Protocol
              Version 2 (IKEv2)", RFC 9370, DOI 10.17487/RFC9370, May
              2023, <https://www.rfc-editor.org/rfc/rfc9370>.

5.2.  Informative References

   [FIPS203-ipd]
              National Institute of Standards and Technology (NIST),
              "Module-Lattice-based Key-Encapsulation Mechanism
              Standard", NIST Federal Information Processing Standards,
              24 August 2023, <https://nvlpubs.nist.gov/nistpubs/FIPS/
              NIST.FIPS.203.ipd.pdf>.

   [I-D.draft-cfrg-schwabe-kyber-04]
              Schwabe, P. and B. Westerbaan, "Kyber Post-Quantum KEM",
              Work in Progress, Internet-Draft, draft-cfrg-schwabe-
              kyber-04, 2 January 2024,
              <https://datatracker.ietf.org/doc/html/draft-cfrg-schwabe-
              kyber-04>.

   [I-D.ietf-pquip-pqt-hybrid-terminology-02]
              D, F., "Terminology for Post-Quantum Traditional Hybrid
              Schemes", Work in Progress, Internet-Draft, draft-ietf-
              pquip-pqt-hybrid-terminology-02, 2 February 2024,
              <https://datatracker.ietf.org/doc/html/draft-ietf-pquip-
              pqt-hybrid-terminology-02>.

   [NIST-PQ]  National Institute of Standards and Technology (NIST),
              "Post-Quantum Cryptography",
              https://csrc.nist.gov/projects/post-quantum-cryptography .





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   [RFC7383]  Smyslov, V., "Internet Key Exchange Protocol Version 2
              (IKEv2) Message Fragmentation", RFC 7383,
              DOI 10.17487/RFC7383, November 2014,
              <https://www.rfc-editor.org/rfc/rfc7383>.

   [RFC8784]  Fluhrer, S., Kampanakis, P., McGrew, D., and V. Smyslov,
              "Mixing Preshared Keys in the Internet Key Exchange
              Protocol Version 2 (IKEv2) for Post-quantum Security",
              RFC 8784, DOI 10.17487/RFC8784, June 2020,
              <https://www.rfc-editor.org/rfc/rfc8784>.

Acknowledgments

   The authors would like to thank Valery Smyslov, Graham Bartlett,
   Scott Fluhrer, Ben S, and Leonie Bruckert for their valuable
   feedback.

Authors' Addresses

   Panos Kampanakis
   Amazon Web Services
   Email: kpanos@amazon.com


   Gerardo Ravago
   Amazon Web Services
   Email: gcr@amazon.com
























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