Internet DRAFT - draft-lear-iab-itat-report
draft-lear-iab-itat-report
Network Working Group E. Lear, Ed.
Internet-Draft Cisco Systems GmbH
Intended status: Informational March 01, 2014
Expires: September 02, 2014
Internet Technology Adoption and Transition
draft-lear-iab-itat-report-00
Abstract
The Internet Technology Adoption and Transition (ITAT) Workshop took
place on December 4th and 5th of 2013. The focus of the workshop was
on models to facilitate adoption of Internet protocols, with
particular emphasis at the waist of the hourglass. This report
summarizes contributions and discussions. As the topics were wide
ranging, there is no single set of recommendations for IETF
participants to pursue at this time. Instead, in the classic sense
of early research, we note areas that deserve further exploration.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
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This Internet-Draft will expire on September 02, 2014.
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include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Organization of This Report . . . . . . . . . . . . . . . 3
2. Motivations and Review of Existing Work . . . . . . . . . . . 4
3. Economics of Protocol Adoption . . . . . . . . . . . . . . . 5
3.1. When can bundling help adoption of network
technologies or services? . . . . . . . . . . . . . . . . 5
3.2. Internet Protocol Adoption: Learning from Bitcoin . . . . 5
3.3. Long term strategy for a successful deployment of
DNSSEC - on all levels . . . . . . . . . . . . . . . . . 6
3.4. Framework for analyzing feasibility of Internet
protocols . . . . . . . . . . . . . . . . . . . . . . . . 6
3.5. Best Effort Service as a Deployment Success Factor . . . 7
4. Innovative / Out There Models . . . . . . . . . . . . . . . . 7
4.1. On the Complexity of Designed Systems (and its effect
on protocol deployment) . . . . . . . . . . . . . . . . . 7
4.2. Managing Diversity to Manage Technological
Transition . . . . . . . . . . . . . . . . . . . . . . . 8
4.3. On Economic Models of Network Technology Adoption,
Design, and Viability . . . . . . . . . . . . . . . . . . 8
5. Making Standards Better . . . . . . . . . . . . . . . . . . . 8
5.1. Standards: A love/hate relationship with patents . . . . 8
5.2. Bridge Networking Research and Internet
Standardization: Case Study on Mobile Traffic
Offloading and IPv6 Transition Technologies . . . . . . . 9
5.3. An Internet Architecture for the Challenged . . . . . . . 9
6. Other Challenges and Approaches . . . . . . . . . . . . . . . 9
6.1. Resilience of the commons: routing security . . . . . . . 10
6.2. Getting to the next version of TLS . . . . . . . . . . . 10
7. Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . 10
7.1. Work for the IAB and the IETF . . . . . . . . . . . . . . 11
7.2. Potential for the Internet Research Task Force . . . . . 11
7.3. Opportunities For others . . . . . . . . . . . . . . . . 11
8. Security Considerations . . . . . . . . . . . . . . . . . . . 12
9. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 12
10. Attendees . . . . . . . . . . . . . . . . . . . . . . . . . . 12
11. References . . . . . . . . . . . . . . . . . . . . . . . . . 12
11.1. Normative References . . . . . . . . . . . . . . . . . . 12
11.2. Informative References . . . . . . . . . . . . . . . . . 13
Appendix A. Changes . . . . . . . . . . . . . . . . . . . . . . 14
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 14
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1. Introduction
[Ed: this is adapted from our call for papers.]
The Internet is a complex ecosystem that encompasses all aspects of
society. At its heart is a protocol stack with an hourglass shape,
and IP at its center. Recent research points to possible
explanations for the success of such a design and for the significant
challenges that arise when trying to evolve or change its middle
section, e.g., as partially evident in the difficulties encountered
by IPv6. We have a number of other key examples to consider,
including the next generation of HTTP and WebRTC. The eventual
success of many if not all of these protocols will largely depend on
our understanding of not only what features and design principles
contribute lasting value, but also on how (initial) deployment
strategies can succeed in unlocking that value to foster protocol
adoption. The latter is particularly important in that most if not
all Internet protocols exhibit significant externalities that create
strong barriers to adoption, especially in the presence of a well-
established incumbent. Taking into account RFC 5218 on what makes a
protocol successful, this workshop sought to explore how the complex
interactions of protocols design and deployment affect their success.
One of the workshop's goals was, therefore, to encourage discussions
to develop an understanding of what makes protocol designs successful
not only in meeting initial design goals but more importantly in
their ability to evolve as these goals and the available technology
change. Another equally important goal was to develop protocol
deployment strategies that ensure that new features can rapidly gain
enough of a foothold to ultimately realize broad adoption. Such
strategies must be informed by both operational considerations and
economic factors.
Participants this workshop consisted of operators, researchers from
the fields of computer science and economics, as well as engineers.
Contributions were wide ranging. As such, this report makes few if
any recommendations for the IETF to consider, although there are
some.
1.1. Organization of This Report
This report records our discussions. At the end of the workshop we
reviewed potential follow-up items. These will be highlighted at
each point during the report, and a summary is given at the end.
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Section 2 discusses the economics of protocol adoption. Section 3
delves into an examination of recent operational challenges and some
success stories. Section 4 examines different views of success
factors. Finally section 5 summarizes views of the participants, and
identifies a few key insights.
2. Motivations and Review of Existing Work
Our workshop began with an introduct that asks the question: is the
neck of the Internet hourglass closed for business? We have numerous
instances where progress has been slow, the three biggest that come
to mind being IPv6 [RFC2480], SCTP [RFC4960], and DNSSEC [RFC4034].
The impact of DNSSEC is of particular interest, because it is relied
upon for the delivery of other services, such as DANE [RFC6698] as
well as application discovery mechanisms[refneeded]. Thus slowdown
at the neck of the glass can have an impact closer to the lip.
Even when we consider the classic neck of the hourglass to be IP and
transport layers, it was suggested that the hourglass might extend as
high as the application layer.
______________________
\ /
\ Applications /
\ /
\ /
\ /
\__________/
| HTTP(s)| Has the neck moved?
|________|
/ \
/ TCP/IP \
/______________\
/ MPLS/ \
/ Framing \
/____________________\
/ Physical \
/________________________\
This idea was rebutted by the argument that protocols do continue to
evolve, that protocols like SMTP and IMAP in the applications space
have continued to evolve, as has the transport layer.
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We moved on to a review of [RFC5218] which discusses protocol success
factors. This work was presented in an IETF plenary some time ago,
and was the basis for this ongoing work. There were two clear
outcomes from the discussion. The first was that successive Internet
Architecture Boards should review and consider that document in the
context of evaluating birds of a feather (BoF) session proposals at
the IETF, so that any working group proposal is carefully crafted to
address a specific design space and provide positive net value.
Another aspect was to continue work on tracking the value specific
works in terms of success, wild success, or failure. On that last
point, failure remains difficult to judge, particularly at the neck
of the hourglass.
3. Economics of Protocol Adoption
Several papers were submitted that looked at economic aspects of
protocol adoption.
3.1. When can bundling help adoption of network technologies or
services?
Economics of bundling is a long studied field, but not as applied to
protocols. It is relevant to the IETF and inherent to two key
notions: layering and "mandatory to implement". Two current examples
include DANE atop DNSSEC and WebRTC atop SCTP. The workshop reviewed
a model [Weber13] that examines the concept that bundling of
technologies can lead to several possible outcomes, which includes
more or less adoption of both. This will depend on a number of
factors, including the costs, benefits, and externalities associated
with adopting each. The work we considered involved two independent
technologies. One question was what happens where one technology
depends on the other. That is directly tied to "mandatory to
implement" discussions within the IETF. That is a matter for follow-
on work. IETF participants can provide researchers anecdotal
experience to help improve models in this area.
3.2. Internet Protocol Adoption: Learning from Bitcoin
We considered an examination of protocol success factors in the
context of Bitcoin[Bohme13]. Here, there were any number of barriers
to success, including adverse press, legal uncertainties, glitches
and breaches, previous failed attempts, and speculative attacks,
amongst others. Bitcoin has thusfar overcome these barriers thanks
to several key factors:
o First, there is a built-in reward system for early adopters.
Participants are monetarily rewarded at an exponentially declining
rate.
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o There exist exchanges or conversion mechanisms to directly convert
bitcoin to other currencies.
o Finally, there is some store fo value in the currency itself.
The first two of these factors may be transferrable to other
approaches. That is- one key protocol success factor is direct
benefit to the participant. Another key protocol success factor is
ability to interface with other systems for mutual benefit.
A key message from this presentation is that if a protocol imposes
externalities or costs on other systems, find a means to establish
incentives for those other players for implementation. As it
happened we had a limited example of how to do this that is directly
relevant to the IETF.
3.3. Long term strategy for a successful deployment of DNSSEC - on all
levels
We reviewed the approach Sweden's .SE registry has taken to improving
deployment of DNSSEC[Lowinder13]. .SE has roughly 1.5 million
domains. IIS manages the ccTLD. They made the decision to encourage
deployment of DNSSEC within .SE. They began by understanding who
their stakeholders were, and examined financial, legal, and technical
aspects to deployment. As they began their rollout, they charged
extra for DNSSEC. As they put it, this didn't work very well.
They went on to fund development of OpenDNSSEC to remove technical
barriers to deployment at end sites, noting that tooling was lacking
in this area. Even with this development, more tooling is necessary,
as they point out a need for APIs between the signing zone and the
registrar.
To further encourage deployment, the government of Sweden provided
financial incentives to communities to see that their domains were
signed. .SE further provided an incentive to registrars to see that
their domains were signed. In summary, .SE examined all the players
and provided incentives for each to participate.
The workshop discussed whether or not this model could be applied to
other domains. .SE was in a position to effectively subsidize DNS
deployment because of their ability to set prices. This may be
appropriate for certain other top level domains, but it was pointed
out that the margins of other domains do not allow for a cost
reduction to be passed on at this point in time.
3.4. Framework for analyzing feasibility of Internet protocols
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One of the goals of the workshop was to provide ways to determine
when work in the IETF was likely to lead to adoption. We considered
an interative approach that combines value net analysis, deployment
environment analysis, and technical architecture analysis that leads
to feasibility and solution analysis[Leva13]. This work provided an
alternative to RFC 5218 that had many points in common. The case
study examined was that of MPTCP. Various deployment challenges were
observed. First and foremost, increasing bandwidth within the
network seems to decrease attractiveness of MPTCP. Second, the
benefit/cost tradeoff by vendors was not considered attractive.
Third, not all parties may agree on the benefits.
Solutions analysis suggested five separate approaches to improve
deployment, including open source, lobbying of various implementors,
proxy deployment, and implementation by parties where they own both
ends of a connection.
3.5. Best Effort Service as a Deployment Success Factor
When given the choice between vanilla and chocolate, why not choose
both? We considered an approach that became a recurring theme
throughout the workshop, which was to examine when it was necessary
to make a choice between technologies, but rather to implement
multiple mechanisms to achieve adoption[Welzl13]. The workshop
discussed the case of Skype, where it will use the best available
transport mechanism to improve communication between clients, rather
than to tie fate to any specific transport. The argument goes that
such an approach provides a means to introduce new transports such as
SCTP. This would be an adaptation of "Happy Eyeballs" [RFC6555].
4. Innovative / Out There Models
There were several approaches presented that examined how we look at
protocol adoption.
4.1. On the Complexity of Designed Systems (and its effect on protocol
deployment)
We reviewed a comparison between the hourglass model and what systems
biologists might call the bowtie model[Meyer13]. The crux of this
comparison is that both rely on certain building blocks to accomplish
a certain end. In the case of our hourglass model, IP sits notably
in the center, whereas in the case of systems biology, as adenosine
triphosphate (ATP) is the means by which all organisms convert
nutrients to usable energy.
We also examined the notion of "robust yet fragile", which examines
the balance between the cost of implementing robust systems versus
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their value. That is, highly efficient systems can might prove
fragile in the face of failure or hard to evolve.
The key question asked during this presentation was how we could
apply what has been learned in systems biology or what do the
findings reduce to for engineers? The answer was that more work is
needed. The discussion highlighted the complexity of the Internet in
terms of predicting network behavior. As such, one promising area to
examine may be that of network management.
4.2. Managing Diversity to Manage Technological Transition
We considered the difference between planned versus unplanned
technology transitions[Kohno13]. They examined several transitions
at the link, IP, and application layers in Japan. One key claim in
the study is that there is a phase difference in the diversity trend
between each layer. The statistics presented show that indeed HTTP
is the predominant substrate for other applications. Another point
made was that "natural selection" is a strong means to determine
technology.
Along these lines there were two papers submitted that examined the
formation and changes to the hourglass in the context of evolutionary
economics. Unfortunately the presentor was unable to attend due to
illness. The work was discussed at the workshop, and there were
different points of views as to the approach.
4.3. On Economic Models of Network Technology Adoption, Design, and
Viability
We considered how network protocol capabilities enable certain sorts
of services that are beneficial to consumers and service providers.
This model looks at smart data pricing (SDP) in which some behavior
is desired and rewarded through a pricing model.[Sen13] The example
given was use of time-dependent pricing (TDP) and demonstrated how a
service provider was able to load shift traffic to off-peek periods.
Explict Congestion Notification (ECN) and RADIUS were used by the
project alongside a simple GUI. This sort of work may prove useful
to service providers as caching models evolve over time. The
question within the room is how will protocol developers consider
these sorts of requirements.
5. Making Standards Better
There were several papers that focused on how standards are produced.
5.1. Standards: A love/hate relationship with patents
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One of the biggest barriers to deployment is that of the unseen
patent by the non-practicing entity (NPE).[Lear13] While this problem
is relatively well understood by the industry, the discussion looked
at patents as a means to improve interoperability. Those who hold
patents have the ability to license them in such a way that a single
approach is the result.
5.2. Bridge Networking Research and Internet Standardization: Case
Study on Mobile Traffic Offloading and IPv6 Transition
Technologies
Not for the first time there was a presentation and discussion about
the gap between the research community and standards organizations.
Two cases were examined: mobile offloading and IPv6 transition
technologies.[Ding13] In the case of mobile offloading, a mechanism
was examined that required understanding of both 3GPP and IETF
standards. Resistance in both organizations was encountered. In the
3GPP, the problem was that the organization already had an offloading
model in play. In the IETF, the problem was a lack of understanding
of the interdisciplinary space. The researchers noted that in the
case of the IETF, they may have taken the wrong tact by having jumped
into the solution without having fully explained the problem they
were trying to solve. In the case of IPv6 transition technologies
researchers encountered a crowded field and not much appetite for new
transition technologies.
The workshop discussed whether the standards arena is the best venue
or measurement of success for researchers. The IRTF is meant to
bridge academic research and the IETF. As we will discuss below,
several avenues for continued dialog are contemplated.
5.3. An Internet Architecture for the Challenged
We held a very provocative discussion about whether the existing
Internet architecture serves the broadest set of needs. Three
specific aspects were examined: geographic, technical, and socio-
economic. Researchers presented an alternative hourglass or protocol
architecture known as Lowest Common Denominator Networking (LCDNet)
that re-examines some of the base assumptions of the existing
architecture, including its "always on" nature.[Sathiaseelan13]
The workshop questioned many of the baseline assumptions of the
researchers. In part this may have been due to constrained
discussion time on the topic, where a fuller explanation was
warranted.
6. Other Challenges and Approaches
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We held a number of other discussions about different approaches to
technology adoption. We should highlight that a number of papers
were transmitted to the workshop on routing security, two of which
were not possible to present.
6.1. Resilience of the commons: routing security
We discussed a presentation on the tragedy of the commons in the
context of global inter-domain routing[Robachevsky13]. The "Internet
Commons" is a collection of networks that we depend on but do not
control. The main threat to the commons in the context of BGP is
routing pollution, or unwanted or unnecessary routing entries. The
Internet Society has been working with service providers to improve
resiliency by driving a common understanding of both problem and
solution space, and developing a shared view with regard to risk and
benefits, with the idea being that there would be those who would
engage in reciprocal cooperation with the hopes that others would do
similarly in order to break the tragedy.
What was notable in discussion was that there was no magic bullet to
addressing the resiliency issue, and that this was a matter of
clearly identifying the key players and convincing them that their
incentives were aligned. It also involved developing approaches to
measure resiliency.
6.2. Getting to the next version of TLS
Originally the workshop had planned to look at the question of
whether we could mandate stronger security. This evolved into a
discussion about getting to the next version of Transport Layer
Security (TLS), and what challenges lie ahead. It was pointed out
that there were still many old versions of TLS in existence today,
due to many old implementations. In particular, it was pointed out
that a substantial amount of traffic is still encrypted using triple
DES.
One concern about the next generation is that perfect could become
the enemy of good. Another point that was made was that perhaps a
testing platform might help interoperability. Finally, there was
some discussion about how new versions of TLS get promoted.
7. Outcomes
This wide ranging workshop discussed many aspects that go to the
success or failure of the work of the IETF. While there is no single
silver bullet that we can point to for making a protocol successful,
the workshop did discuss a number of outcomes and potential next
steps.
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7.1. Work for the IAB and the IETF
The IAB's role in working group formation consists of providing
guidance to the IESG on which birds of a feather sessions should be
held, review of proposed working group charters, and shepherding some
work so that it can reach a suitable stage for standardization. In
each of these stages the IAB has an opportunity to apply the lessons
of RFC 5218, as well as other work such as the notion of bundling
choices, when members give advice.
In addition to working group creation, the IAB has an opportunity to
track and present protocol success stories, either through wikis or
through discussion at plenary sessions. For instance, there is much
interest at the moment of this report in Bitcoin, its success, and
what parallels and lessons can be drawn. Specifically it would be
useful to track examples of first mover advantages.
Finally, one area that the IETF may wish to consider, relating
specifically to DNSSEC, as raised by our speakers was standardization
of the provisioning interface of DNSSEC (DS keys) between parent and
child zone. Contributions in this area would be welcome.
7.2. Potential for the Internet Research Task Force
There are at least two possible activities that the IRTF might wish
to consider. The first would be a research group that considers
protocol alternatives and recommendations that might be useful in
areas where environments are constrained, due to bandwidth or other
resources. Such a group has already been proposed, in fact.
The second possibility is a more general group that focuses on
economic considerations relating to Internet protocol design. In
particular there were a number of areas that were presented to the
working group that deserve further investigation, and could use
collaboration between researchers, engineers, and operators. Two
examples include work on bundling as well as systems biology.
7.3. Opportunities For others
Incentive models often involve many different players. As we
considered work in the workshop, our partners such as ICANN, and the
RIRs can continue to play a role in encouraging deployment of
protocols through their policies. Their members can also participate
in any activity of the IRTF that is related to this work.
Specifically, RIRs have a specific role to play in encouraging
security fo the routing system, and ICANN has a specific role to play
in securing the domain name service.
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The suggestion was made that the IETF working groups could leverage
graduate students in many Universities around the world in helping
review documents (drafts, RFCs etc). This would serve as a source of
education in real world processes to students, and would engage the
research community in IETF processes more thoroughly, as well as
providing a scale-out resource for handling the IETF review workload.
Several attendees who have such students were prepared to try this
out.
8. Security Considerations
This document does not discuss a protocol. Security for the workshop
itself was excellent.
9. Acknowledgments
The IAB would like to thank the program committee, who consisted of
Roch Guerin, Constantine Dovrolis, Hannes Tschofenig, Joel Halpern,
Eliot Lear, and Richard Clayton.
A special debt of gratitude is owed to our hosts, Ross Anderson and
Richard Clayton for arranging an excellent venue for our discussions.
10. Attendees
The following people attended the ITAT workshop:
Aaron Yi Ding, Adrian Farrel, Andrei Robachevzsky, Arjuna
Sathiaseelan, Bjoern Zeeb, Dave Meyer, Dave Thaler, Dongting Yu,
Eliot Lear, Elwyn Davies, Erik Nordmark?, Hannes Tschofenig, Joel
Halpern, Jon Crowcroft, Lars Eggert, Martin Stiemerling?, Michael
Welzl, Michiel Leenaars, Miyo Kohno, Rainer Bohme, Richard Clayton,
Roch Guerin, Ross Anderson, Russ Housley, Sam Smith, Sean Turner,
Soumya Sen, Spencer Dawkins, Steven Weber, Tapio Levae, Toby
Moncaster, Tony Finch
11. References
11.1. Normative References
[RFC5218] Thaler, D. and B. Aboba, "What Makes For a Successful
Protocol?", RFC 5218, July 2008.
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11.2. Informative References
[Bohme13] Bohme, R., "Internet Protocol Adoption: Learning from
Bitcoin", December 2013.
[Ding13] Yi Ding, A., Korhonen, J., Savolainen, T., Kojo, M.,
Tarkoma, S., and J. Crowcroft, "Bridge Networking Research
and Internet Standardization: Case Study on Mobile Traffic
Offloading and IPv6 Transition Technologies", December
2013.
[Kohno13] Kohno, M., Asaba, T., and F. Baker, "Managing Diversity to
Manage Technological Transition", December 2013.
[Lear13] Lear, E. and D. Mohlenhoff, "Standards: a love/hate
relationship with patents", December 2013.
[Leva13] Leva, T. and H. Soumi, "Framework for analyzing
feasibility of Internet protocols", December 2013.
[Lowinder13]
Eklund Lowinder, A.M. and P. Wallstrom, "Long term
strategy for a successful deployment of DNSSEC - on all
levels", December 2013.
[Meyer13] Meyer, D. M., "On the Complexity of Engineered Systems
(and its effect on protocol deployment)", December 2013.
[RFC2480] Freed, N., "Gateways and MIME Security Multiparts", RFC
2480, January 1999.
[RFC4034] Arends, R., Austein, R., Larson, M., Massey, D., and S.
Rose, "Resource Records for the DNS Security Extensions",
RFC 4034, March 2005.
[RFC4960] Stewart, R., "Stream Control Transmission Protocol", RFC
4960, September 2007.
[RFC6555] Wing, D. and A. Yourtchenko, "Happy Eyeballs: Success with
Dual-Stack Hosts", RFC 6555, April 2012.
[RFC6698] Hoffman, P. and J. Schlyter, "The DNS-Based Authentication
of Named Entities (DANE) Transport Layer Security (TLS)
Protocol: TLSA", RFC 6698, August 2012.
[Robachevsky13]
Robachevsky, A., "Resilience of the commons: routing
security", December 2013.
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[Sathiaseelan13]
Sathiaseelan, A., Trossen, D., Komnios, I., Ott, J., and
J. Crowcroft, "An Internet Architecture for the
Challenged", December 2013.
[Sen13] Sen, S., "On Economic Models of Network Technology
Adoption, Design, and Viability", December 2013.
[Weber13] Weber, S., Guerin, R., and J. C. Oliveira, "When can
bundling help adoption of network technologies or
services?", December 2013.
[Welzl13] Welzl, M., "The "best effort" service as a deployment
success factor", December 2013.
Appendix A. Changes
This section to be removed prior to publication.
o 00 Initial Revision.
Author's Address
Eliot Lear (editor)
Cisco Systems GmbH
Richtistrasse 7
Wallisellen, ZH CH-8304
Switzerland
Phone: +41 44 878 9200
Email: lear@cisco.com
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