Internet DRAFT - draft-rose-pop3-whatever

draft-rose-pop3-whatever




Draft                             POP3                            Apr 93


		      Post Office Protocol - Version 3

			  Sat Apr  3 16:22:22 1993

			      Marshall T. Rose
			Dover Beach Consulting, Inc.
			   mrose@dbc.mtview.ca.us


Status of this Memo

          This document is an Internet Draft.  Internet Drafts are
          working documents of the Internet Engineering Task Force
          (IETF), its Areas, and its Working Groups.  Note that other
          groups may also distribute working documents as Internet
          Drafts.

          Internet Drafts are valid for a maximum of six months and may
          be updated, replaced, or obsoleted by other documents at any
          time.  It is inappropriate to use Internet Drafts as reference
          material or to cite them other than as a "work in progress".


Overview

   This memo is a PROPOSED revision to RFC 1460, a draft standard.  It
   makes the following changes from that document:

	- removed text regarding "split-UA model", which didn't add anything
	  to the understanding of POP;

	- clarified syntax of commands, keywords, and arguments;

        - removed "across-session" semantics of "highest number accessed",
	  which no one implemented (or even pretended to);

	- fixed typo in example of TOP command; and,

        - added warning regarding length of shared secrets with APOP.



1. Introduction

   On certain types of smaller nodes in the Internet it is often
   impractical to maintain a message transport system (MTS).  For
   example, a workstation may not have sufficient resources (cycles,
   disk space) in order to permit a SMTP server [RFC821] and associated local
   mail delivery system to be kept resident and continuously running.


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   Similarly, it may be expensive (or impossible) to keep a personal
   computer interconnected to an IP-style network for long amounts of
   time (the node is lacking the resource known as "connectivity").

   Despite this, it is often very useful to be able to manage mail on
   these smaller nodes, and they often support a user agent (UA) to aid
   the tasks of mail handling.  To solve this problem, a node which can
   support an MTS entity offers a maildrop service to these less endowed
   nodes.  The Post Office Protocol - Version 3 (POP3) is intended to
   permit a workstation to dynamically access a maildrop on a server
   host in a useful fashion.  Usually, this means that the POP3 is used
   to allow a workstation to retrieve mail that the server is holding
   for it.

   For the remainder of this memo, the term "client host" refers to a
   host making use of the POP3 service, while the term "server host"
   refers to a host which offers the POP3 service.


2. A Short Digression

   This memo does not specify how a client host enters mail into the
   transport system, although a method consistent with the philosophy of
   this memo is presented here:

      When the user agent on a client host wishes to enter a message
      into the transport system, it establishes an SMTP connection to
      its relay host (this relay host could be, but need not be, the
      POP3 server host for the client host).

   If this method is followed, then the client host appears to the MTS
   as a user agent, and should NOT be regarded as a "trusted" MTS entity
   in any sense whatsoever.


















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3. Basic Operation

   Initially, the server host starts the POP3 service by listening on
   TCP port 110.  When a client host wishes to make use of the service,
   it establishes a TCP connection with the server host.  When the
   connection is established, the POP3 server sends a greeting.  The
   client and POP3 server then exchange commands and responses
   (respectively) until the connection is closed or aborted.

   Commands in the POP3 consist of a keyword possibly followed by an
   argument.  All commands are terminated by a CRLF pair.  Keywords and
   arguments consist of printable ASCII characters separated by whitespace
   (one or more consecutive SPACE and/or TAB characters).  Keywords are
   4 characters long, whilst each argument may be upto 40 characters long.

   Responses in the POP3 consist of a success indicator and a keyword
   possibly followed by additional information.  All responses are
   terminated by a CRLF pair.  There are currently two success
   indicators: positive ("+OK") and negative ("-ERR").

   Responses to certain commands are multi-line.  In these cases, which
   are clearly indicated below, after sending the first line of the
   response and a CRLF, any additional lines are sent, each terminated
   by a CRLF pair.  When all lines of the response have been sent, a
   final line is sent, consisting of a termination octet (decimal code
   046, ".") and a CRLF pair.  If any line of the multi-line response
   begins with the termination octet, the line is "byte-stuffed" by
   pre-pending the termination octet to that line of the response.
   Hence a multi-line response is terminated with the five octets
   "CRLF.CRLF".  When examining a multi-line response, the client checks
   to see if the line begins with the termination octet.  If so and if
   octets other than CRLF follow, the the first octet of the line (the
   termination octet) is stripped away.  If so and if CRLF immediately
   follows the termination character, then the response from the POP
   server is ended and the line containing ".CRLF" is not considered
   part of the multi-line response.

   A POP3 session progresses through a number of states during its
   lifetime.  Once the TCP connection has been opened and the POP3
   server has sent the greeting, the session enters the AUTHORIZATION
   state.  In this state, the client must identify itself to the POP3
   server.  Once the client has successfully done this, the server
   acquires resources associated with the client's maildrop, and the
   session enters the TRANSACTION state.  In this state, the client
   requests actions on the part of the POP3 server.  When the client has
   finished its transactions, the session enters the UPDATE state.  In
   this state, the POP3 server releases any resources acquired during
   the TRANSACTION state and says goodbye.  The TCP connection is then
   closed.


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4. The AUTHORIZATION State

   Once the TCP connection has been opened by a POP3 client, the POP3
   server issues a one line greeting.  This can be any string terminated
   by CRLF.  An example might be:

      S.  +OK POP3 server ready

   Note that this greeting is a POP3 reply.  The POP3 server should
   always give a positive response as the greeting.

   The POP3 session is now in the AUTHORIZATION state.  The client must
   now issue the USER command.  If the POP3 server responds with a
   positive success indicator ("+OK"), then the client may issue either
   the PASS command to complete the authorization, or the QUIT command
   to terminate the POP3 session.  If the POP3 server responds with a
   negative success indicator ("-ERR") to the USER command, then the
   client may either issue a new USER command or may issue the QUIT
   command.

   When the client issues the PASS command, the POP3 server uses the
   argument pair from the USER and PASS commands to determine if the
   client should be given access to the appropriate maildrop.  If so,
   the POP3 server then acquires an exclusive-access lock on the
   maildrop.  If the lock is successfully acquired, the POP3 server
   parses the maildrop into individual messages (read note below), sets
   the "highest number accessed" to zero, and responds with a positive
   success indicator.  The POP3 session now enters the TRANSACTION state.
   If the lock can not be acquired or the client should is denied access
   to the appropriate maildrop or the maildrop can't be parsed for some
   reason, the POP3 server responds with a negative success indicator.
   (If a lock was acquired but the POP3 server intends to respond with a
   negative success indicator, the POP3 server must release the lock
   prior to rejecting the command.)  At this point, the client may
   either issue a new USER command and start again, or the client may
   issue the QUIT command.

                 NOTE: Minimal implementations of the POP3 need only be
                 able to break a maildrop into its component messages;
                 they need NOT be able to parse individual messages.
                 More advanced implementations may wish to have this
                 capability, for reasons discussed later.

   After the POP3 server has parsed the maildrop into individual
   messages, it assigns a message-id to each message, and notes the size
   of the message in octets.  The first message in the maildrop is
   assigned a message-id of "1", the second is assigned "2", and so on,
   so that the n'th message in a maildrop is assigned a message-id of



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   "n".  In POP3 commands and responses, all message-id's and message
   sizes are expressed in base-10 (i.e., decimal).

   Here are summaries for the three POP3 commands discussed thus far:

           USER name
               Arguments: a string identifying a mailbox (required),
		   which is of signficance ONLY to the server 
               Restrictions: may only be given in the AUTHORIZATION
                   state after the POP3 greeting or after an
                   unsuccessful USER or PASS command
               Possible Responses:
                   +OK name is a valid mailbox
                   -ERR never heard of mailbox name
               Examples:
                   C:    USER mrose
                   S:    +OK mrose is a real hoopy frood
                     ...
                   C:    USER frated
                   S:    -ERR sorry, no mailbox for frated here

           PASS string
               Arguments: a server/mailbox-specific password (required)
               Restrictions: may only be given in the AUTHORIZATION
                   state after a successful USER command
               Possible Responses:
                   +OK maildrop locked and ready
                   -ERR invalid password
                   -ERR unable to lock maildrop
               Examples:
                   C:    USER mrose
                   S:    +OK mrose is a real hoopy frood
                   C:    PASS secret
                   S:    +OK mrose's maildrop has 2 messages (320 octets)
                     ...
                   C:    USER mrose
                   S:    +OK mrose is a real hoopy frood
                   C:    PASS secret
                   S:    -ERR maildrop already locked

           QUIT
               Arguments: none
               Restrictions: none
               Possible Responses:
                   +OK
               Examples:
                   C:    QUIT
                   S:    +OK dewey POP3 server signing off



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5. The TRANSACTION State

   Once the client has successfully identified itself to the POP3 server
   and the POP3 server has locked and burst the appropriate maildrop,
   the POP3 session is now in the TRANSACTION state.  The client may now
   issue any of the following POP3 commands repeatedly.  After each
   command, the POP3 server issues a response.  Eventually, the client
   issues the QUIT command and the POP3 session enters the UPDATE state.

   Here are the POP3 commands valid in the TRANSACTION state:

           STAT
               Arguments: none
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 The POP3 server issues a positive response with a line
                 containing information for the maildrop.  This line is
                 called a "drop listing" for that maildrop.

                 In order to simplify parsing, all POP3 servers are
                 required to use a certain format for drop listings.
                 The first octets present must indicate the number of
                 messages in the maildrop.  Following this is the size
                 of the maildrop in octets.  This memo makes no
                 requirement on what follows the maildrop size.
                 Minimal implementations should just end that line of
                 the response with a CRLF pair.  More advanced
                 implementations may include other information.

                      NOTE: This memo STRONGLY discourages
                      implementations from supplying additional
                      information in the drop listing.  Other,
                      optional, facilities are discussed later on
                      which permit the client to parse the messages
                      in the maildrop.

                 Note that messages marked as deleted are not counted in
                 either total.

               Possible Responses:
                   +OK nn mm
               Examples:
                   C:    STAT
                   S:    +OK 2 320






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           LIST [msg]
               Arguments: a message-id (optional), which, if present,
                   may NOT refer to a message marked as deleted
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 If an argument was given and the POP3 server issues a
                 positive response with a line containing information
                 for that message.  This line is called a "scan listing"
                 for that message.

                 If no argument was given and the POP3 server issues a
                 positive response, then the response given is
                 multi-line.  After the initial +OK, for each message
                 in the maildrop, the POP3 server responds with a line
                 containing information for that message.  This line
                 is called a "scan listing" for that message.

                 In order to simplify parsing, all POP3 servers are
                 required to use a certain format for scan listings.
                 The first octets present must be the message-id of
                 the message.  Following the message-id is the size of
                 the message in octets.  This memo makes no requirement
                 on what follows the message size in the scan listing.
                 Minimal implementations should just end that line of
                 the response with a CRLF pair.  More advanced
                 implementations may include other information, as
                 parsed from the message.

                      NOTE: This memo STRONGLY discourages
                      implementations from supplying additional
                      information in the scan listing.  Other, optional,
                      facilities are discussed later on which permit
                      the client to parse the messages in the maildrop.

                 Note that messages marked as deleted are not listed.

               Possible Responses:
                   +OK scan listing follows
                   -ERR no such message











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               Examples:
                   C:    LIST
                   S:    +OK 2 messages (320 octets)
                   S:    1 120
                   S:    2 200
                   S:    .
                     ...
                   C:    LIST 2
                   S:    +OK 2 200
                     ...
                   C:    LIST 3
                   S:    -ERR no such message, only 2 messages in
                         maildrop

           RETR msg
               Arguments: a message-id (required) which may not refer to
                   a message marked as deleted
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 If the POP3 server issues a positive response, then the
                 response given is multi-line.  After the initial +OK,
                 the POP3 server sends the message corresponding to the
                 given message-id, being careful to byte-stuff the
                 termination character (as with all multi-line
                 responses).

                 If the number associated with this message is higher
                 than the "highest number accessed" in the maildrop, the
                 POP3 server updates the "highest number accessed" to
                 the number associated with this message.

               Possible Responses:
                   +OK message follows
                   -ERR no such message
               Examples:
                   C:    RETR 1
                   S:    +OK 120 octets
                   S:    <the POP3 server sends the entire message here>
                   S:    .











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           DELE msg
               Arguments: a message-id (required) which may not refer to
                   a message marked as deleted
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 The POP3 server marks the message as deleted.  Any
                 future reference to the message-id associated with the
                 message in a POP3 command generates an error.  The POP3
                 server does not actually delete the message until the
                 POP3 session enters the UPDATE state.

                 If the number associated with this message is higher
                 than the "highest number accessed" in the maildrop,
                 the POP3 server updates the "highest number accessed"
                 to the number associated with this message.

               Possible Responses:
                   +OK message deleted
                   -ERR no such message
               Examples:
                   C:    DELE 1
                   S:    +OK message 1 deleted
                     ...
                   C:    DELE 2
                   S:    -ERR message 2 already deleted

           NOOP
               Arguments: none
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 The POP3 server does nothing, it merely replies with a
                 positive response.

               Possible Responses:
                   +OK
               Examples:
                   C:    NOOP
                   S:    +OK











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           LAST
               Arguments: none
               Restrictions: may only be issued in the TRANSACTION state
               Discussion:

                 The POP3 server issues a positive response with a line
                 containing the "highest number accessed".  Zero is
                 returned in case no message in the maildrop has been
                 accessed during previous transactions.  A client may
                 thereafter infer that messages, if any, numbered greater
                 than the response to the LAST command are messages not
                 yet accessed by the client.

             Possible Response:
                   +OK nn

             Examples:
                   C:      STAT
                   S:      +OK 4 320
                   C:      LAST
                   S:      +OK 1
                   C:      RETR 3
                   S:      +OK 120 octets
                   S:      <the POP3 server sends the entire message
                           here>
                   S:      .
                   C:      LAST
                   S:      +OK 3
                   C:      DELE 2
                   S:      +OK message 2 deleted
                   C:      LAST
                   S:      +OK 3
                   C:      RSET
                   S:      +OK
                   C:      LAST
                   S:      +OK 0

           RSET
               Arguments: none
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 If any messages have been marked as deleted by the POP3
                 server, they are unmarked.  The POP3 server then
                 replies with a positive response.  In addition, the
                 "highest number accessed" is also reset to zero.





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               Possible Responses:
                   +OK
               Examples:
                   C:    RSET
                   S:    +OK maildrop has 2 messages (320 octets)


6. The UPDATE State

   When the client issues the QUIT command from the TRANSACTION state,
   the POP3 session enters the UPDATE state.  (Note that if the client
   issues the QUIT command from the AUTHORIZATION state, the POP3
   session terminates but does NOT enter the UPDATE state.)

           QUIT
               Arguments: none
               Restrictions: none
               Discussion:

                 The POP3 server removes all messages marked as deleted
                 from the maildrop.  It then releases the
                 exclusive-access lock on the maildrop and replies as
                 to the success of
                 these operations.  The TCP connection is then closed.

               Possible Responses:
                   +OK
               Examples:
                   C:    QUIT
                   S:    +OK dewey POP3 server signing off (maildrop
                         empty)
                     ...
                   C:    QUIT
                   S:    +OK dewey POP3 server signing off (2 messages
                         left)
                     ...


7. Optional POP3 Commands

   The POP3 commands discussed above must be supported by all minimal
   implementations of POP3 servers.

   The optional POP3 commands described below permit a POP3 client
   greater freedom in message handling, while preserving a simple POP3
   server implementation.





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                 NOTE: This memo STRONGLY encourages implementations to
                 support these commands in lieu of developing augmented
                 drop and scan listings.  In short, the philosophy of
                 this memo is to put intelligence in the part of the
                 POP3 client and not the POP3 server.

           TOP msg n
               Arguments: a message-id (required) which may NOT refer to
                   to a message marked as deleted, and a number
               Restrictions: may only be given in the TRANSACTION state
               Discussion:

                 If the POP3 server issues a positive response, then
                 the response given is multi-line.  After the initial
                 +OK, the POP3 server sends the headers of the message,
                 the blank line separating the headers from the body,
                 and then the number of lines indicated message's body,
                 being careful to byte-stuff the termination character
                 (as with all multi-line responses).

                 Note that if the number of lines requested by the POP3
                 client is greater than than the number of lines in the
                 body, then the POP3 server sends the entire message.

               Possible Responses:
                   +OK top of message follows
                   -ERR no such message
               Examples:
                   C:    TOP 1 10
                   S:    +OK
                   S:    <the POP3 server sends the headers of the
                          message, a blank line, and the first 10 lines
                          of the body of the message>
                   S:    .
                     ...
                   C:    TOP 100
                   S:    -ERR no such message














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           APOP name digest
               Arguments: a string identifying a mailbox and a a digest
		    string (both required)
               Restrictions: may only be given in the AUTHORIZATION
                   state after the POP3 greeting
               Discussion:

                 Normally, each POP3 session starts with a USER/PASS exchange.
                 This results in a server/user-id specific password being sent
                 in the clear on the network.  For intermittent use of POP3,
                 this may not introduce a sizable risk.  However, many POP3
                 client implementations connect to the POP3 server on a regular
                 basis -- to check for new mail.  Further the interval of
                 session initiation may be on the order of five minutes.
                 Hence, the risk of password capture is greatly enhanced.

                 An alternate method of authentication is required which
                 provides for both origin authentication and replay protection,
                 but which does not involve sending a password in the clear
                 over the network.  The APOP command provides this
                 functionality.

                 A POP3 server which implements the APOP command will include a
                 timestamp in its banner greeting.  The syntax of the timestamp
                 corresponds to the `msg-id' in [RFC822], and MUST be different
                 each time the POP3 server issues a banner greeting.  For
                 example, on a UNIX implementation in which a separate UNIX
                 process is used for each instance of a POP3 server, the syntax
                 of the timestamp might be:

                    <process-ID.clock@hostname>

                 where `process-ID' is the decimal value of the process's PID,
                 clock is the decimal value of the system clock, and hostname
                 is the fully-qualified domain-name corresponding to the host
                 where the POP3 server is running.

                 The POP3 client makes note of this timestamp, and then issues
                 the APOP command.  The `name' parameter has identical
		 semantics to the `name' parameter of the USER command. The
		 `digest' parameter is calculated by applying the MD5 algorithm
		 [RFC1321] to a string consisting of the timestamp (including
                 angle-brackets) followed by a shared secret.  This shared
                 secret is a string known only to the POP3 client and server.
  		 Great care should be taken to prevent unauthorized disclosure
		 of the secret, as knowledge of the secret will allow any
                 entity to successfully masquerade as the named user.  The
		 `digest' parameter itself is a 16-octet value which is sent in
                 hexadecimal format, using lower-case ASCII characters.


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                 When the POP3 server receives the APOP command, it verifies
                 the digest provided.  If the digest is correct, the POP3
		 server issues a positive response, and the POP3 session enters
		 the TRANSACTION state.  Otherwise, a negative response is
                 issued and the POP3 session remains in the AUTHORIZATION
                 state.

                 Note that as the length of the shared secret increases,
                 so does the difficulty of deriving it.  As such, shared
                 secrets should be long strings (considerably longer than
                 the 8-character example shown below).

               Possible Responses:
                   +OK maildrop locked and ready
                   -ERR permission denied
               Examples:
                   S: +OK POP3 server ready <1896.697170952@dbc.mtview.ca.us>
                   C: APOP mrose c4c9334bac560ecc979e58001b3e22fb
                   S: +OK maildrop has 1 message (369 octets)

                 In this example, the shared secret is the string `tanstaaf'.
                 Hence, the MD5 algorithm is applied to the string

                    <1896.697170952@dbc.mtview.ca.us>tanstaaf

                 which produces a digest value of

                    c4c9334bac560ecc979e58001b3e22fb























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8. POP3 Command Summary 

       Minimal POP3 Commands:
           USER name               valid in the AUTHORIZATION state
           PASS string
           QUIT

           STAT                    valid in the TRANSACTION state
           LIST [msg]
           RETR msg
           DELE msg
           NOOP
           LAST
           RSET

           QUIT                    valid in the UPDATE state

       Optional POP3 Commands:
           APOP name digest        valid in the AUTHORIZATION state

           TOP msg n               valid in the TRANSACTION state

       POP3 Replies:
           +OK
           -ERR

       Note that with the exception of the STAT command, the reply given
       by the POP3 server to any command is significant only to "+OK"
       and "-ERR".  Any text occurring after this reply may be ignored
       by the client.





















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9. Example POP3 Session

    S: <wait for connection on TCP port 110>
    C: <open connection>
    S:    +OK POP3 server ready <1896.697170952@dbc.mtview.ca.us>
    C:    APOP mrose c4c9334bac560ecc979e58001b3e22fb
    S:    +OK mrose's maildrop has 2 messages (320 octets)
    C:    STAT
    S:    +OK 2 320
    C:    LIST
    S:    +OK 2 messages (320 octets)
    S:    1 120
    S:    2 200
    S:    .
    C:    RETR 1
    S:    +OK 120 octets
    S:    <the POP3 server sends message 1>
    S:    .
    C:    DELE 1
    S:    +OK message 1 deleted
    C:    RETR 2
    S:    +OK 200 octets
    S:    <the POP3 server sends message 2>
    S:    .
    C:    DELE 2
    S:    +OK message 2 deleted
    C:    QUIT
    S:    +OK dewey POP3 server signing off (maildrop empty)
    C:  <close connection>
    S:  <wait for next connection>


10. Message Format

   All messages transmitted during a POP3 session are assumed to conform
   to the standard for the format of Internet text messages [RFC822].

   It is important to note that the octet count for a message on the
   server host may differ from the octet count assigned to that message
   due to local conventions for designating end-of-line.  Usually,
   during the AUTHORIZATION state of the POP3 session, the POP3 client
   can calculate the size of each message in octets when it parses the
   maildrop into messages.  For example, if the POP3 server host
   internally represents end-of-line as a single character, then the
   POP3 server simply counts each occurrence of this character in a
   message as two octets.  Note that lines in the message which start
   with the termination octet need not be counted twice, since the POP3
   client will remove all byte-stuffed termination characters when it
   receives a multi-line response.


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12. References

     [RFC821]  Postel, J., "Simple Mail Transfer Protocol", RFC 821,
               USC/Information Sciences Institute, August, 1982.

     [RFC822]  Crocker, D., "Standard for the Format of ARPA-Internet
               Text Messages", RFC 822, University of Delaware, August,
               1982.

     [RFC1321] Rivest, R. "The MD5 Message-Digest Algorithm", RFC 1320,
	       MIT Laboratory for Computer Science, April, 1992.


13. Security Considerations

   It is conjectured that use of the APOP command provides origin
   identification and replay protection for a POP3 session.  Accordingly,
   a POP3 server which implements both the PASS and APOP commands must not
   allow both methods of access for a given user; that is, for a given
   "USER name" either the PASS or APOP command is allowed, but not both.

   Further, note that as the length of the shared secret increases, so
   does the difficulty of deriving it.

   Otherwise, security issues are not discussed in this memo.


14. Acknowledgements

   The POP family has a long and checkered history.  Although primarily
   a minor revision to RFC 1460, POP3 is based on the ideas presented in
   RFCs 918, 937, and 1081.

   In addition, Alfred Grimstad, Keith McCloghrie, and Neil Ostroff
   provided significant comments on the APOP command.


15. Author's Address:

   Marshall T. Rose
   Dover Beach Consulting, Inc.
   Mountain View, CA  94043-2186

   Phone: +1 415 968 1052
   Fax:   +1 415 968 2510

   EMail: mrose@dbc.mtview.ca.us
   X.500: rose, dbc, us



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