Internet DRAFT - draft-rundgren-deterministic-cbor

draft-rundgren-deterministic-cbor







Network Working Group                                   A. Rundgren, Ed.
Internet-Draft                                               Independent
Intended status: Informational                            22 August 2023
Expires: 23 February 2024


               CBOR Deterministic Encoding Profile (CDEP)
                  draft-rundgren-deterministic-cbor-23

Abstract

   This document describes CDEP, a deterministic encoding profile for
   CBOR, intended for usage in high-end computing platforms like mobile
   phones, Web browsers, and Web servers.  In addition to enhancing
   interoperability, deterministic encoding also enables performing
   cryptographic operations like signing "raw" CBOR data items,
   something which otherwise would require wrapping such data in byte
   strings, or introduce dependencies on non-standard canonicalization
   procedures.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on 23 February 2024.

Copyright Notice

   Copyright (c) 2023 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.




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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  Background  . . . . . . . . . . . . . . . . . . . . . . .   2
     1.2.  Objectives  . . . . . . . . . . . . . . . . . . . . . . .   3
     1.3.  Terminology . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Specification . . . . . . . . . . . . . . . . . . . . . . . .   3
     2.1.  General Requirements  . . . . . . . . . . . . . . . . . .   4
     2.2.  CBOR Data Items . . . . . . . . . . . . . . . . . . . . .   4
     2.3.  Encoding of Numbers . . . . . . . . . . . . . . . . . . .   5
       2.3.1.  Integer Numbers . . . . . . . . . . . . . . . . . . .   6
       2.3.2.  Special Floating Point Numbers  . . . . . . . . . . .   7
       2.3.3.  "Ordinary" Floating Point Numbers . . . . . . . . . .   7
   3.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   8
   4.  Security Considerations . . . . . . . . . . . . . . . . . . .   8
   5.  References  . . . . . . . . . . . . . . . . . . . . . . . . .   9
     5.1.  Normative References  . . . . . . . . . . . . . . . . . .   9
     5.2.  Informative References  . . . . . . . . . . . . . . . . .   9
   Appendix A.  Incorrectly Encoded Numbers  . . . . . . . . . . . .   9
   Appendix B.  Implementation Constraints . . . . . . . . . . . . .  11
   Appendix C.  Decoder Considerations . . . . . . . . . . . . . . .  11
   Appendix D.  Reference Implementations  . . . . . . . . . . . . .  11
   Appendix E.  Online Tools . . . . . . . . . . . . . . . . . . . .  11
   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .  12
   Document History  . . . . . . . . . . . . . . . . . . . . . . . .  12
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .  14

1.  Introduction

   This specification introduces a deterministic encoding profile for
   data expressed in the CBOR [RFC8949] format.  This profile is
   subsequently referred to as CDEP.

   Note that this document is not on the IETF standards track.  However,
   a conformant implementation is supposed to adhere to the specified
   behavior for security and interoperability reasons.

1.1.  Background

   [RFC8949] supports a number of deterministic encoding options.  Some
   of these options are not necessarily interoperable, like Rule 1-3 in
   Section 4.2.2 (https://rfc-editor.org/rfc/rfc8949#section-4.2.2).
   This could potentially hamper large scale rollout of applications
   depending on deterministically encoded CBOR.







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1.2.  Objectives

   The main objective of CDEP is providing an interoperable CBOR
   encoding profile, _primarily_ targeting high-end computing platforms
   like mobile phones, Web browsers, and Web servers.  In addition, due
   to the underpinning deterministic representation of data, CDEP also
   enables performing cryptographic operations like signatures over
   "raw" (unwrapped) CBOR data items since signatures depend on a
   _unified_ representation of the data to be signed.  Furthermore,
   building on the same foundation, CDEP also permits decoded CBOR data
   to be subjected to simple and secure _transformation_ and
   _reencoding_ operations.

   The deterministic encoding profile described in this document is
   characterized by being _bidirectional_ also when CBOR is provided in
   _diagnostic notation_ (Section 8 of [RFC8949]), making CDEP
   comparatively easy to understand, debug, and implement.

   Although CDEP is a _deterministic_ encoding profile, the intent is
   that the encoding scheme should be equally useful for applications
   that do not depend on this particular feature.  See also Appendix C.

   In spite of the enhanced functionality, this specification retains
   full compatibility with [RFC8949].

   See also [I-D.mcnally-deterministic-cbor] which represents an
   alternative approach to deterministic encoding.

1.3.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.  Specification

   The CDEP deterministic encoding profile builds on Section 4.2 of
   [RFC8949].

   The following sections contain some additional clarifications and
   explicit choices, in order to facilitate an interoperable encoding
   scheme.







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2.1.  General Requirements

   Occurrences of unknown or malformed CBOR data items MUST be rejected.

   Map keys MUST only be compared and sorted based on their bytewise
   lexicographic order of their deterministic encoding.  In practical
   terms this means that if the integer number 0 and the floating point
   numbers 0.0, and -0.0 were used as map keys, they would represent the
   proper sort order for the distinct keys 00, f90000, and f98000,
   respectively.  Duplicate map keys MUST be rejected.

   For applications that depend on _deterministic reencoding_ of CBOR
   data items, compliant decoder implementations MUST be able to
   recreate such data in its original form.  This means for example that
   the string component of date items (tag 0) MUST be preserved "as is"
   in order to maintain consistency.

   The _optional_ numerical extensions described in Section 3.4.4 of
   [RFC8949] MUST be treated as _distinct_ data items as well as not be
   subjected to any transformations at the encoding level.

2.2.  CBOR Data Items

   Compliant CDEP implementations SHOULD as a _minimum_ support the
   following CBOR data items:


























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                 +================+=====================+
                 |   Data Item    |       Encoding      |
                 +================+=====================+
                 | integer        | Major type 0 and 1  |
                 +----------------+---------------------+
                 | bignum         | 0xc2 and 0xc3       |
                 +----------------+---------------------+
                 | floating point | 0xf9, 0xfa and 0xfb |
                 +----------------+---------------------+
                 | byte string    | Major type 2        |
                 +----------------+---------------------+
                 | text string    | Major type 3        |
                 +----------------+---------------------+
                 | false          | 0xf4                |
                 +----------------+---------------------+
                 | true           | 0xf5                |
                 +----------------+---------------------+
                 | null           | 0xf6                |
                 +----------------+---------------------+
                 | array          | Major type 4        |
                 +----------------+---------------------+
                 | map            | Major type 5        |
                 +----------------+---------------------+
                 | tag            | Major type 6        |
                 +----------------+---------------------+

                         Table 1: CBOR Data Items

   See also Appendix B.

2.3.  Encoding of Numbers

   The following sub sections hold examples of numeric values expressed
   in _diagnostic notation_ (Section 8 of [RFC8949]) and their CDEP
   encoded counterpart (expressed in hexadecimal).  See also Appendix A.

   To achieve a _fixed and bidirectional_ representation of numbers,
   Rule 2 in Section 4.2.2 of [RFC8949] MUST be adhered to.  In
   addition, integer and floating point data items MUST use preferred
   serialization as described in Section 4.2.1 (https://rfc-
   editor.org/rfc/rfc8949#section-4.2.1).

   Note that the values and encodings are supposed to work in _both_
   directions.







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2.3.1.  Integer Numbers

   The following table holds a set of integer/bignum values.  Note that
   bignum data items MUST use preferred serialization as described in
   Section 3.4.3 of [RFC8949].

            +=======================+========================+
            |         Value         |        Encoding        |
            +=======================+========================+
            |                     0 |                     00 |
            +-----------------------+------------------------+
            |                    -1 |                     20 |
            +-----------------------+------------------------+
            |                    23 |                     17 |
            +-----------------------+------------------------+
            |                    24 |                   1818 |
            +-----------------------+------------------------+
            |                   -24 |                     37 |
            +-----------------------+------------------------+
            |                   -25 |                   3818 |
            +-----------------------+------------------------+
            |                   255 |                   18ff |
            +-----------------------+------------------------+
            |                   256 |                 190100 |
            +-----------------------+------------------------+
            |                  -256 |                   38ff |
            +-----------------------+------------------------+
            |                  -257 |                 390100 |
            +-----------------------+------------------------+
            |                 65535 |                 19ffff |
            +-----------------------+------------------------+
            |                 65536 |             1a00010000 |
            +-----------------------+------------------------+
            |         1099511627775 |     1b000000ffffffffff |
            +-----------------------+------------------------+
            |  18446744073709551615 |     1bffffffffffffffff |
            +-----------------------+------------------------+
            |  18446744073709551616 | c249010000000000000000 |
            +-----------------------+------------------------+
            | -18446744073709551616 |     3bffffffffffffffff |
            +-----------------------+------------------------+
            | -18446744073709551617 | c349010000000000000000 |
            +-----------------------+------------------------+

                         Table 2: Integer Numbers






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2.3.2.  Special Floating Point Numbers

   The following table holds the set of special IEEE 754 [IEEE754]
   values.  Note that "signaling" NaN values MUST NOT be present.

                          +===========+==========+
                          |   Value   | Encoding |
                          +===========+==========+
                          |       0.0 |   f90000 |
                          +-----------+----------+
                          |      -0.0 |   f98000 |
                          +-----------+----------+
                          |  Infinity |   f97c00 |
                          +-----------+----------+
                          | -Infinity |   f9fc00 |
                          +-----------+----------+
                          |       NaN |   f97e00 |
                          +-----------+----------+

                              Table 3: Special
                           Floating Point Numbers

2.3.3.  "Ordinary" Floating Point Numbers

   The following table holds a set of "ordinary" IEEE 754 [IEEE754]
   values including some edge cases.  Note that subnormal floating point
   values MUST be supported.
























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             +==========================+====================+
             |          Value           |      Encoding      |
             +==========================+====================+
             |    -5.960464477539062e-8 | fbbe6fffffffffffff |
             +--------------------------+--------------------+
             |    -5.960464477539063e-8 |             f98001 |
             +--------------------------+--------------------+
             |    -5.960464477539064e-8 | fbbe70000000000001 |
             +--------------------------+--------------------+
             |    -5.960465188081798e-8 |         fab3800001 |
             +--------------------------+--------------------+
             |   0.00006097555160522461 |             f903ff |
             +--------------------------+--------------------+
             |                  65504.0 |             f97bff |
             +--------------------------+--------------------+
             |           65504.00390625 |         fa477fe001 |
             +--------------------------+--------------------+
             |                  65536.0 |         fa47800000 |
             +--------------------------+--------------------+
             |       10.559998512268066 |         fa4128f5c1 |
             +--------------------------+--------------------+
             |       10.559998512268068 | fb40251eb820000001 |
             +--------------------------+--------------------+
             |   3.4028234663852886e+38 |         fa7f7fffff |
             +--------------------------+--------------------+
             |    3.402823466385289e+38 | fb47efffffe0000001 |
             +--------------------------+--------------------+
             |    1.401298464324817e-45 |         fa00000001 |
             +--------------------------+--------------------+
             |   1.1754942106924411e-38 |         fa007fffff |
             +--------------------------+--------------------+
             |                 5.0e-324 | fb0000000000000001 |
             +--------------------------+--------------------+
             | -1.7976931348623157e+308 | fbffefffffffffffff |
             +--------------------------+--------------------+

                 Table 4: "Ordinary" Floating Point Numbers

3.  IANA Considerations

   This document has no IANA actions.

4.  Security Considerations

   This specification inherits all the security considerations of CBOR
   [RFC8949].





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   Applications that exploit the uniqueness of deterministic encoding
   should verify that the used decoder actually rejects incorrectly
   formatted CBOR data items.

5.  References

5.1.  Normative References

   [IEEE754]  IEEE, "IEEE Standard for Floating-Point Arithmetic", IEEE
              754-2019, DOI 10.1109/IEEESTD.2019.8766229,
              <https://ieeexplore.ieee.org/document/8766229>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC8949]  Bormann, C. and P. Hoffman, "Concise Binary Object
              Representation (CBOR)", STD 94, RFC 8949,
              DOI 10.17487/RFC8949, December 2020,
              <https://www.rfc-editor.org/info/rfc8949>.

5.2.  Informative References

   [I-D.mcnally-deterministic-cbor]
              McNally, W. and C. Allen, "Gordian dCBOR: Deterministic
              CBOR Implementation Practices", Work in Progress,
              Internet-Draft, draft-mcnally-deterministic-cbor-01, 4 May
              2023, <https://datatracker.ietf.org/doc/html/draft-
              mcnally-deterministic-cbor-01>.

Appendix A.  Incorrectly Encoded Numbers

   The following table holds a few examples of numeric CBOR data items
   that MUST be rejected because their respective encoding does not
   conform to CDEP.  "PS" in the table is a short form for
   "Preferred Serialization".










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         +==========================+============================+
         |         Encoded          |     Error Description      |
         +==========================+============================+
         | f97e01                   | NaN "signaling"            |
         +--------------------------+----------------------------+
         | f97c01                   | Invalid NaN                |
         +--------------------------+----------------------------+
         | fb7ff8000000000000       | PS: f97e00                 |
         +--------------------------+----------------------------+
         | fb8000000000000000       | PS: f98000                 |
         +--------------------------+----------------------------+
         | faff800000               | PS: f9fc00                 |
         +--------------------------+----------------------------+
         | fa477fe000               | PS: f97bff                 |
         +--------------------------+----------------------------+
         | fab3800000               | PS: f98001                 |
         +--------------------------+----------------------------+
         | fbbe70000000000000       | PS: f98001                 |
         +--------------------------+----------------------------+
         | fa00000000               | PS: f90000                 |
         +--------------------------+----------------------------+
         | fb36a0000000000000       | PS: fa00000001             |
         +--------------------------+----------------------------+
         | fb380fffffc0000000       | PS: fa007fffff             |
         +--------------------------+----------------------------+
         | 1800                     | PS: 00                     |
         +--------------------------+----------------------------+
         | 1817                     | PS: 17                     |
         +--------------------------+----------------------------+
         | 1900ff                   | PS: 18ff                   |
         +--------------------------+----------------------------+
         | 1a000000ff               | PS: 18ff                   |
         +--------------------------+----------------------------+
         | 1a0000ffff               | PS: 19ffff                 |
         +--------------------------+----------------------------+
         | 1b00000000ffffffff       | PS: 1affffffff             |
         +--------------------------+----------------------------+
         | 3b00000000ffffffff       | PS: 3affffffff             |
         +--------------------------+----------------------------+
         | c2488000000000000000     | PS: 1b8000000000000000     |
         +--------------------------+----------------------------+
         | c348ffffffffffffffff     | PS: 3bffffffffffffffff     |
         +--------------------------+----------------------------+
         | c24a00800000000000000000 | PS: c249800000000000000000 |
         +--------------------------+----------------------------+

                    Table 5: Incorrectly Encoded Numbers




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Appendix B.  Implementation Constraints

   This section is non-normative.

   Note that even if an application does not support (or need) bignum or
   floating point data items, CDEP is still applicable, since a _strict
   subset_ is upwardly compatible with full-blown implementations.  Low-
   end platforms typically also restrict CBOR map keys to integer and
   text string data items.  Since these issues are application specific,
   they are out of scope for this specification.

Appendix C.  Decoder Considerations

   This section is non-normative.

   To not unnecessarily create incompatibilities with the existing CBOR
   ecosystem, CDEP decoders may benefit from supporting a _non-
   deterministic mode_, where the map key ordering and preferred
   serialization checks are disabled.

Appendix D.  Reference Implementations

   This section is non-normative.

   Reference implementations that conform to this specification include:

   *  JavaScript: <https://github.com/cyberphone/CBOR.js#cborjs>

   *  JDK 17+: <https://github.com/cyberphone/openkeystore#cbor-support>

   *  Android/Java: <https://github.com/cyberphone/android-cbor#cbor-
      for-android>

Appendix E.  Online Tools

   This section is non-normative.

   The following online tools enable testing CDEP without installing any
   software:

   *  <https://cyberphone.github.io/CBOR.js/doc/playground.html>

   *  <https://test.webpki.org/csf-lab/convert>








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Acknowledgements

   This document incorporates much appreciated suggestions and feedback
   by Eliot Lear, Wolf McNally, Laurence Lundblade, Joe Hildebrand, and
   Carsten Bormann.

Document History

   [[ This section to be removed by the RFC Editor before publication as
   an RFC ]]

   Version 00:

   *  Initial publication.

   Version 01:

   *  Added Table 1: Supported CBOR Data Types

   Version 02:

   *  Added bidirectional + reencoding to 2

   Version 03:

   *  Added ref to 3.4.4.  Decimal Fractions and Bigfloats.

   *  Type => Data Item (throughout the spec).

   Version 04-00:

   *  Document name spelling error.

   Version 01:

   *  Minor tweaks.

   Version 02:

   *  ISE submission and associated changes.

   Version 03:

   *  Number table clarifications.

   Version 04:

   *  Word-smithing.



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   Version 05:

   *  ISE input resulted in Background section.

   Version 06:

   *  Word-smithing.

   Version 07:

   *  Word-smithing.

   Version 08:

   *  Explained universality.

   Version 09:

   *  Stream added.

   Version 10:

   *  External "Section" refs made into links.

   Version 11:

   *  IEEE 754 ref.

   Version 12:

   *  Language nit.

   Version 13:

   *  Major restructuring of "Specification".

   Version 14:

   *  Word-smithing.

   Version 15:

   *  Word-smithing.

   Version 16:

   *  Added section references to RFC8949 for numbers.




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   Version 17:

   *  Acknowledgements.

   Version 18:

   *  D-CBOR => CDEP.

   *  Added "Decoder Considerations".

   Version 19:

   *  Minor restruction of Number section.

   Version 20:

   *  "Incorrectly Encoded Numbers" added.

   Version 21:

   *  Improved integer table text.

   Version 22:

   *  Map key example.

   Version 23:

   *  Map key duplicate handling.

Author's Address

   Anders Rundgren (editor)
   Independent
   Montpellier
   France
   Email: anders.rundgren.net@gmail.com
   URI:   https://www.linkedin.com/in/andersrundgren/













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