Internet DRAFT - draft-saintandre-urnbis-3406bis
draft-saintandre-urnbis-3406bis
URNBIS P. Saint-Andre, Ed.
Internet-Draft Cisco Systems, Inc.
Obsoletes: 3406 (if approved) L. Daigle
Intended status: BCP D. van Gulik
Expires: May 14, 2013 R. Iannella
P. Faltstrom
November 10, 2012
Uniform Resource Name (URN) Namespace Definitions
draft-saintandre-urnbis-3406bis-00
Abstract
This document supplements the Uniform Resource Name (URN) syntax
specification by defining the concept of a URN namespace, as well as
mechanisms for defining and registering such namespaces. This
document obsoletes RFC 3406.
Status of this Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on May 14, 2013.
Copyright Notice
Copyright (c) 2012 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
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include Simplified BSD License text as described in Section 4.e of
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the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Discussion Venue . . . . . . . . . . . . . . . . . . . . . . . 4
3. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4
4. What is a URN Namespace? . . . . . . . . . . . . . . . . . . . 4
5. URN Namespace Types . . . . . . . . . . . . . . . . . . . . . 5
5.1. Formal Namespaces . . . . . . . . . . . . . . . . . . . . 5
5.2. Informal Namespaces . . . . . . . . . . . . . . . . . . . 6
6. Defining a URN Namespace . . . . . . . . . . . . . . . . . . . 7
6.1. Formal Namespaces . . . . . . . . . . . . . . . . . . . . 7
6.1.1. Syntax . . . . . . . . . . . . . . . . . . . . . . . . 7
6.1.2. Specification . . . . . . . . . . . . . . . . . . . . 8
6.2. Informal Namespaces . . . . . . . . . . . . . . . . . . . 8
7. Registering a URN Namespace . . . . . . . . . . . . . . . . . 9
7.1. Formal Namespaces . . . . . . . . . . . . . . . . . . . . 9
7.2. Informal Namespaces . . . . . . . . . . . . . . . . . . . 9
8. URN Namespace Definition Template . . . . . . . . . . . . . . 10
9. Security Considerations . . . . . . . . . . . . . . . . . . . 14
10. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 14
11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 15
11.1. Normative References . . . . . . . . . . . . . . . . . . . 15
11.2. Informative References . . . . . . . . . . . . . . . . . . 15
Appendix A. Changes from RFC 3406 . . . . . . . . . . . . . . . . 15
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 15
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1. Introduction
A Uniform Resource Name (URN) is a Uniform Resource Identifier (URI)
that is intended to serve as a persistent, location-independent
resource identifier. The general class of URNs is differentiated
from all other URIs through the use of the 'urn' URI scheme.
This document supplements the Uniform Resource Name (URN) syntax
specification by defining (1) the concept of a URN namespace, (2) a
mechanism for defining such namespaces and associating each namespace
with a public identifier (called a Namespace ID or "NID"), and (3)
procedures for registering such namespaces with the Internet Assigned
Numbers Authority (IANA).
This document rests on two key assumptions:
1. Assignment of a URN is a managed process.
A string that conforms to the URN syntax is not necessarily a
valid URN, because a URN needs to be assigned according to the
rules of a particular namespace (in terms of syntax, semantics,
and process).
2. The space of URN namespaces is itself managed.
A string in the namespace identifier slot of the URN syntax is
not necessarily a valid URN namespace identifier, because in
order to be valid a namespace needs to be defined and registered
in accordance with the rules of this document.
URN namespaces were originally defined in [RFC2611], which was
obsoleted by [RFC3406]. Based on experience with defining and
registering URN namespaces since that time, the goal of this document
is to specify URN namespaces with the smallest reasonable set of
changes from [RFC3406].
Although on the surface it might appear that this document is
significantly different from [RFC3406], in general it only modifies
the order of presentation, with the intent of making it easier for
people to define and register URN namespaces. However, the only
major substantive change is removing the category of experimental
namespaces, in accorance with [RFC6648].
If approved, this document will obsolete RFC 3406.
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2. Discussion Venue
The discussion venue for this document is mailing list of the URNBIS
WG; visit <https://www.ietf.org/mailman/listinfo/urn> for
subscription and archive information.
3. Terminology
Several important terms used in this document are defined in the URN
syntax specification [I-D.saintandre-urnbis-2141bis].
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
[RFC2119].
4. What is a URN Namespace?
For the purposes of URNs, a "namespace" is a collection of unique
identifiers that are consistently assigned according to a common
definition.
The uniqueness constraint means that an identifier within the
namespace is never assigned to more than one resource and never re-
assigned to a different resource (however, a single resource can have
more than one URN assigned to it for different purposes).
The consistent assignment constraint means that an identifier within
the namespace is assigned by an organization or in accordance with a
process that is always followed.
The common definition constraint means that the syntax for
identifiers within the namespace and the process for assigning such
identifiers are clearly defined in a specification.
A URN namespace is identified by a particular designator (which
syntactically follows the 'urn' scheme name) in order to:
o Ensure the global uniqueness of URNs.
o Optionally provide a cue regarding the structure of URNs assigned
within a namespace.
With regard to global uniqueness, using different designators for
different collections of identifiers ensures that no two URNs will be
the same for different resources (since each collection is required
to uniquely assign each identifier). For instance, some identifier
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systems use strings of numbers as identifiers (e.g., ISBN, ISSN,
phone numbers). It is conceivable that there might be some numbers
that are valid identifiers in two different established identifier
systems, and the namespace identifier differentiates between the
resulting URNs.
With regard to the structure of URNs assigned within a namespace, the
development of an identifier structure, and thereby a collection of
identifiers, is a process that is inherently dependent on the
requirements of the community defining the identifier, how they will
be assigned, and the uses to which they will be put. All of these
issues are specific to the individual community seeking to define a
namespace (e.g., a publishing community, an association of
booksellers, developers of particular application protocols, etc.);
therefore these issues are beyond the scope of URN syntax and the
rules regarding URN namespaces in general.
URN namespaces inherit certain rights and responsibilities,
including:
o They uphold the general principles of a well-managed URN namespace
by providing persistent identification of resources and unique
assignment of identifier strings.
o They can be registered in global registration services.
5. URN Namespace Types
There are two types of URN namespace: formal and informal. These are
distinguished by the expected level of service, the information
required to define the namespace, and the procedures for
registration. To date, the vast majority of the registered
namespaces have been formal, so this document concentrates on formal
namespaces.
Note: [RFC3406] defined a third type of "experimental namespaces:,
denoted by prefixing the namespace identifier with the string "X-".
Consistent with [RFC6648], this specification removes the
experimental category.
5.1. Formal Namespaces
A formal namespace can be requested, and IETF review sought, in cases
where the publication of the NID proposal and the underlying
namespace will provide benefit to some subset of users on the
Internet. That is, a formal NID proposal, if accepted, needs to be
functional on and with the global Internet, not limited to users in
communities or networks not connected to the Internet. For example,
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consider a NID that is meant for naming of physics research; if that
NID request required that the user use a proprietary network or
service that was not at all open to the general Internet user, then
it would make a poor request for a formal NID. The intent is that,
while the community of those who may actively use the names assigned
within that NID may be small (but no less important), the potential
use of names within that NID is open to any user on the Internet.
It is expected that formal NIDs may be applied to namespaces where
some aspects are not fully open. For example, a namespace might make
use of a fee-based, privately managed, or proprietary registry for
assignment of URNs in the namespace. However, it may still provide
benefit to some Internet users if the services associated have
openly- published access protocols.
In addition to the basic information specified in the namespace
definition template (see Section 8), a formal namespace request needs
to be accompanied by documented considerations of the need for a new
namespace and of the community benefit from formally establishing the
proposed URN namespace.
Additionally, since the goal of URNs is to provide persistent
identification, a formal namespace request needs to give some
consideration as to the longevity and maintainability of the
namespace. Possible factors to consider with regard to an
organization that will assign URNs within a namespace include the
following:
o It ought to demonstrate stability and the ability to maintain the
URN namespace for a long time; absent such evidence, it ought to
be clear how the namespace can remain viable if the organization
can no longer maintain the namespace.
o It ought to demonstrate competency in name assignment. This will
improve the likelihood of persistence (e.g. to minimize the
likelihood of conflicts);
o It ought to commit to not re-assigning existing names and to
allowing old names to continue to be valid, even if the owners or
assignees of those names are no longer members or customers of
that organization. With regard to URN resolution, this does not
mean that there needs to be resolution of such names, only that
the names will not resolve to false or stale information.
5.2. Informal Namespaces
Informal namespaces are full-fledged URN namespaces, with all the
rights and responsibilities associated thereto. Informal namespaces
differ from formal namespaces in the process for assigning a NID:
IANA will assign an alphanumeric NID (e.g., "urn-7") to informal
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namespaces, per the process outlined under Section 7.
6. Defining a URN Namespace
A URN namespace is defined by the following factors:
o The syntax of URNs assigned within the namespace, in conformance
with the fundamental URN syntax [I-D.saintandre-urnbis-2141bis].
o The process for assigning URNs within the namespace.
o Optionally, the process for resolving URNs issued within the
namepace.
Processes for resolution of URNs assigned within a namespace (if any)
are out of scope for this document. The following sections provide
guidelines for (1) defining the syntax of URNs within a namespace and
(2) specifying how URNs will be assigned within a namespace.
6.1. Formal Namespaces
Formal NIDs are assigned as a result of IETF Consensus as defined in
the "IANA Considerations" document [RFC5226]. Thus an application
for a formal NID is made by publishing an RFC through normal IETF
processes. The RFC need not be standards track (indeed, to date most
RFCs registering URN namespaces have been informational), but it will
be subject to IESG review and acceptance pursuant to the guidelines
written here (as well as standard RFC publication guidelines).
6.1.1. Syntax
A formal namespace registration requests a particular NID, subject to
the following constraints:
o It MUST NOT be an already-registered NID.
o It MUST NOT start with "urn-" (which is reserved for informal
namespaces).
o It MUST be more than 2 letters long.
o It MUST NOT start with "XY-", where XY is any combination of two
ASCII letters.
All two-letter combinations, and all two-letter combinations followed
by "-" and any sequence of valid NID characters, are reserved for
potential use as countrycode-based NIDs for eventual national
registrations of URN namespaces. The definition and scoping of rules
for allocation of responsibility for such countrycode-based
namespaces is beyond the scope of this document.
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6.1.2. Specification
The specification defining a formal namespace MUST include a
completed namespace definition template (see Section 8).
The specification also MUST include the following sections.
The "Namespace Considerations" section outlines the perceived need
for a new namespace (i.e., where existing namespaces fall short of
the proposer's requirements). Potential considerations include:
o Procedures for assigning URNs within this namespace
o Processes for resolving URNs assigned within this namespace, if
any
o The type of resources to be identified
o The type of services to be supported
It is expected that more than one namespace may serve the same
"functional" purpose; the intent of the "Namespace Considerations"
section is to provide a record of the proposer's "due diligence" in
exploring existing possibilities, for the IESG's consideration.
The "Community Considerations" section explains how the intended
community will benefit by publication of this namespace as well as
how a general Internet user will be able to use the space if they
care to do so. Potential considerations include:
o Open assignment and use of identifiers within the namespace
o Open operation of resolution servers for the namespace (server)
o Creation of software that can meaningfully resolve and access
services for the namespace (client)
The "IANA Considerations" section indicating that the document
includes a URN NID registration that is to be entered into the IANA
registry of URN NIDs.
6.2. Informal Namespaces
Informal namespaces are directly requested of IANA.
The namespace identifier assigned by IANA is a number sequence in the
format:
"urn-" <number>
where <number> is chosen by the IANA on a First Come First Served
basis as specified in the "IANA Considerations" deocument [RFC5226].
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The only restrictions on <number> are (1) that it consist strictly of
digits and (2) that it not cause the NID to exceed the length
limitations defined in the URN syntax specification
[I-D.saintandre-urnbis-2141bis].
7. Registering a URN Namespace
7.1. Formal Namespaces
The key steps for registration of a formal namespace are:
1. Write an Internet-Draft that includes all of the information
described under Section FIXME.
2. Send the completed namespace definition template to the
urn-nid@ietf.org discussion list for technical review.
3. Update the Internet-Draft as needed to address feedback, and
repeat steps 2 and 3 as needed.
4. Based on comments received, update the Internet-Draft and repeat
steps 2 and 3 as necessary.
5. Send a request to the IESG to publish the I-D as an RFC. The
IESG may request further changes (published as I-D revisions)
and/or direct discussion to designated working groups, area
experts, etc.
6. If the IESG approves the document for publication as an RFC, send
a request to IANA to register the requested NID.
A registration can be revised by updating the RFC through normal IETF
processes [RFC2606]. The authors of the revised document need to
follow the same steps outlined above for new registrations.
7.2. Informal Namespaces
The key steps for registration of an informal namespace are:
1. Complete the namespace definition template (see Section 8). This
can be done as part of an Internet-Draft.
2. Send the completed template to the urn-nid@ietf.org discussion
list for technical review.
3. Based on comments received, update the template and repeat steps
2 and 3 as necessary.
4. Once comments have been addressed and the review period has
expired, send a registration request to IANA (via the
iana@iana.org email address) with the final template.
Informal namespaces can also be revised by updating the template and
processing it as outlined above for new registrations.
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8. URN Namespace Definition Template
Definition of a URN namespace is accomplished by completing the
following template. Apart from providing a mechanism for defining
the structure of URNs assigned within the namespace, this information
is designed to be useful for:
o entities seeking to have a URN assigned in a namespace (if
applicable)
o entities seeking to provide URN resolvers for a namespace (if
applicable)
This is particularly important for communities evaluating the
possibility of using a portion of an existing URN namespace rather
than creating their own.
As described under Section 7.1, applications for formal URN
namespaces MUST also document "Namespace Considerations", "Community
Considerations" and "IANA Considerations".
The information to be provided in the template is as follows:
Namespace ID:
Requested of IANA (formal) or assigned by IANA (informal).
Registration Information:
This is information to identify the particular version of
registration information:
- registration version number: starting with 1,
incrementing by 1 with each new version
- registration date: date submitted to the IANA, using the
format YYYY-MM-DD
Declared registrant of the namespace:
This includes:
Registering organization
Name
Address
Designated contact person
Name
Coordinates (at least one of email address, phone
number, postal address)
Declaration of syntactic structure:
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This section ought to outline any structural features of
identifiers in this namespace. At the very least, this
description may be used to introduce terminology used in
other sections. This structure may also be used for
determining realistic caching/shortcuts approaches;
suitable caveats ought to be provided. If there are any
specific character encoding rules (e.g., which character
ought to always be used for single-quotes), these ought
to be listed here.
Answers might include, but are not limited to:
- the structure is opaque (no exposition)
- a regular expression for parsing the identifier into
components, including naming authorities
Relevant ancillary documentation:
This section ought to list any RFCs, standards, or other
published documentation that defines or explains all or
part of the namespace structure.
Answers might include, but are not limited to:
- RFCs outlining syntax of the namespace
- Other of the defining community's (e.g., ISO) documents
outlining syntax of the identifiers in the namespace
- Explanatory material introducing the namespace
Identifier uniqueness considerations:
This section ought to address the requirement that URNs are
assigned uniquely -- i.e., they are assigned to at most one
resource, and are not reassigned.
(Note that the definition of "resource" is fairly broad; for
example, information on "Today's Weather" might be considered
a single resource, although the content is dynamic.)
Possible answers include, but are not limited to:
- exposition of the structure of the identifiers, and
partitioning of the space of identifiers amongst assignment
authorities which are individually responsible for
respecting uniqueness rules
- identifiers are assigned sequentially
- information is withheld; the namespace is opaque
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Identifier persistence considerations:
Although non-reassignment of URN identifiers ensures that a URN
will persist in identifying a particular resource even after
the "lifetime of the resource", some consideration ought to be
given to the persistence of the usability of the URN. This is
particularly important in the case of URN namespaces providing
global resolution.
Possible answers include, but are not limited to:
- quality of service considerations
Process of identifier assignment:
This section ought to detail the mechanisms and/or authorities
for assigning URNs to resources. It ought to make clear whether
assignment is completely open, or if limited, how to become an
assigner of identifiers, and/or get one assigned by existing
assignment authorities.
Answers could include, but are not limited to:
- assignment is completely open, following a particular
algorithm
- assignment is delegated to authorities recognized by a
particular organization (e.g., the Digital Object Identifier
Foundation controls the DOI assignment space and its
delegation)
- assignment is completely closed (e.g., for a private
organization)
Process for identifier resolution:
If a namespace is intended to be accessible for global
resolution, it needs to be registered in an RDS (Resolution
Discovery System, see RFC 2276) such as DDDS. Resolution
then proceeds according to standard URI resolution processes,
and the mechanisms of the RDS. What this section ought to
outline is the requirements for becoming a recognized resolver
of URNs in this namespace (and being so- listed in the RDS
registry).
Answers may include, but are not limited to:
- the namespace is not listed with an RDS; therefore this
section is not applicable
- resolution mirroring is completely open, with a mechanism
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for updating an appropriate RDS
- resolution is controlled by entities to which assignment
has been delegated
Rules for Lexical Equivalence:
If there are particular algorithms for determining equivalence
between two identifiers in the underlying namespace (hence, in
the URN string itself), rules can be provided here.
Some examples include:
- equivalence between hyphenated and non-hyphenated groupings
in the identifier string
- equivalence between single-quotes and double-quotes
- Namespace-defined equivalences between specific characters,
such as "character X with or without diacritic marks".
Note that these are not normative statements for any kind of
best practice for handling equivalences between characters;
they are statements limited to reflecting the namespace's
own rules.
Conformance with URN Syntax:
This section ought to outline any special considerations
required for conforming with the URN syntax. This is
particularly applicable in the case of legacy naming
systems that are used in the context of URNs.
For example, if a namespace is used in contexts other than URNs,
it may make use of characters that are reserved in the URN
syntax.
This section ought to flag any such characters, and outline
necessary mappings to conform to URN syntax. Normally, this
will be handled by hex encoding the symbol.
For example, see the section on SICIs in RFC 2288.
Validation mechanism:
Apart from attempting resolution of a URN, a URN namespace may
provide mechanisms for "validating" a URN -- i.e., determining
whether a given string is currently a validly-assigned URN.
There are two issues here: 1) users ought not "guess" URNs in
a namespace; 2) when the URN namespace is based on an existing
identifier system, it may not be the case that all the existing
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identifiers are assigned on Day 0. The reasonable expectation
is that the resource associated with each resulting URN is
somehow related to the thing identified by the original
identifier system, but those resources may not exist for each
original identifier. For example, even if a URN namespace were
defined based on telephone numbers, it is not clear that all
telephone numbers would immediately become "valid" URNs, that
could be resolved using whatever mechanisms are described as
part of the namespace registration.
Validation mechanisms might be:
- a syntax grammar
- an on-line service
- an off-line service
Scope:
This section ought to outline the scope of the use of the
identifiers in this namespace. Apart from considerations of
private vs. public namespaces, this section is critical in
evaluating the applicability of a requested NID. For example,
a namespace claiming to deal in "social security numbers"
ought to have a global scope and address all social security
number structures (unlikely). On the other hand, at a national
level, it is reasonable to propose a URN namespace for "this
nation's social security numbers".
9. Security Considerations
This document largely focuses on providing mechanisms for the
declaration of public information. Nominally, these declarations
will be of relatively low security profile, however there is always
the danger of "spoofing" and providing mis-information. Information
in these declarations ought to be taken as advisory.
10. IANA Considerations
This document outlines the processes for registering URN namespaces,
and has implications for the IANA in terms of registries to be
maintained. In all cases, the IANA ought to assign the appropriate
NID (informal or formal), as described above, once an IESG-designated
expert has confirmed that the requisite registration process steps
have been completed.
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11. References
11.1. Normative References
[I-D.saintandre-urnbis-2141bis]
Saint-Andre, P. and R. Moats, "Uniform Resource Name (URN)
Syntax", draft-saintandre-urnbis-2141bis-00 (work in
progress), October 2012.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 5226,
May 2008.
11.2. Informative References
[RFC2606] Eastlake, D. and A. Panitz, "Reserved Top Level DNS
Names", BCP 32, RFC 2606, June 1999.
[RFC2611] Daigle, L., van Gulik, D., Iannella, R., and P. Faltstrom,
"URN Namespace Definition Mechanisms", BCP 33, RFC 2611,
June 1999.
[RFC3406] Daigle, L., van Gulik, D., Iannella, R., and P. Faltstrom,
"Uniform Resource Names (URN) Namespace Definition
Mechanisms", BCP 66, RFC 3406, October 2002.
[RFC6648] Saint-Andre, P., Crocker, D., and M. Nottingham,
"Deprecating the "X-" Prefix and Similar Constructs in
Application Protocols", BCP 178, RFC 6648, June 2012.
Appendix A. Changes from RFC 3406
Although on the surface it might appear that this document is
significantly different from [RFC3406], in general it only modifies
the order of presentation, with the intent of making it easier for
people to define and register URN namespaces. However, the only
major substantive change is removing the category of experimental
namespaces, in accorance with [RFC6648].
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Authors' Addresses
Peter Saint-Andre (editor)
Cisco Systems, Inc.
1899 Wynkoop Street, Suite 600
Denver, CO 80202
USA
Phone: +1-303-308-3282
Email: psaintan@cisco.com
Leslie Daigle
Dirk-Willem van Gulik
Renato Iannella
Patrick Faltstrom
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